BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 26, 2023

Total Value ($000): $80,326 (100.0% shares, 0.0% debt)

Holdings (15)

QQQ INVESCO QQQ TR 27.3%

Value ($000) $21,921 Shares 61,187 Est. Cost $387.46 Unrealized —

VOO VANGUARD INDEX FDS 24.3%

Value ($000) $19,525 Shares 49,721 Est. Cost $354.97 Unrealized —

AAPL APPLE INC 8.9%

Value ($000) $7,137 Shares 41,683 Est. Cost $80.82 Unrealized +124.3%

VERI VERITONE INC 8.1%

Value ($000) $6,485 Shares 2,513,431 Est. Cost $16.75 Unrealized -80.2%

BSJQ INVESCO EXCH TRD SLF IDX FD 5.3%

Value ($000) $4,271 Shares 188,735 Est. Cost $24.05 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 5.3%

Value ($000) $4,243 Shares 188,735 Est. Cost $23.45 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 5.2%

Value ($000) $4,212 Shares 187,335 Est. Cost $23.63 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 4.9%

Value ($000) $3,916 Shares 182,935 Est. Cost $23.15 Unrealized —

BSJS INVESCO EXCH TRD SLF IDX FD 4.0%

Value ($000) $3,245 Shares 157,610 Est. Cost $20.89 Unrealized —

SPY SPDR S&P 500 ETF TR 1.9%

Value ($000) $1,531 Shares 3,581 Est. Cost $383.53 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.3%

Value ($000) $1,058 Shares 3,160 Est. Cost $305.72 Unrealized —

HYG ISHARES TR 1.3%

Value ($000) $1,035 Shares 14,045 Est. Cost $87.30 Unrealized —

PFF ISHARES TR 1.0%

Value ($000) $805 Shares 26,710 Est. Cost $38.86 Unrealized —

MSFT MICROSOFT CORP 0.8%

Value ($000) $605 Shares 1,916 Est. Cost $209.04 Unrealized +55.3%

— INVESCO EXCH TRD SLF IDX FD 0.4%

Value ($000) $336 Shares 14,300 Est. Cost $25.25 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
QQQ	INVESCO QQQ TR	61,187	$21,921	27.3%	$387.46	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	49,721	$19,525	24.3%	$354.97	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	41,683	$7,137	8.9%	$80.82	+124.3%	COM	037833100
VERI	VERITONE INC	2,513,431	$6,485	8.1%	$16.75	-80.2%	COM	92347M100
BSJQ	INVESCO EXCH TRD SLF IDX FD	188,735	$4,271	5.3%	$24.05	—	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	188,735	$4,243	5.3%	$23.45	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	187,335	$4,212	5.2%	$23.63	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	182,935	$3,916	4.9%	$23.15	—	BULETSHS 2027	46138J585
BSJS	INVESCO EXCH TRD SLF IDX FD	157,610	$3,245	4.0%	$20.89	—	INVSCO 28 HYCORP	46138J452
SPY	SPDR S&P 500 ETF TR	3,581	$1,531	1.9%	$383.53	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,160	$1,058	1.3%	$305.72	—	UT SER 1	78467X109
HYG	ISHARES TR	14,045	$1,035	1.3%	$87.30	—	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	26,710	$805	1.0%	$38.86	—	PFD AND INCM SEC	464288687
MSFT	MICROSOFT CORP	1,916	$605	0.8%	$209.04	+55.3%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	14,300	$336	0.4%	$25.25	—	BULSHS 2023 HY	46138J858