BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 18, 2022

Total Value: $75.02M (100.0% shares, 0.0% debt)

Holdings (16)

QQQ INVESCO QQQ TR 26.9%

Value $20.18M Shares 75,524 Est. Cost $387.46 Unrealized —

VOO VANGUARD INDEX FDS 24.4%

Value $18.3M Shares 55,750 Est. Cost $354.97 Unrealized —

VERI VERITONE INC 17.8%

Value $13.32M Shares 2,365,694 Est. Cost $18.10 Unrealized -61.2%

AAPL APPLE INC 10.0%

Value $7.489M Shares 54,188 Est. Cost $80.82 Unrealized +90.9%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.97M Shares 90,050 Est. Cost $25.48 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.954M Shares 89,850 Est. Cost $24.46 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 2.6%

Value $1.943M Shares 89,850 Est. Cost $24.86 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 2.4%

Value $1.806M Shares 79,150 Est. Cost $25.25 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 2.2%

Value $1.68M Shares 82,000 Est. Cost $25.11 Unrealized —

HYG ISHARES TR 2.1%

Value $1.606M Shares 22,500 Est. Cost $87.30 Unrealized —

PFF ISHARES TR 2.0%

Value $1.498M Shares 47,307 Est. Cost $38.86 Unrealized —

SPY SPDR S&P 500 ETF TR 1.8%

Value $1.329M Shares 3,720 Est. Cost $383.53 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $960K Shares 3,343 Est. Cost $305.72 Unrealized —

MSFT MICROSOFT CORP 0.6%

Value $446K Shares 1,916 Est. Cost $209.04 Unrealized +22.9%

BSJS INVESCO EXCH TRD SLF IDX FD 0.4%

Value $335K Shares 16,650 Est. Cost $20.90 Unrealized —

TSLA TESLA INC 0.3%

Value $201K Shares 756 Est. Cost $279.27 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
QQQ	INVESCO QQQ TR	75,524	$20.18M	26.9%	$387.46	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	55,750	$18.3M	24.4%	$354.97	—	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,365,694	$13.32M	17.8%	$18.10	-61.2%	COM	92347M100
AAPL	APPLE INC	54,188	$7.489M	10.0%	$80.82	+90.9%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	90,050	$1.97M	2.6%	$25.48	—	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	89,850	$1.954M	2.6%	$24.46	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	89,850	$1.943M	2.6%	$24.86	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	79,150	$1.806M	2.4%	$25.25	—	BULSHS 2023 HY	46138J858
BSJR	INVESCO EXCH TRD SLF IDX FD	82,000	$1.68M	2.2%	$25.11	—	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,500	$1.606M	2.1%	$87.30	—	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	47,307	$1.498M	2.0%	$38.86	—	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,720	$1.329M	1.8%	$383.53	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,343	$960K	1.3%	$305.72	—	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$446K	0.6%	$209.04	+22.9%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	16,650	$335K	0.4%	$20.90	—	INVSCO 28 HYCORP	46138J452
TSLA	TESLA INC	756	$201K	0.3%	$279.27	0.0%	COM	88160R101