BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Oct 18, 2022

Total Value: $81.97M (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 26.8%

Value $21.94M Shares 78,264 Share Price $280.28 Est. Cost/Share $378.14 Unrealized @ Report Date -25.9%

VOO VANGUARD INDEX FDS 24.7%

Value $20.28M Shares 58,465 Share Price $346.87 Est. Cost/Share $340.97 Unrealized @ Report Date +1.7%

VERI VERITONE INC 19.1%

Value $15.62M Shares 2,391,813 Share Price $6.53 Est. Cost/Share $18.10 Unrealized @ Report Date -63.9%

AAPL APPLE INC 9.4%

Value $7.701M Shares 56,329 Share Price $136.71 Est. Cost/Share $80.82 Unrealized @ Report Date +66.1%

— INVESCO EXCH TRD SLF IDX FD 2.5%

Value $2.052M Shares 89,450 Share Price $22.94 Est. Cost/Share $25.25 Unrealized @ Report Date —

BSJQ INVESCO EXCH TRD SLF IDX FD 2.5%

Value $2.042M Shares 91,950 Share Price $22.21 Est. Cost/Share $25.50 Unrealized @ Report Date -12.9%

BSJP INVESCO EXCH TRD SLF IDX FD 2.5%

Value $2.018M Shares 91,950 Share Price $21.95 Est. Cost/Share $24.46 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 2.4%

Value $2.004M Shares 91,950 Share Price $21.79 Est. Cost/Share $24.86 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 2.2%

Value $1.776M Shares 84,000 Share Price $21.14 Est. Cost/Share $25.24 Unrealized @ Report Date -16.2%

HYG ISHARES TR 2.0%

Value $1.656M Shares 22,500 Share Price $73.60 Est. Cost/Share $85.62 Unrealized @ Report Date -14.0%

PFF ISHARES TR 1.9%

Value $1.555M Shares 47,307 Share Price $32.87 Est. Cost/Share $38.68 Unrealized @ Report Date -15.0%

SPY SPDR S&P 500 ETF TR 1.7%

Value $1.403M Shares 3,720 Share Price $377.15 Est. Cost/Share $366.06 Unrealized @ Report Date +3.1%

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $1.09M Shares 3,540 Share Price $307.91 Est. Cost/Share $291.05 Unrealized @ Report Date +5.8%

MSFT MICROSOFT CORP 0.6%

Value $492K Shares 1,916 Share Price $256.78 * Est. Cost/Share $209.04 Unrealized @ Report Date +19.4%

BSJS INVESCO EXCH TRD SLF IDX FD 0.4%

Value $348K Shares 16,650 Share Price $20.90 Est. Cost/Share $22.25 Unrealized @ Report Date -6.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	78,264	$21.94M	26.8%	$280.28	$378.14	-25.9%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	58,465	$20.28M	24.7%	$346.87	$340.97	+1.7%	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,391,813	$15.62M	19.1%	$6.53	$18.10	-63.9%	COM	92347M100
AAPL	APPLE INC	56,329	$7.701M	9.4%	$136.71	$80.82	+66.1%	COM	037833100
—	INVESCO EXCH TRD SLF IDX FD	89,450	$2.052M	2.5%	$22.94	$25.25	—	BULSHS 2023 HY	46138J858
BSJQ	INVESCO EXCH TRD SLF IDX FD	91,950	$2.042M	2.5%	$22.21	$25.50	-12.9%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	91,950	$2.018M	2.5%	$21.95	$24.46	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	91,950	$2.004M	2.4%	$21.79	$24.86	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	84,000	$1.776M	2.2%	$21.14	$25.24	-16.2%	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,500	$1.656M	2.0%	$73.60	$85.62	-14.0%	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	47,307	$1.555M	1.9%	$32.87	$38.68	-15.0%	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,720	$1.403M	1.7%	$377.15	$366.06	+3.1%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,540	$1.09M	1.3%	$307.91	$291.05	+5.8%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$492K	0.6%	$256.78 *	$209.04	+19.4%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	16,650	$348K	0.4%	$20.90	$22.25	-6.1%	INVSCO 28 HYCORP	46138J452