BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Apr 20, 2023

Total Value ($000): $86,106 (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 25.5%

Value ($000) $21,938 Shares 74,463 Est. Cost $387.46 Unrealized —

VOO VANGUARD INDEX FDS 24.0%

Value ($000) $20,627 Shares 55,235 Est. Cost $354.97 Unrealized —

VERI VERITONE INC 22.4%

Value ($000) $19,263 Shares 2,279,694 Est. Cost $18.10 Unrealized -62.0%

AAPL APPLE INC 9.0%

Value ($000) $7,714 Shares 53,461 Est. Cost $80.82 Unrealized +80.0%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.4%

Value ($000) $2,109 Shares 91,525 Est. Cost $25.45 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 2.4%

Value ($000) $2,055 Shares 91,275 Est. Cost $24.43 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 2.4%

Value ($000) $2,027 Shares 90,025 Est. Cost $24.86 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 2.1%

Value ($000) $1,841 Shares 83,475 Est. Cost $25.05 Unrealized —

HYG ISHARES TR 2.0%

Value ($000) $1,717 Shares 22,500 Est. Cost $87.30 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 2.0%

Value ($000) $1,693 Shares 72,025 Est. Cost $25.25 Unrealized —

PFF ISHARES TR 1.8%

Value ($000) $1,590 Shares 47,307 Est. Cost $38.86 Unrealized —

SPY SPDR S&P 500 ETF TR 1.7%

Value ($000) $1,502 Shares 3,695 Est. Cost $383.53 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value ($000) $1,121 Shares 3,290 Est. Cost $305.72 Unrealized —

MSFT MICROSOFT CORP 0.6%

Value ($000) $475 Shares 1,916 Est. Cost $209.04 Unrealized +19.3%

BSJS INVESCO EXCH TRD SLF IDX FD 0.5%

Value ($000) $435 Shares 20,300 Est. Cost $20.86 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
QQQ	INVESCO QQQ TR	74,463	$21,938	25.5%	$387.46	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	55,235	$20,627	24.0%	$354.97	—	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,279,694	$19,263	22.4%	$18.10	-62.0%	COM	92347M100
AAPL	APPLE INC	53,461	$7,714	9.0%	$80.82	+80.0%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	91,525	$2,109	2.4%	$25.45	—	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	91,275	$2,055	2.4%	$24.43	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	90,025	$2,027	2.4%	$24.86	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	83,475	$1,841	2.1%	$25.05	—	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,500	$1,717	2.0%	$87.30	—	IBOXX HI YD ETF	464288513
—	INVESCO EXCH TRD SLF IDX FD	72,025	$1,693	2.0%	$25.25	—	BULSHS 2023 HY	46138J858
PFF	ISHARES TR	47,307	$1,590	1.8%	$38.86	—	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,695	$1,502	1.7%	$383.53	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,290	$1,121	1.3%	$305.72	—	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$475	0.6%	$209.04	+19.3%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	20,300	$435	0.5%	$20.86	—	INVSCO 28 HYCORP	46138J452