BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 26, 2023

Total Value: $80.33M (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 27.3%

Value $21.92M Shares 61,187 Share Price $358.27 Est. Cost/Share $378.14 Unrealized @ Report Date -5.3%

VOO VANGUARD INDEX FDS 24.3%

Value $19.53M Shares 49,721 Share Price $392.70 Est. Cost/Share $340.97 Unrealized @ Report Date +15.2%

AAPL APPLE INC 8.9%

Value $7.137M Shares 41,683 Share Price $171.21 Est. Cost/Share $80.82 Unrealized @ Report Date +109.6%

VERI VERITONE INC 8.1%

Value $6.485M Shares 2,513,431 Share Price $2.58 Est. Cost/Share $16.75 Unrealized @ Report Date -84.6%

BSJQ INVESCO EXCH TRD SLF IDX FD 5.3%

Value $4.271M Shares 188,735 Share Price $22.63 Est. Cost/Share $24.07 Unrealized @ Report Date -6.0%

BSJP INVESCO EXCH TRD SLF IDX FD 5.3%

Value $4.243M Shares 188,735 Share Price $22.48 Est. Cost/Share $23.45 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 5.2%

Value $4.212M Shares 187,335 Share Price $22.48 Est. Cost/Share $23.63 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 4.9%

Value $3.916M Shares 182,935 Share Price $21.41 Est. Cost/Share $23.24 Unrealized @ Report Date -7.9%

BSJS INVESCO EXCH TRD SLF IDX FD 4.0%

Value $3.245M Shares 157,610 Share Price $20.59 Est. Cost/Share $21.08 Unrealized @ Report Date -2.3%

SPY SPDR S&P 500 ETF TR 1.9%

Value $1.531M Shares 3,581 Share Price $427.48 Est. Cost/Share $366.06 Unrealized @ Report Date +16.8%

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value $1.058M Shares 3,160 Share Price $334.95 Est. Cost/Share $291.05 Unrealized @ Report Date +15.1%

HYG ISHARES TR 1.3%

Value $1.035M Shares 14,045 Share Price $73.72 Est. Cost/Share $85.62 Unrealized @ Report Date -13.9%

PFF ISHARES TR 1.0%

Value $805K Shares 26,710 Share Price $30.15 Est. Cost/Share $38.68 Unrealized @ Report Date -22.1%

MSFT MICROSOFT CORP 0.8%

Value $605K Shares 1,916 Share Price $315.75 Est. Cost/Share $209.04 Unrealized @ Report Date +48.5%

— INVESCO EXCH TRD SLF IDX FD 0.4%

Value $336K Shares 14,300 Share Price $23.51 Est. Cost/Share $25.25 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	61,187	$21.92M	27.3%	$358.27	$378.14	-5.3%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	49,721	$19.53M	24.3%	$392.70	$340.97	+15.2%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	41,683	$7.137M	8.9%	$171.21	$80.82	+109.6%	COM	037833100
VERI	VERITONE INC	2,513,431	$6.485M	8.1%	$2.58	$16.75	-84.6%	COM	92347M100
BSJQ	INVESCO EXCH TRD SLF IDX FD	188,735	$4.271M	5.3%	$22.63	$24.07	-6.0%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	188,735	$4.243M	5.3%	$22.48	$23.45	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	187,335	$4.212M	5.2%	$22.48	$23.63	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	182,935	$3.916M	4.9%	$21.41	$23.24	-7.9%	BULETSHS 2027	46138J585
BSJS	INVESCO EXCH TRD SLF IDX FD	157,610	$3.245M	4.0%	$20.59	$21.08	-2.3%	INVSCO 28 HYCORP	46138J452
SPY	SPDR S&P 500 ETF TR	3,581	$1.531M	1.9%	$427.48	$366.06	+16.8%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,160	$1.058M	1.3%	$334.95	$291.05	+15.1%	UT SER 1	78467X109
HYG	ISHARES TR	14,045	$1.035M	1.3%	$73.72	$85.62	-13.9%	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	26,710	$805K	1.0%	$30.15	$38.68	-22.1%	PFD AND INCM SEC	464288687
MSFT	MICROSOFT CORP	1,916	$605K	0.8%	$315.75	$209.04	+48.5%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	14,300	$336K	0.4%	$23.51	$25.25	—	BULSHS 2023 HY	46138J858