BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: Apr 14, 2022

Total Value ($000): $123,953 (100.0% shares, 0.0% debt)

Holdings (20)

VERI VERITONE INC 35.1%

Value ($000) $43,480 Shares 2,378,538 Est. Cost $18.10 Unrealized -4.9%

QQQ INVESCO QQQ TR 21.9%

Value ($000) $27,147 Shares 74,881 Est. Cost $392.30 Unrealized —

VOO VANGUARD INDEX FDS 19.0%

Value ($000) $23,559 Shares 56,745 Est. Cost $355.22 Unrealized —

AAPL APPLE INC 8.0%

Value ($000) $9,860 Shares 56,470 Est. Cost $80.82 Unrealized +104.0%

BSJQ INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,161 Shares 88,400 Est. Cost $25.61 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,142 Shares 87,400 Est. Cost $25.31 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,106 Shares 88,400 Est. Cost $24.99 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,101 Shares 88,400 Est. Cost $24.56 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 1.5%

Value ($000) $1,876 Shares 78,150 Est. Cost $25.41 Unrealized —

HYG ISHARES TR 1.5%

Value ($000) $1,860 Shares 22,600 Est. Cost $87.30 Unrealized —

SPY SPDR S&P 500 ETF TR 1.4%

Value ($000) $1,781 Shares 3,943 Est. Cost $383.53 Unrealized —

PFF ISHARES TR 1.4%

Value ($000) $1,737 Shares 47,684 Est. Cost $38.86 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.1%

Value ($000) $1,312 Shares 57,250 Est. Cost $23.33 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value ($000) $1,228 Shares 3,540 Est. Cost $305.72 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value ($000) $560 Shares 1,816 Est. Cost $206.04 Unrealized +41.4%

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value ($000) $214 Shares 10,150 Est. Cost $22.17 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value ($000) $212 Shares 10,050 Est. Cost $21.78 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value ($000) $212 Shares 10,150 Est. Cost $22.23 Unrealized —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.2%

Value ($000) $203 Shares 10,150 Est. Cost $21.31 Unrealized —

COST COSTCO WHSL CORP NEW 0.2%

Value ($000) $202 Shares 350 Est. Cost $500.83 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,378,538	$43,480	35.1%	$18.10	-4.9%	COM	92347M100
QQQ	INVESCO QQQ TR	74,881	$27,147	21.9%	$392.30	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	56,745	$23,559	19.0%	$355.22	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	56,470	$9,860	8.0%	$80.82	+104.0%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	88,400	$2,161	1.7%	$25.61	—	INVSCO BLSH 26	46138J635
—	INVESCO EXCH TRD SLF IDX FD	87,400	$2,142	1.7%	$25.31	—	BULSHS 2023 HY	46138J858
BSJO	INVESCO EXCH TRD SLF IDX FD	88,400	$2,106	1.7%	$24.99	—	BULSHS 2024 HY	46138J833
BSJP	INVESCO EXCH TRD SLF IDX FD	88,400	$2,101	1.7%	$24.56	—	BULSHS 2025 HY	46138J817
BSJR	INVESCO EXCH TRD SLF IDX FD	78,150	$1,876	1.5%	$25.41	—	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,600	$1,860	1.5%	$87.30	—	IBOXX HI YD ETF	464288513
SPY	SPDR S&P 500 ETF TR	3,943	$1,781	1.4%	$383.53	—	TR UNIT	78462F103
PFF	ISHARES TR	47,684	$1,737	1.4%	$38.86	—	PFD AND INCM SEC	464288687
—	INVESCO EXCH TRD SLF IDX FD	57,250	$1,312	1.1%	$23.33	—	BULSHS 2022 HY	46138J874
DIA	SPDR DOW JONES INDL AVERAGE	3,540	$1,228	1.0%	$305.72	—	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,816	$560	0.5%	$206.04	+41.4%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	10,150	$214	0.2%	$22.17	—	BULSHS 2024 CB	46138J841
—	INVESCO EXCH TRD SLF IDX FD	10,050	$212	0.2%	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	10,150	$212	0.2%	$22.23	—	BULSHS 2025 CB	46138J825
BSCQ	INVESCO EXCH TRD SLF IDX FD	10,150	$203	0.2%	$21.31	—	BULSHS 2026 CB	46138J791
COST	COSTCO WHSL CORP NEW	350	$202	0.2%	$500.83	0.0%	COM	22160K105