BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Jan 18, 2023

Total Value: $74.44M (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 26.7%

Value $19.88M Shares 74,649 Share Price $266.28 Est. Cost/Share $378.14 Unrealized @ Report Date -29.6%

VOO VANGUARD INDEX FDS 26.1%

Value $19.46M Shares 55,390 Share Price $351.34 Est. Cost/Share $340.97 Unrealized @ Report Date +3.0%

VERI VERITONE INC 16.2%

Value $12.09M Shares 2,280,794 Share Price $5.30 Est. Cost/Share $18.10 Unrealized @ Report Date -70.7%

AAPL APPLE INC 9.4%

Value $6.965M Shares 53,608 Share Price $129.93 Est. Cost/Share $80.82 Unrealized @ Report Date +58.4%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.8%

Value $2.054M Shares 91,225 Share Price $22.52 Est. Cost/Share $25.46 Unrealized @ Report Date -11.5%

BSJP INVESCO EXCH TRD SLF IDX FD 2.7%

Value $2.011M Shares 90,975 Share Price $22.11 Est. Cost/Share $24.43 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 2.7%

Value $1.985M Shares 89,725 Share Price $22.12 Est. Cost/Share $24.86 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 2.4%

Value $1.782M Shares 83,375 Share Price $21.38 Est. Cost/Share $25.17 Unrealized @ Report Date -15.1%

— INVESCO EXCH TRD SLF IDX FD 2.3%

Value $1.733M Shares 74,325 Share Price $23.31 Est. Cost/Share $25.25 Unrealized @ Report Date —

HYG ISHARES TR 2.2%

Value $1.657M Shares 22,500 Share Price $73.63 Est. Cost/Share $85.62 Unrealized @ Report Date -14.0%

PFF ISHARES TR 1.9%

Value $1.444M Shares 47,307 Share Price $30.53 Est. Cost/Share $38.68 Unrealized @ Report Date -21.1%

SPY SPDR S&P 500 ETF TR 1.9%

Value $1.415M Shares 3,700 Share Price $382.43 Est. Cost/Share $366.06 Unrealized @ Report Date +4.5%

DIA SPDR DOW JONES INDL AVERAGE 1.5%

Value $1.09M Shares 3,290 Share Price $331.33 Est. Cost/Share $291.05 Unrealized @ Report Date +13.8%

MSFT MICROSOFT CORP 0.6%

Value $459K Shares 1,916 Share Price $239.82 * Est. Cost/Share $209.04 Unrealized @ Report Date +12.0%

BSJS INVESCO EXCH TRD SLF IDX FD 0.6%

Value $420K Shares 20,300 Share Price $20.69 Est. Cost/Share $21.98 Unrealized @ Report Date -5.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	74,649	$19.88M	26.7%	$266.28	$378.14	-29.6%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	55,390	$19.46M	26.1%	$351.34	$340.97	+3.0%	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,280,794	$12.09M	16.2%	$5.30	$18.10	-70.7%	COM	92347M100
AAPL	APPLE INC	53,608	$6.965M	9.4%	$129.93	$80.82	+58.4%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	91,225	$2.054M	2.8%	$22.52	$25.46	-11.5%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	90,975	$2.011M	2.7%	$22.11	$24.43	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	89,725	$1.985M	2.7%	$22.12	$24.86	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	83,375	$1.782M	2.4%	$21.38	$25.17	-15.1%	BULETSHS 2027	46138J585
—	INVESCO EXCH TRD SLF IDX FD	74,325	$1.733M	2.3%	$23.31	$25.25	—	BULSHS 2023 HY	46138J858
HYG	ISHARES TR	22,500	$1.657M	2.2%	$73.63	$85.62	-14.0%	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	47,307	$1.444M	1.9%	$30.53	$38.68	-21.1%	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,700	$1.415M	1.9%	$382.43	$366.06	+4.5%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,290	$1.09M	1.5%	$331.33	$291.05	+13.8%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$459K	0.6%	$239.82 *	$209.04	+12.0%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	20,300	$420K	0.6%	$20.69	$21.98	-5.9%	INVSCO 28 HYCORP	46138J452