SimpliFi, Inc. Concentrated Active

Location: San Diego, CA

CIK: 0001716983 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Jan 20, 2022

Total Value: $229M (100.0% shares, 0.0% debt)

Holdings (32)

AGZD WISDOMTREE TR 19.7%

Value $45.19M Shares 968,062 Share Price $46.68 * Est. Cost/Share $23.53 Unrealized @ Report Date -0.8%

LQDH ISHARES U S ETF TR 14.6%

Value $33.31M Shares 348,056 Share Price $95.71 Est. Cost/Share $95.92 Unrealized @ Report Date -0.2%

QEFA SPDR INDEX SHS FDS 10.7%

Value $24.58M Shares 320,219 Share Price $76.75 Est. Cost/Share $61.98 Unrealized @ Report Date +23.8%

SPY SPDR S&P 500 ETF TR 8.8%

Value $20.12M Shares 42,355 Share Price $474.96 Est. Cost/Share $314.62 Unrealized @ Report Date +51.0%

VIG VANGUARD SPECIALIZED FUNDS 8.8%

Value $20.1M Shares 117,013 Share Price $171.75 Est. Cost/Share $100.60 Unrealized @ Report Date +70.7%

IWM ISHARES TR 6.4%

Value $14.74M Shares 66,277 Share Price $222.45 Est. Cost/Share $153.30 Unrealized @ Report Date +45.1%

LQDI ISHARES U S ETF TR 5.4%

Value $12.26M Shares 400,701 Share Price $30.59 Est. Cost/Share $30.46 Unrealized @ Report Date +0.4%

DSTL ETF SER SOLUTIONS 5.0%

Value $11.54M Shares 249,295 Share Price $46.28 Est. Cost/Share $32.40 Unrealized @ Report Date +42.8%

PWV INVESCO EXCHANGE TRADED FD T 4.6%

Value $10.63M Shares 218,087 Share Price $48.75 Est. Cost/Share $47.27 Unrealized @ Report Date +3.1%

IVOL KRANESHARES TR 4.0%

Value $9.135M Shares 340,209 Share Price $26.85 Est. Cost/Share $27.39 Unrealized @ Report Date -2.0%

FLRN SPDR SER TR 3.8%

Value $8.647M Shares 282,659 Share Price $30.59 Est. Cost/Share $30.64 Unrealized @ Report Date -0.2%

VTIP VANGUARD MALVERN FDS 1.3%

Value $2.892M Shares 56,272 Share Price $51.39 Est. Cost/Share $52.04 Unrealized @ Report Date -1.2%

SECT NORTHERN LTS FD TR IV 1.2%

Value $2.681M Shares 59,753 Share Price $44.87 Est. Cost/Share $43.45 Unrealized @ Report Date +3.3%

INFL LISTED FD TR 1.0%

Value $2.391M Shares 76,601 Share Price $31.21 Est. Cost/Share $30.83 Unrealized @ Report Date +1.2%

VZ VERIZON COMMUNICATIONS INC 0.7%

Value $1.522M Shares 29,298 Share Price $51.95 * Est. Cost/Share $34.47 Unrealized @ Report Date +16.8%

AOR ISHARES TR 0.6%

Value $1.271M Shares 22,267 Share Price $57.08 Est. Cost/Share $55.42 Unrealized @ Report Date +3.0%

EFA ISHARES TR 0.5%

Value $1.171M Shares 14,880 Share Price $78.70 Est. Cost/Share $67.88 Unrealized @ Report Date +15.9%

LQD ISHARES TR 0.3%

Value $734K Shares 5,537 Share Price $132.56 Est. Cost/Share $122.30 Unrealized @ Report Date +8.4%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value $643K Shares 2,150 Share Price $299.07 Est. Cost/Share $207.47 Unrealized @ Report Date +44.1%

AOA ISHARES TR 0.3%

Value $582K Shares 7,998 Share Price $72.77 Est. Cost/Share $69.56 Unrealized @ Report Date +4.7%

PWZ INVESCO EXCH TRADED FD TR II 0.3%

Value $580K Shares 20,798 Share Price $27.89 Est. Cost/Share $27.95 Unrealized @ Report Date -0.2%

FCAL FIRST TR EXCH TRADED FD III 0.2%

Value $549K Shares 10,033 Share Price $54.72 Est. Cost/Share $54.87 Unrealized @ Report Date -0.2%

AOM ISHARES TR 0.2%

Value $494K Shares 10,872 Share Price $45.44 Est. Cost/Share $44.88 Unrealized @ Report Date +1.3%

IEF ISHARES TR 0.2%

Value $456K Shares 3,962 Share Price $115.09 Est. Cost/Share $121.02 Unrealized @ Report Date -5.0%

VTI VANGUARD INDEX FDS 0.2%

Value $438K Shares 1,815 Share Price $241.32 Est. Cost/Share $152.05 Unrealized @ Report Date +58.8%

ARKK ARK ETF TR 0.2%

Value $433K Shares 4,575 Share Price $94.64 Est. Cost/Share $69.67 Unrealized @ Report Date +35.8%

QQQ INVESCO QQQ TR 0.2%

Value $401K Shares 1,009 Share Price $397.42 Est. Cost/Share $294.32 Unrealized @ Report Date +35.2%

NOC NORTHROP GRUMMAN CORP 0.1%

Value $342K Shares 883 Share Price $387.32 * Est. Cost/Share $243.65 Unrealized @ Report Date +48.9%

— J P MORGAN EXCHANGE-TRADED F 0.1%

Value $306K Shares 8,959 Share Price $34.16 Est. Cost/Share $34.16 Unrealized @ Report Date —

SCHE SCHWAB STRATEGIC TR 0.1%

Value $284K Shares 9,579 Share Price $29.65 Est. Cost/Share $27.26 Unrealized @ Report Date +8.7%

QCOM QUALCOMM INC 0.1%

Value $270K Shares 1,478 Share Price $182.68 * Est. Cost/Share $146.06 Unrealized @ Report Date +14.5%

SUSC ISHARES TR 0.1%

Value $256K Shares 9,383 Share Price $27.28 Est. Cost/Share $26.17 Unrealized @ Report Date +4.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGZD	WISDOMTREE TR	968,062	$45.19M	19.7%	$46.68 *	$23.53	-0.8%	INTRST RATE HDGE	97717W380
LQDH	ISHARES U S ETF TR	348,056	$33.31M	14.6%	$95.71	$95.92	-0.2%	INT RT HDG C B	46431W705
QEFA	SPDR INDEX SHS FDS	320,219	$24.58M	10.7%	$76.75	$61.98	+23.8%	MSCI EAFE STRTGC	78463X434
SPY	SPDR S&P 500 ETF TR	42,355	$20.12M	8.8%	$474.96	$314.62	+51.0%	TR UNIT	78462F103
VIG	VANGUARD SPECIALIZED FUNDS	117,013	$20.1M	8.8%	$171.75	$100.60	+70.7%	DIV APP ETF	921908844
IWM	ISHARES TR	66,277	$14.74M	6.4%	$222.45	$153.30	+45.1%	RUSSELL 2000 ETF	464287655
LQDI	ISHARES U S ETF TR	400,701	$12.26M	5.4%	$30.59	$30.46	+0.4%	INFLATION HEDG	46431W580
DSTL	ETF SER SOLUTIONS	249,295	$11.54M	5.0%	$46.28	$32.40	+42.8%	DISTILLATE US	26922A321
PWV	INVESCO EXCHANGE TRADED FD T	218,087	$10.63M	4.6%	$48.75	$47.27	+3.1%	DYNMC LRG VALU	46137V738
IVOL	KRANESHARES TR	340,209	$9.135M	4.0%	$26.85	$27.39	-2.0%	QUADRTC INT RT	500767736
FLRN	SPDR SER TR	282,659	$8.647M	3.8%	$30.59	$30.64	-0.2%	BLOOMBERG INVT	78468R200
VTIP	VANGUARD MALVERN FDS	56,272	$2.892M	1.3%	$51.39	$52.04	-1.2%	STRM INFPROIDX	922020805
SECT	NORTHERN LTS FD TR IV	59,753	$2.681M	1.2%	$44.87	$43.45	+3.3%	MAIN SECTR ROTN	66538H591
INFL	LISTED FD TR	76,601	$2.391M	1.0%	$31.21	$30.83	+1.2%	HORIZON KINETICS	53656F623
VZ	VERIZON COMMUNICATIONS INC	29,298	$1.522M	0.7%	$51.95 *	$34.47	+16.8%	COM	92343V104
AOR	ISHARES TR	22,267	$1.271M	0.6%	$57.08	$55.42	+3.0%	GRWT ALLOCAT ETF	464289867
EFA	ISHARES TR	14,880	$1.171M	0.5%	$78.70	$67.88	+15.9%	MSCI EAFE ETF	464287465
LQD	ISHARES TR	5,537	$734K	0.3%	$132.56	$122.30	+8.4%	IBOXX INV CP ETF	464287242
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,150	$643K	0.3%	$299.07	$207.47	+44.1%	CL B NEW	084670702
AOA	ISHARES TR	7,998	$582K	0.3%	$72.77	$69.56	+4.7%	AGGRES ALLOC ETF	464289859
PWZ	INVESCO EXCH TRADED FD TR II	20,798	$580K	0.3%	$27.89	$27.95	-0.2%	CALIF AMT MUN	46138E206
FCAL	FIRST TR EXCH TRADED FD III	10,033	$549K	0.2%	$54.72	$54.87	-0.2%	CALIF MUN INCM	33739P863
AOM	ISHARES TR	10,872	$494K	0.2%	$45.44	$44.88	+1.3%	MODERT ALLOC ETF	464289875
IEF	ISHARES TR	3,962	$456K	0.2%	$115.09	$121.02	-5.0%	BARCLAYS 7 10 YR	464287440
VTI	VANGUARD INDEX FDS	1,815	$438K	0.2%	$241.32	$152.05	+58.8%	TOTAL STK MKT	922908769
ARKK	ARK ETF TR	4,575	$433K	0.2%	$94.64	$69.67	+35.8%	INNOVATION ETF	00214Q104
QQQ	INVESCO QQQ TR	1,009	$401K	0.2%	$397.42	$294.32	+35.2%	UNIT SER 1	46090E103
NOC	NORTHROP GRUMMAN CORP	883	$342K	0.1%	$387.32 *	$243.65	+48.9%	COM	666807102
—	J P MORGAN EXCHANGE-TRADED F	8,959	$306K	0.1%	$34.16	$34.16	—	US DIVIDEND	46641Q795
SCHE	SCHWAB STRATEGIC TR	9,579	$284K	0.1%	$29.65	$27.26	+8.7%	EMRG MKTEQ ETF	808524706
QCOM	QUALCOMM INC	1,478	$270K	0.1%	$182.68 *	$146.06	+14.5%	COM	747525103
SUSC	ISHARES TR	9,383	$256K	0.1%	$27.28	$26.17	+4.3%	ESG AWRE USD ETF	46435G193