SimpliFi, Inc. Concentrated Active

Location: San Diego, CA

CIK: 0001716983 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 14, 2021

Total Value: $223M (100.0% shares, 0.0% debt)

Holdings (26)

AGZD WISDOMTREE TR 23.0%

Value $51.31M Shares 1,094,793 Share Price $46.87 * Est. Cost/Share $23.53 Unrealized @ Report Date -0.4%

LQDH ISHARES U S ETF TR 12.1%

Value $26.84M Shares 280,173 Share Price $95.81 Est. Cost/Share $95.91 Unrealized @ Report Date -0.1%

QEFA SPDR INDEX SHS FDS 10.8%

Value $24.05M Shares 320,095 Share Price $75.15 Est. Cost/Share $61.98 Unrealized @ Report Date +21.2%

DSTL ETF SER SOLUTIONS 9.7%

Value $21.54M Shares 525,947 Share Price $40.96 Est. Cost/Share $32.40 Unrealized @ Report Date +26.4%

SPY SPDR S&P 500 ETF TR 9.0%

Value $19.99M Shares 46,582 Share Price $429.14 Est. Cost/Share $314.62 Unrealized @ Report Date +36.4%

VIG VANGUARD SPECIALIZED FUNDS 8.8%

Value $19.69M Shares 128,217 Share Price $153.60 Est. Cost/Share $100.60 Unrealized @ Report Date +52.7%

IVOL KRANESHARES TR 8.3%

Value $18.58M Shares 666,514 Share Price $27.87 Est. Cost/Share $27.39 Unrealized @ Report Date +1.8%

FLRN SPDR SER TR 7.7%

Value $17.05M Shares 556,112 Share Price $30.66 Est. Cost/Share $30.64 Unrealized @ Report Date +0.1%

IWM ISHARES TR 6.4%

Value $14.17M Shares 64,761 Share Price $218.74 Est. Cost/Share $151.60 Unrealized @ Report Date +44.3%

VZ VERIZON COMMUNICATIONS INC 0.7%

Value $1.569M Shares 29,043 Share Price $54.02 * Est. Cost/Share $34.47 Unrealized @ Report Date +20.0%

AOR ISHARES TR 0.5%

Value $1.15M Shares 20,740 Share Price $55.45 Est. Cost/Share $55.33 Unrealized @ Report Date +0.3%

EFA ISHARES TR 0.5%

Value $1.135M Shares 14,555 Share Price $77.98 Est. Cost/Share $67.63 Unrealized @ Report Date +15.4%

LQD ISHARES TR 0.3%

Value $731K Shares 5,495 Share Price $133.03 Est. Cost/Share $122.30 Unrealized @ Report Date +8.8%

AOA ISHARES TR 0.3%

Value $601K Shares 8,613 Share Price $69.78 Est. Cost/Share $69.56 Unrealized @ Report Date +0.4%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value $587K Shares 2,150 Share Price $273.02 Est. Cost/Share $207.47 Unrealized @ Report Date +31.6%

ARKK ARK ETF TR 0.2%

Value $447K Shares 4,045 Share Price $110.51 Est. Cost/Share $64.49 Unrealized @ Report Date +71.4%

IEF ISHARES TR 0.2%

Value $424K Shares 3,677 Share Price $115.31 Est. Cost/Share $121.49 Unrealized @ Report Date -5.2%

QQQ INVESCO QQQ TR 0.2%

Value $395K Shares 1,103 Share Price $358.11 Est. Cost/Share $294.32 Unrealized @ Report Date +21.6%

SCHO SCHWAB STRATEGIC TR 0.2%

Value $386K Shares 7,541 Share Price $51.19 * Est. Cost/Share $25.09 Unrealized @ Report Date +2.0%

VTI VANGUARD INDEX FDS 0.2%

Value $382K Shares 1,721 Share Price $221.96 Est. Cost/Share $147.46 Unrealized @ Report Date +50.6%

NOC NORTHROP GRUMMAN CORP 0.1%

Value $318K Shares 883 Share Price $360.14 * Est. Cost/Share $243.65 Unrealized @ Report Date +38.0%

AOM ISHARES TR 0.1%

Value $302K Shares 6,760 Share Price $44.67 Est. Cost/Share $44.60 Unrealized @ Report Date +0.3%

PWZ INVESCO EXCH TRADED FD TR II 0.1%

Value $272K Shares 9,796 Share Price $27.77 Est. Cost/Share $28.12 Unrealized @ Report Date -1.3%

SCHE SCHWAB STRATEGIC TR 0.1%

Value $257K Shares 8,443 Share Price $30.44 Est. Cost/Share $26.82 Unrealized @ Report Date +13.7%

SUSC ISHARES TR 0.1%

Value $256K Shares 9,300 Share Price $27.53 Est. Cost/Share $26.17 Unrealized @ Report Date +5.1%

FCAL FIRST TR EXCH TRADED FD III 0.1%

Value $242K Shares 4,446 Share Price $54.43 Est. Cost/Share $55.20 Unrealized @ Report Date -1.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGZD	WISDOMTREE TR	1,094,793	$51.31M	23.0%	$46.87 *	$23.53	-0.4%	INTRST RATE HDGE	97717W380
LQDH	ISHARES U S ETF TR	280,173	$26.84M	12.1%	$95.81	$95.91	-0.1%	INT RT HDG C B	46431W705
QEFA	SPDR INDEX SHS FDS	320,095	$24.05M	10.8%	$75.15	$61.98	+21.2%	MSCI EAFE STRTGC	78463X434
DSTL	ETF SER SOLUTIONS	525,947	$21.54M	9.7%	$40.96	$32.40	+26.4%	DISTILLATE US	26922A321
SPY	SPDR S&P 500 ETF TR	46,582	$19.99M	9.0%	$429.14	$314.62	+36.4%	TR UNIT	78462F103
VIG	VANGUARD SPECIALIZED FUNDS	128,217	$19.69M	8.8%	$153.60	$100.60	+52.7%	DIV APP ETF	921908844
IVOL	KRANESHARES TR	666,514	$18.58M	8.3%	$27.87	$27.39	+1.8%	QUADRTC INT RT	500767736
FLRN	SPDR SER TR	556,112	$17.05M	7.7%	$30.66	$30.64	+0.1%	BLOMBERG BRC INV	78468R200
IWM	ISHARES TR	64,761	$14.17M	6.4%	$218.74	$151.60	+44.3%	RUSSELL 2000 ETF	464287655
VZ	VERIZON COMMUNICATIONS INC	29,043	$1.569M	0.7%	$54.02 *	$34.47	+20.0%	COM	92343V104
AOR	ISHARES TR	20,740	$1.15M	0.5%	$55.45	$55.33	+0.3%	GRWT ALLOCAT ETF	464289867
EFA	ISHARES TR	14,555	$1.135M	0.5%	$77.98	$67.63	+15.4%	MSCI EAFE ETF	464287465
LQD	ISHARES TR	5,495	$731K	0.3%	$133.03	$122.30	+8.8%	IBOXX INV CP ETF	464287242
AOA	ISHARES TR	8,613	$601K	0.3%	$69.78	$69.56	+0.4%	AGGRES ALLOC ETF	464289859
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,150	$587K	0.3%	$273.02	$207.47	+31.6%	CL B NEW	084670702
ARKK	ARK ETF TR	4,045	$447K	0.2%	$110.51	$64.49	+71.4%	INNOVATION ETF	00214Q104
IEF	ISHARES TR	3,677	$424K	0.2%	$115.31	$121.49	-5.2%	BARCLAYS 7 10 YR	464287440
QQQ	INVESCO QQQ TR	1,103	$395K	0.2%	$358.11	$294.32	+21.6%	UNIT SER 1	46090E103
SCHO	SCHWAB STRATEGIC TR	7,541	$386K	0.2%	$51.19 *	$25.09	+2.0%	SHT TM US TRES	808524862
VTI	VANGUARD INDEX FDS	1,721	$382K	0.2%	$221.96	$147.46	+50.6%	TOTAL STK MKT	922908769
NOC	NORTHROP GRUMMAN CORP	883	$318K	0.1%	$360.14 *	$243.65	+38.0%	COM	666807102
AOM	ISHARES TR	6,760	$302K	0.1%	$44.67	$44.60	+0.3%	MODERT ALLOC ETF	464289875
PWZ	INVESCO EXCH TRADED FD TR II	9,796	$272K	0.1%	$27.77	$28.12	-1.3%	CALIF AMT MUN	46138E206
SCHE	SCHWAB STRATEGIC TR	8,443	$257K	0.1%	$30.44	$26.82	+13.7%	EMRG MKTEQ ETF	808524706
SUSC	ISHARES TR	9,300	$256K	0.1%	$27.53	$26.17	+5.1%	ESG AWRE USD ETF	46435G193
FCAL	FIRST TR EXCH TRADED FD III	4,446	$242K	0.1%	$54.43	$55.20	-1.2%	CALIF MUN INCM	33739P863