BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Jul 31, 2023

Total Value: $85.77M (100.0% shares, 0.0% debt)

Holdings (16)

QQQ INVESCO QQQ TR 28.1%

Value $24.09M Shares 65,208 Share Price $369.42 Est. Cost/Share $378.14 Unrealized @ Report Date -2.3%

VOO VANGUARD INDEX FDS 24.9%

Value $21.34M Shares 52,401 Share Price $407.28 Est. Cost/Share $340.97 Unrealized @ Report Date +19.4%

VERI VERITONE INC 10.7%

Value $9.176M Shares 2,340,756 Share Price $3.92 Est. Cost/Share $17.74 Unrealized @ Report Date -77.9%

AAPL APPLE INC 10.5%

Value $9.029M Shares 46,549 Share Price $193.97 Est. Cost/Share $80.82 Unrealized @ Report Date +137.1%

BSJQ INVESCO EXCH TRD SLF IDX FD 4.1%

Value $3.503M Shares 153,650 Share Price $22.80 Est. Cost/Share $24.35 Unrealized @ Report Date -6.4%

BSJP INVESCO EXCH TRD SLF IDX FD 4.0%

Value $3.465M Shares 153,650 Share Price $22.55 Est. Cost/Share $23.67 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 4.0%

Value $3.423M Shares 152,250 Share Price $22.48 Est. Cost/Share $23.89 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 3.7%

Value $3.154M Shares 145,750 Share Price $21.64 Est. Cost/Share $23.66 Unrealized @ Report Date -8.5%

BSJS INVESCO EXCH TRD SLF IDX FD 3.0%

Value $2.592M Shares 123,450 Share Price $21.00 Est. Cost/Share $21.13 Unrealized @ Report Date -0.6%

SPY SPDR S&P 500 ETF TR 1.9%

Value $1.622M Shares 3,660 Share Price $443.28 Est. Cost/Share $366.06 Unrealized @ Report Date +21.1%

HYG ISHARES TR 1.3%

Value $1.137M Shares 15,150 Share Price $75.07 Est. Cost/Share $85.62 Unrealized @ Report Date -12.3%

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $1.135M Shares 3,300 Share Price $343.85 Est. Cost/Share $291.05 Unrealized @ Report Date +18.1%

PFF ISHARES TR 1.1%

Value $913K Shares 29,505 Share Price $30.93 Est. Cost/Share $38.68 Unrealized @ Report Date -20.0%

MSFT MICROSOFT CORP 0.8%

Value $652K Shares 1,916 Share Price $340.54 Est. Cost/Share $209.04 Unrealized @ Report Date +59.9%

— INVESCO EXCH TRD SLF IDX FD 0.4%

Value $336K Shares 14,300 Share Price $23.51 Est. Cost/Share $25.25 Unrealized @ Report Date —

TSLA TESLA INC 0.2%

Value $204K Shares 778 Share Price $261.77 Est. Cost/Share $199.96 Unrealized @ Report Date +30.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	65,208	$24.09M	28.1%	$369.42	$378.14	-2.3%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	52,401	$21.34M	24.9%	$407.28	$340.97	+19.4%	S&P 500 ETF SHS	922908363
VERI	VERITONE INC	2,340,756	$9.176M	10.7%	$3.92	$17.74	-77.9%	COM	92347M100
AAPL	APPLE INC	46,549	$9.029M	10.5%	$193.97	$80.82	+137.1%	COM	037833100
BSJQ	INVESCO EXCH TRD SLF IDX FD	153,650	$3.503M	4.1%	$22.80	$24.35	-6.4%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	153,650	$3.465M	4.0%	$22.55	$23.67	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	152,250	$3.423M	4.0%	$22.48	$23.89	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	145,750	$3.154M	3.7%	$21.64	$23.66	-8.5%	BULETSHS 2027	46138J585
BSJS	INVESCO EXCH TRD SLF IDX FD	123,450	$2.592M	3.0%	$21.00	$21.13	-0.6%	INVSCO 28 HYCORP	46138J452
SPY	SPDR S&P 500 ETF TR	3,660	$1.622M	1.9%	$443.28	$366.06	+21.1%	TR UNIT	78462F103
HYG	ISHARES TR	15,150	$1.137M	1.3%	$75.07	$85.62	-12.3%	IBOXX HI YD ETF	464288513
DIA	SPDR DOW JONES INDL AVERAGE	3,300	$1.135M	1.3%	$343.85	$291.05	+18.1%	UT SER 1	78467X109
PFF	ISHARES TR	29,505	$913K	1.1%	$30.93	$38.68	-20.0%	PFD AND INCM SEC	464288687
MSFT	MICROSOFT CORP	1,916	$652K	0.8%	$340.54	$209.04	+59.9%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	14,300	$336K	0.4%	$23.51	$25.25	—	BULSHS 2023 HY	46138J858
TSLA	TESLA INC	778	$204K	0.2%	$261.77	$199.96	+30.9%	COM	88160R101