SimpliFi, Inc. Concentrated Active

Location: San Diego, CA

CIK: 0001716983 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Jan 20, 2022

Total Value: $229M (100.0% shares, 0.0% debt)

Holdings (32)

AGZD WISDOMTREE TR 19.7%

Value $45.19M Shares 968,062 Est. Cost $47.04 Unrealized —

LQDH ISHARES U S ETF TR 14.6%

Value $33.31M Shares 348,056 Est. Cost $96.18 Unrealized —

QEFA SPDR INDEX SHS FDS 10.7%

Value $24.58M Shares 320,219 Est. Cost $61.84 Unrealized —

SPY SPDR S&P 500 ETF TR 8.8%

Value $20.12M Shares 42,355 Est. Cost $313.03 Unrealized —

VIG VANGUARD SPECIALIZED FUNDS 8.8%

Value $20.1M Shares 117,013 Est. Cost $103.34 Unrealized —

IWM ISHARES TR 6.4%

Value $14.74M Shares 66,277 Est. Cost $155.68 Unrealized —

LQDI ISHARES U S ETF TR 5.4%

Value $12.26M Shares 400,701 Est. Cost $30.59 Unrealized —

DSTL ETF SER SOLUTIONS 5.0%

Value $11.54M Shares 249,295 Est. Cost $32.78 Unrealized —

PWV INVESCO EXCHANGE TRADED FD T 4.6%

Value $10.63M Shares 218,087 Est. Cost $48.75 Unrealized —

IVOL KRANESHARES TR 4.0%

Value $9.135M Shares 340,209 Est. Cost $27.25 Unrealized —

FLRN SPDR SER TR 3.8%

Value $8.647M Shares 282,659 Est. Cost $30.65 Unrealized —

VTIP VANGUARD MALVERN FDS 1.3%

Value $2.892M Shares 56,272 Est. Cost $51.39 Unrealized —

SECT NORTHERN LTS FD TR IV 1.2%

Value $2.681M Shares 59,753 Est. Cost $44.87 Unrealized —

INFL LISTED FD TR 1.0%

Value $2.391M Shares 76,601 Est. Cost $31.21 Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.7%

Value $1.522M Shares 29,298 Est. Cost $34.47 Unrealized +17.2%

AOR ISHARES TR 0.6%

Value $1.271M Shares 22,267 Est. Cost $56.03 Unrealized —

EFA ISHARES TR 0.5%

Value $1.171M Shares 14,880 Est. Cost $68.43 Unrealized —

LQD ISHARES TR 0.3%

Value $734K Shares 5,537 Est. Cost $126.06 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value $643K Shares 2,150 Est. Cost $207.47 Unrealized +38.0%

AOA ISHARES TR 0.3%

Value $582K Shares 7,998 Est. Cost $70.59 Unrealized —

PWZ INVESCO EXCH TRADED FD TR II 0.3%

Value $580K Shares 20,798 Est. Cost $27.83 Unrealized —

FCAL FIRST TR EXCH TRADED FD III 0.2%

Value $549K Shares 10,033 Est. Cost $54.59 Unrealized —

AOM ISHARES TR 0.2%

Value $494K Shares 10,872 Est. Cost $45.17 Unrealized —

IEF ISHARES TR 0.2%

Value $456K Shares 3,962 Est. Cost $121.37 Unrealized —

VTI VANGUARD INDEX FDS 0.2%

Value $438K Shares 1,815 Est. Cost $160.96 Unrealized —

ARKK ARK ETF TR 0.2%

Value $433K Shares 4,575 Est. Cost $77.48 Unrealized —

QQQ INVESCO QQQ TR 0.2%

Value $401K Shares 1,009 Est. Cost $313.94 Unrealized —

NOC NORTHROP GRUMMAN CORP 0.1%

Value $342K Shares 883 Est. Cost $243.65 Unrealized +42.9%

— J P MORGAN EXCHANGE-TRADED F 0.1%

Value $306K Shares 8,959 Est. Cost $34.16 Unrealized —

SCHE SCHWAB STRATEGIC TR 0.1%

Value $284K Shares 9,579 Est. Cost $27.48 Unrealized —

QCOM QUALCOMM INC 0.1%

Value $270K Shares 1,478 Est. Cost $146.06 Unrealized 0.0%

SUSC ISHARES TR 0.1%

Value $256K Shares 9,383 Est. Cost $26.33 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
AGZD	WISDOMTREE TR	968,062	$45.19M	19.7%	$47.04	—	INTRST RATE HDGE	97717W380
LQDH	ISHARES U S ETF TR	348,056	$33.31M	14.6%	$96.18	—	INT RT HDG C B	46431W705
QEFA	SPDR INDEX SHS FDS	320,219	$24.58M	10.7%	$61.84	—	MSCI EAFE STRTGC	78463X434
SPY	SPDR S&P 500 ETF TR	42,355	$20.12M	8.8%	$313.03	—	TR UNIT	78462F103
VIG	VANGUARD SPECIALIZED FUNDS	117,013	$20.1M	8.8%	$103.34	—	DIV APP ETF	921908844
IWM	ISHARES TR	66,277	$14.74M	6.4%	$155.68	—	RUSSELL 2000 ETF	464287655
LQDI	ISHARES U S ETF TR	400,701	$12.26M	5.4%	$30.59	—	INFLATION HEDG	46431W580
DSTL	ETF SER SOLUTIONS	249,295	$11.54M	5.0%	$32.78	—	DISTILLATE US	26922A321
PWV	INVESCO EXCHANGE TRADED FD T	218,087	$10.63M	4.6%	$48.75	—	DYNMC LRG VALU	46137V738
IVOL	KRANESHARES TR	340,209	$9.135M	4.0%	$27.25	—	QUADRTC INT RT	500767736
FLRN	SPDR SER TR	282,659	$8.647M	3.8%	$30.65	—	BLOOMBERG INVT	78468R200
VTIP	VANGUARD MALVERN FDS	56,272	$2.892M	1.3%	$51.39	—	STRM INFPROIDX	922020805
SECT	NORTHERN LTS FD TR IV	59,753	$2.681M	1.2%	$44.87	—	MAIN SECTR ROTN	66538H591
INFL	LISTED FD TR	76,601	$2.391M	1.0%	$31.21	—	HORIZON KINETICS	53656F623
VZ	VERIZON COMMUNICATIONS INC	29,298	$1.522M	0.7%	$34.47	+17.2%	COM	92343V104
AOR	ISHARES TR	22,267	$1.271M	0.6%	$56.03	—	GRWT ALLOCAT ETF	464289867
EFA	ISHARES TR	14,880	$1.171M	0.5%	$68.43	—	MSCI EAFE ETF	464287465
LQD	ISHARES TR	5,537	$734K	0.3%	$126.06	—	IBOXX INV CP ETF	464287242
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,150	$643K	0.3%	$207.47	+38.0%	CL B NEW	084670702
AOA	ISHARES TR	7,998	$582K	0.3%	$70.59	—	AGGRES ALLOC ETF	464289859
PWZ	INVESCO EXCH TRADED FD TR II	20,798	$580K	0.3%	$27.83	—	CALIF AMT MUN	46138E206
FCAL	FIRST TR EXCH TRADED FD III	10,033	$549K	0.2%	$54.59	—	CALIF MUN INCM	33739P863
AOM	ISHARES TR	10,872	$494K	0.2%	$45.17	—	MODERT ALLOC ETF	464289875
IEF	ISHARES TR	3,962	$456K	0.2%	$121.37	—	BARCLAYS 7 10 YR	464287440
VTI	VANGUARD INDEX FDS	1,815	$438K	0.2%	$160.96	—	TOTAL STK MKT	922908769
ARKK	ARK ETF TR	4,575	$433K	0.2%	$77.48	—	INNOVATION ETF	00214Q104
QQQ	INVESCO QQQ TR	1,009	$401K	0.2%	$313.94	—	UNIT SER 1	46090E103
NOC	NORTHROP GRUMMAN CORP	883	$342K	0.1%	$243.65	+42.9%	COM	666807102
—	J P MORGAN EXCHANGE-TRADED F	8,959	$306K	0.1%	$34.16	—	US DIVIDEND	46641Q795
SCHE	SCHWAB STRATEGIC TR	9,579	$284K	0.1%	$27.48	—	EMRG MKTEQ ETF	808524706
QCOM	QUALCOMM INC	1,478	$270K	0.1%	$146.06	0.0%	COM	747525103
SUSC	ISHARES TR	9,383	$256K	0.1%	$26.33	—	ESG AWRE USD ETF	46435G193