BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 18, 2022

Total Value: $75.02M (100.0% shares, 0.0% debt)

Holdings (16)

QQQ INVESCO QQQ TR 26.9%

Value $20.18M Shares 75,524 Share Price $267.27 Est. Cost/Share $378.14 Unrealized @ Report Date -29.3%

VOO VANGUARD INDEX FDS 24.4%

Value $18.3M Shares 55,750 Share Price $328.30 Est. Cost/Share $340.97 Unrealized @ Report Date -3.7%

VERI VERITONE INC 17.8%

Value $13.32M Shares 2,365,694 Share Price $5.63 Est. Cost/Share $18.10 Unrealized @ Report Date -68.9%

AAPL APPLE INC 10.0%

Value $7.489M Shares 54,188 Share Price $138.20 Est. Cost/Share $80.82 Unrealized @ Report Date +68.2%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.97M Shares 90,050 Share Price $21.88 Est. Cost/Share $25.50 Unrealized @ Report Date -14.2%

BSJP INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.954M Shares 89,850 Share Price $21.75 Est. Cost/Share $24.46 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.943M Shares 89,850 Share Price $21.62 Est. Cost/Share $24.86 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 2.4%

Value $1.806M Shares 79,150 Share Price $22.82 Est. Cost/Share $25.25 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 2.2%

Value $1.68M Shares 82,000 Share Price $20.49 Est. Cost/Share $25.24 Unrealized @ Report Date -18.8%

HYG ISHARES TR 2.1%

Value $1.606M Shares 22,500 Share Price $71.38 Est. Cost/Share $85.62 Unrealized @ Report Date -16.6%

PFF ISHARES TR 2.0%

Value $1.498M Shares 47,307 Share Price $31.67 Est. Cost/Share $38.68 Unrealized @ Report Date -18.1%

SPY SPDR S&P 500 ETF TR 1.8%

Value $1.329M Shares 3,720 Share Price $357.26 Est. Cost/Share $366.06 Unrealized @ Report Date -2.4%

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $960K Shares 3,343 Share Price $287.17 Est. Cost/Share $291.05 Unrealized @ Report Date -1.3%

MSFT MICROSOFT CORP 0.6%

Value $446K Shares 1,916 Share Price $232.78 * Est. Cost/Share $209.04 Unrealized @ Report Date +8.5%

BSJS INVESCO EXCH TRD SLF IDX FD 0.4%

Value $335K Shares 16,650 Share Price $20.12 Est. Cost/Share $22.25 Unrealized @ Report Date -9.6%

TSLA TESLA INC 0.3%

Value $201K Shares 756 Share Price $265.87 Est. Cost/Share $279.27 Unrealized @ Report Date -5.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	75,524	$20.18M	26.9%	$267.27	$378.14	-29.3%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	55,750	$18.3M	24.4%	$328.30	$340.97	-3.7%	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,365,694	$13.32M	17.8%	$5.63	$18.10	-68.9%	COM	92347M100
AAPL	APPLE INC	54,188	$7.489M	10.0%	$138.20	$80.82	+68.2%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	90,050	$1.97M	2.6%	$21.88	$25.50	-14.2%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	89,850	$1.954M	2.6%	$21.75	$24.46	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	89,850	$1.943M	2.6%	$21.62	$24.86	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	79,150	$1.806M	2.4%	$22.82	$25.25	—	BULSHS 2023 HY	46138J858
BSJR	INVESCO EXCH TRD SLF IDX FD	82,000	$1.68M	2.2%	$20.49	$25.24	-18.8%	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,500	$1.606M	2.1%	$71.38	$85.62	-16.6%	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	47,307	$1.498M	2.0%	$31.67	$38.68	-18.1%	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,720	$1.329M	1.8%	$357.26	$366.06	-2.4%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,343	$960K	1.3%	$287.17	$291.05	-1.3%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$446K	0.6%	$232.78 *	$209.04	+8.5%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	16,650	$335K	0.4%	$20.12	$22.25	-9.6%	INVSCO 28 HYCORP	46138J452
TSLA	TESLA INC	756	$201K	0.3%	$265.87	$279.27	-5.0%	COM	88160R101