BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Apr 20, 2023

Total Value: $86.11M (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 25.5%

Value $21.94M Shares 74,463 Share Price $294.62 * Est. Cost/Share $378.14 Unrealized @ Report Date -15.1%

VOO VANGUARD INDEX FDS 24.0%

Value $20.63M Shares 55,235 Share Price $373.44 Est. Cost/Share $340.97 Unrealized @ Report Date +10.3%

VERI VERITONE INC 22.4%

Value $19.26M Shares 2,279,694 Share Price $8.45 * Est. Cost/Share $18.10 Unrealized @ Report Date -67.8%

AAPL APPLE INC 9.0%

Value $7.714M Shares 53,461 Share Price $144.29 * Est. Cost/Share $80.82 Unrealized @ Report Date +101.3%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.4%

Value $2.109M Shares 91,525 Share Price $23.04 Est. Cost/Share $25.46 Unrealized @ Report Date -10.2%

BSJP INVESCO EXCH TRD SLF IDX FD 2.4%

Value $2.055M Shares 91,275 Share Price $22.51 Est. Cost/Share $24.43 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 2.4%

Value $2.027M Shares 90,025 Share Price $22.51 Est. Cost/Share $24.86 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 2.1%

Value $1.841M Shares 83,475 Share Price $22.05 Est. Cost/Share $25.17 Unrealized @ Report Date -13.2%

HYG ISHARES TR 2.0%

Value $1.717M Shares 22,500 Share Price $76.33 Est. Cost/Share $85.62 Unrealized @ Report Date -11.8%

— INVESCO EXCH TRD SLF IDX FD 2.0%

Value $1.693M Shares 72,025 Share Price $23.50 Est. Cost/Share $25.25 Unrealized @ Report Date —

PFF ISHARES TR 1.8%

Value $1.59M Shares 47,307 Share Price $33.60 * Est. Cost/Share $38.68 Unrealized @ Report Date -19.3%

SPY SPDR S&P 500 ETF TR 1.7%

Value $1.502M Shares 3,695 Share Price $406.48 Est. Cost/Share $366.06 Unrealized @ Report Date +11.8%

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $1.121M Shares 3,290 Share Price $340.83 * Est. Cost/Share $291.05 Unrealized @ Report Date +14.3%

MSFT MICROSOFT CORP 0.6%

Value $475K Shares 1,916 Share Price $247.81 * Est. Cost/Share $209.04 Unrealized @ Report Date +35.0%

BSJS INVESCO EXCH TRD SLF IDX FD 0.5%

Value $435K Shares 20,300 Share Price $21.44 Est. Cost/Share $21.98 Unrealized @ Report Date -4.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	74,463	$21.94M	25.5%	$294.62 *	$378.14	-15.1%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	55,235	$20.63M	24.0%	$373.44	$340.97	+10.3%	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,279,694	$19.26M	22.4%	$8.45 *	$18.10	-67.8%	COM	92347M100
AAPL	APPLE INC	53,461	$7.714M	9.0%	$144.29 *	$80.82	+101.3%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	91,525	$2.109M	2.4%	$23.04	$25.46	-10.2%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	91,275	$2.055M	2.4%	$22.51	$24.43	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	90,025	$2.027M	2.4%	$22.51	$24.86	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	83,475	$1.841M	2.1%	$22.05	$25.17	-13.2%	BULETSHS 2027	46138J585
HYG	ISHARES TR	22,500	$1.717M	2.0%	$76.33	$85.62	-11.8%	IBOXX HI YD ETF	464288513
—	INVESCO EXCH TRD SLF IDX FD	72,025	$1.693M	2.0%	$23.50	$25.25	—	BULSHS 2023 HY	46138J858
PFF	ISHARES TR	47,307	$1.59M	1.8%	$33.60 *	$38.68	-19.3%	PFD AND INCM SEC	464288687
SPY	SPDR S&P 500 ETF TR	3,695	$1.502M	1.7%	$406.48	$366.06	+11.8%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,290	$1.121M	1.3%	$340.83 *	$291.05	+14.3%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,916	$475K	0.6%	$247.81 *	$209.04	+35.0%	COM	594918104
BSJS	INVESCO EXCH TRD SLF IDX FD	20,300	$435K	0.5%	$21.44	$21.98	-4.0%	INVSCO 28 HYCORP	46138J452