BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: Apr 14, 2022

Total Value: $124M (100.0% shares, 0.0% debt)

Holdings (20)

VERI VERITONE INC 35.1%

Value $43.48M Shares 2,378,538 Share Price $18.28 Est. Cost/Share $18.10 Unrealized @ Report Date +1.0%

QQQ INVESCO QQQ TR 21.9%

Value $27.15M Shares 74,881 Share Price $362.54 Est. Cost/Share $381.20 Unrealized @ Report Date -4.9%

VOO VANGUARD INDEX FDS 19.0%

Value $23.56M Shares 56,745 Share Price $415.17 Est. Cost/Share $339.89 Unrealized @ Report Date +22.1%

AAPL APPLE INC 8.0%

Value $9.86M Shares 56,470 Share Price $174.61 Est. Cost/Share $80.82 Unrealized @ Report Date +111.9%

BSJQ INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.161M Shares 88,400 Share Price $24.45 Est. Cost/Share $25.58 Unrealized @ Report Date -4.4%

— INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.142M Shares 87,400 Share Price $24.51 Est. Cost/Share $25.31 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.106M Shares 88,400 Share Price $23.82 Est. Cost/Share $24.99 Unrealized @ Report Date —

BSJP INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.101M Shares 88,400 Share Price $23.77 Est. Cost/Share $24.56 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 1.5%

Value $1.876M Shares 78,150 Share Price $24.01 Est. Cost/Share $25.43 Unrealized @ Report Date -5.6%

HYG ISHARES TR 1.5%

Value $1.86M Shares 22,600 Share Price $82.30 Est. Cost/Share $85.62 Unrealized @ Report Date -3.9%

SPY SPDR S&P 500 ETF TR 1.4%

Value $1.781M Shares 3,943 Share Price $451.69 Est. Cost/Share $366.06 Unrealized @ Report Date +23.4%

PFF ISHARES TR 1.4%

Value $1.737M Shares 47,684 Share Price $36.43 Est. Cost/Share $38.68 Unrealized @ Report Date -5.8%

— INVESCO EXCH TRD SLF IDX FD 1.1%

Value $1.312M Shares 57,250 Share Price $22.92 Est. Cost/Share $23.33 Unrealized @ Report Date —

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value $1.228M Shares 3,540 Share Price $346.89 Est. Cost/Share $291.05 Unrealized @ Report Date +19.2%

MSFT MICROSOFT CORP 0.5%

Value $560K Shares 1,816 Share Price $308.37 * Est. Cost/Share $206.04 Unrealized @ Report Date +45.1%

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $214K Shares 10,150 Share Price $21.08 Est. Cost/Share $22.17 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $212K Shares 10,050 Share Price $21.09 Est. Cost/Share $21.78 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $212K Shares 10,150 Share Price $20.89 Est. Cost/Share $22.23 Unrealized @ Report Date —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.2%

Value $203K Shares 10,150 Share Price $20.00 Est. Cost/Share $21.63 Unrealized @ Report Date -7.7%

COST COSTCO WHSL CORP NEW 0.2%

Value $202K Shares 350 Share Price $577.14 * Est. Cost/Share $500.83 Unrealized @ Report Date +9.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,378,538	$43.48M	35.1%	$18.28	$18.10	+1.0%	COM	92347M100
QQQ	INVESCO QQQ TR	74,881	$27.15M	21.9%	$362.54	$381.20	-4.9%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	56,745	$23.56M	19.0%	$415.17	$339.89	+22.1%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	56,470	$9.86M	8.0%	$174.61	$80.82	+111.9%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	88,400	$2.161M	1.7%	$24.45	$25.58	-4.4%	INVSCO BLSH 26	46138J635
—	INVESCO EXCH TRD SLF IDX FD	87,400	$2.142M	1.7%	$24.51	$25.31	—	BULSHS 2023 HY	46138J858
BSJO	INVESCO EXCH TRD SLF IDX FD	88,400	$2.106M	1.7%	$23.82	$24.99	—	BULSHS 2024 HY	46138J833
BSJP	INVESCO EXCH TRD SLF IDX FD	88,400	$2.101M	1.7%	$23.77	$24.56	—	BULSHS 2025 HY	46138J817
BSJR	INVESCO EXCH TRD SLF IDX FD	78,150	$1.876M	1.5%	$24.01	$25.43	-5.6%	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,600	$1.86M	1.5%	$82.30	$85.62	-3.9%	IBOXX HI YD ETF	464288513
SPY	SPDR S&P 500 ETF TR	3,943	$1.781M	1.4%	$451.69	$366.06	+23.4%	TR UNIT	78462F103
PFF	ISHARES TR	47,684	$1.737M	1.4%	$36.43	$38.68	-5.8%	PFD AND INCM SEC	464288687
—	INVESCO EXCH TRD SLF IDX FD	57,250	$1.312M	1.1%	$22.92	$23.33	—	BULSHS 2022 HY	46138J874
DIA	SPDR DOW JONES INDL AVERAGE	3,540	$1.228M	1.0%	$346.89	$291.05	+19.2%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,816	$560K	0.5%	$308.37 *	$206.04	+45.1%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	10,150	$214K	0.2%	$21.08	$22.17	—	BULSHS 2024 CB	46138J841
—	INVESCO EXCH TRD SLF IDX FD	10,050	$212K	0.2%	$21.09	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	10,150	$212K	0.2%	$20.89	$22.23	—	BULSHS 2025 CB	46138J825
BSCQ	INVESCO EXCH TRD SLF IDX FD	10,150	$203K	0.2%	$20.00	$21.63	-7.7%	BULSHS 2026 CB	46138J791
COST	COSTCO WHSL CORP NEW	350	$202K	0.2%	$577.14 *	$500.83	+9.8%	COM	22160K105