SimpliFi, Inc. Concentrated Active

Location: San Diego, CA

CIK: 0001716983 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 18, 2022

Total Value: $193M (100.0% shares, 0.0% debt)

Holdings (30)

AGZD WISDOMTREE TR 22.0%

Value $42.52M Shares 932,805 Share Price $45.58 * Est. Cost/Share $23.53 Unrealized @ Report Date -3.1%

LQDH ISHARES U S ETF TR 15.1%

Value $29.11M Shares 328,041 Share Price $88.74 Est. Cost/Share $95.92 Unrealized @ Report Date -7.5%

QEFA SPDR INDEX SHS FDS 9.6%

Value $18.49M Shares 331,389 Share Price $55.79 Est. Cost/Share $62.22 Unrealized @ Report Date -10.3%

VIG VANGUARD SPECIALIZED FUNDS 8.5%

Value $16.34M Shares 120,900 Share Price $135.16 Est. Cost/Share $101.67 Unrealized @ Report Date +32.9%

SPY SPDR S&P 500 ETF TR 8.0%

Value $15.36M Shares 43,003 Share Price $357.18 Est. Cost/Share $314.62 Unrealized @ Report Date +13.5%

IWM ISHARES TR 5.9%

Value $11.42M Shares 69,229 Share Price $164.92 Est. Cost/Share $154.88 Unrealized @ Report Date +6.5%

FLRN SPDR SER TR 5.9%

Value $11.34M Shares 374,276 Share Price $30.30 Est. Cost/Share $30.61 Unrealized @ Report Date -1.0%

VTIP VANGUARD MALVERN FDS 5.0%

Value $9.715M Shares 201,932 Share Price $48.11 Est. Cost/Share $51.50 Unrealized @ Report Date -6.6%

DSTL ETF SER SOLUTIONS 4.8%

Value $9.173M Shares 248,578 Share Price $36.90 Est. Cost/Share $32.40 Unrealized @ Report Date +13.9%

PWV INVESCO EXCHANGE TRADED FD T 4.6%

Value $8.976M Shares 215,513 Share Price $41.65 Est. Cost/Share $47.24 Unrealized @ Report Date -11.8%

IVOL KRANESHARES TR 4.0%

Value $7.716M Shares 348,204 Share Price $22.16 Est. Cost/Share $27.36 Unrealized @ Report Date -19.0%

SECT NORTHERN LTS FD TR IV 1.2%

Value $2.232M Shares 62,811 Share Price $35.54 Est. Cost/Share $43.35 Unrealized @ Report Date -18.0%

INFL LISTED FD TR 1.0%

Value $2.012M Shares 72,279 Share Price $27.84 Est. Cost/Share $30.83 Unrealized @ Report Date -9.7%

VZ VERIZON COMMUNICATIONS INC 0.6%

Value $1.134M Shares 29,863 Share Price $37.97 * Est. Cost/Share $34.48 Unrealized @ Report Date -11.5%

AOR ISHARES TR 0.5%

Value $968K Shares 21,620 Share Price $44.77 Est. Cost/Share $55.42 Unrealized @ Report Date -19.2%

EFA ISHARES TR 0.5%

Value $918K Shares 16,390 Share Price $56.01 Est. Cost/Share $67.50 Unrealized @ Report Date -17.0%

LQD ISHARES TR 0.4%

Value $700K Shares 6,829 Share Price $102.50 Est. Cost/Share $120.13 Unrealized @ Report Date -14.7%

PWZ INVESCO EXCH TRADED FD TR II 0.3%

Value $597K Shares 25,787 Share Price $23.15 Est. Cost/Share $27.76 Unrealized @ Report Date -16.5%

FCAL FIRST TR EXCH TRADED FD III 0.3%

Value $588K Shares 12,562 Share Price $46.81 Est. Cost/Share $54.49 Unrealized @ Report Date -14.1%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value $574K Shares 2,150 Share Price $266.98 Est. Cost/Share $213.95 Unrealized @ Report Date +24.8%

AOA ISHARES TR 0.2%

Value $461K Shares 8,316 Share Price $55.44 Est. Cost/Share $69.24 Unrealized @ Report Date -19.9%

AOM ISHARES TR 0.2%

Value $414K Shares 11,321 Share Price $36.57 Est. Cost/Share $44.72 Unrealized @ Report Date -18.1%

IEF ISHARES TR 0.2%

Value $413K Shares 4,301 Share Price $96.02 Est. Cost/Share $119.73 Unrealized @ Report Date -19.8%

NOC NORTHROP GRUMMAN CORP 0.2%

Value $388K Shares 824 Share Price $470.87 * Est. Cost/Share $243.65 Unrealized @ Report Date +83.0%

VTI VANGUARD INDEX FDS 0.2%

Value $351K Shares 1,958 Share Price $179.26 Est. Cost/Share $155.32 Unrealized @ Report Date +15.6%

QQQ INVESCO QQQ TR 0.2%

Value $292K Shares 1,091 Share Price $267.64 Est. Cost/Share $294.82 Unrealized @ Report Date -9.3%

SCHE SCHWAB STRATEGIC TR 0.1%

Value $234K Shares 10,429 Share Price $22.44 Est. Cost/Share $27.04 Unrealized @ Report Date -17.2%

SRE SEMPRA 0.1%

Value $229K Shares 1,525 Share Price $150.16 * Est. Cost/Share $63.43 Unrealized @ Report Date +6.6%

ARKK ARK ETF TR 0.1%

Value $213K Shares 5,653 Share Price $37.68 Est. Cost/Share $67.42 Unrealized @ Report Date -44.0%

SUSC ISHARES TR 0.1%

Value $213K Shares 9,789 Share Price $21.76 Est. Cost/Share $26.09 Unrealized @ Report Date -16.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGZD	WISDOMTREE TR	932,805	$42.52M	22.0%	$45.58 *	$23.53	-3.1%	INTRST RATE HDGE	97717W380
LQDH	ISHARES U S ETF TR	328,041	$29.11M	15.1%	$88.74	$95.92	-7.5%	INT RT HDG C B	46431W705
QEFA	SPDR INDEX SHS FDS	331,389	$18.49M	9.6%	$55.79	$62.22	-10.3%	MSCI EAFE STRTGC	78463X434
VIG	VANGUARD SPECIALIZED FUNDS	120,900	$16.34M	8.5%	$135.16	$101.67	+32.9%	DIV APP ETF	921908844
SPY	SPDR S&P 500 ETF TR	43,003	$15.36M	8.0%	$357.18	$314.62	+13.5%	TR UNIT	78462F103
IWM	ISHARES TR	69,229	$11.42M	5.9%	$164.92	$154.88	+6.5%	RUSSELL 2000 ETF	464287655
FLRN	SPDR SER TR	374,276	$11.34M	5.9%	$30.30	$30.61	-1.0%	BLOOMBERG INVT	78468R200
VTIP	VANGUARD MALVERN FDS	201,932	$9.715M	5.0%	$48.11	$51.50	-6.6%	STRM INFPROIDX	922020805
DSTL	ETF SER SOLUTIONS	248,578	$9.173M	4.8%	$36.90	$32.40	+13.9%	DISTILLATE US	26922A321
PWV	INVESCO EXCHANGE TRADED FD T	215,513	$8.976M	4.6%	$41.65	$47.24	-11.8%	DYNMC LRG VALU	46137V738
IVOL	KRANESHARES TR	348,204	$7.716M	4.0%	$22.16	$27.36	-19.0%	QUADRTC INT RT	500767736
SECT	NORTHERN LTS FD TR IV	62,811	$2.232M	1.2%	$35.54	$43.35	-18.0%	MAIN SECTR ROTN	66538H591
INFL	LISTED FD TR	72,279	$2.012M	1.0%	$27.84	$30.83	-9.7%	HORIZON KINETICS	53656F623
VZ	VERIZON COMMUNICATIONS INC	29,863	$1.134M	0.6%	$37.97 *	$34.48	-11.5%	COM	92343V104
AOR	ISHARES TR	21,620	$968K	0.5%	$44.77	$55.42	-19.2%	GRWT ALLOCAT ETF	464289867
EFA	ISHARES TR	16,390	$918K	0.5%	$56.01	$67.50	-17.0%	MSCI EAFE ETF	464287465
LQD	ISHARES TR	6,829	$700K	0.4%	$102.50	$120.13	-14.7%	IBOXX INV CP ETF	464287242
PWZ	INVESCO EXCH TRADED FD TR II	25,787	$597K	0.3%	$23.15	$27.76	-16.5%	CALIF AMT MUN	46138E206
FCAL	FIRST TR EXCH TRADED FD III	12,562	$588K	0.3%	$46.81	$54.49	-14.1%	CALIF MUN INCM	33739P863
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,150	$574K	0.3%	$266.98	$213.95	+24.8%	CL B NEW	084670702
AOA	ISHARES TR	8,316	$461K	0.2%	$55.44	$69.24	-19.9%	AGGRES ALLOC ETF	464289859
AOM	ISHARES TR	11,321	$414K	0.2%	$36.57	$44.72	-18.1%	MODERT ALLOC ETF	464289875
IEF	ISHARES TR	4,301	$413K	0.2%	$96.02	$119.73	-19.8%	7-10 YR TRSY BD	464287440
NOC	NORTHROP GRUMMAN CORP	824	$388K	0.2%	$470.87 *	$243.65	+83.0%	COM	666807102
VTI	VANGUARD INDEX FDS	1,958	$351K	0.2%	$179.26	$155.32	+15.6%	TOTAL STK MKT	922908769
QQQ	INVESCO QQQ TR	1,091	$292K	0.2%	$267.64	$294.82	-9.3%	UNIT SER 1	46090E103
SCHE	SCHWAB STRATEGIC TR	10,429	$234K	0.1%	$22.44	$27.04	-17.2%	EMRG MKTEQ ETF	808524706
SRE	SEMPRA	1,525	$229K	0.1%	$150.16 *	$63.43	+6.6%	COM	816851109
ARKK	ARK ETF TR	5,653	$213K	0.1%	$37.68	$67.42	-44.0%	INNOVATION ETF	00214Q104
SUSC	ISHARES TR	9,789	$213K	0.1%	$21.76	$26.09	-16.5%	ESG AWRE USD ETF	46435G193