BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 11, 2024

Total Value ($000): $83,922 (100.0% shares, 0.0% debt)

Holdings (17)

QQQ INVESCO QQQ TR 28.9%

Value ($000) $24,272 Shares 59,269 Est. Cost $387.46 Unrealized —

VOO VANGUARD INDEX FDS 25.2%

Value ($000) $21,181 Shares 48,492 Est. Cost $354.97 Unrealized —

AAPL APPLE INC 9.3%

Value ($000) $7,812 Shares 40,574 Est. Cost $80.82 Unrealized +126.2%

VERI VERITONE INC 5.3%

Value ($000) $4,420 Shares 2,441,846 Est. Cost $16.75 Unrealized -86.7%

BSJQ INVESCO EXCH TRD SLF IDX FD 5.2%

Value ($000) $4,359 Shares 188,435 Est. Cost $24.05 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 5.1%

Value ($000) $4,283 Shares 188,435 Est. Cost $23.45 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 5.1%

Value ($000) $4,249 Shares 187,035 Est. Cost $23.63 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 5.0%

Value ($000) $4,215 Shares 188,435 Est. Cost $23.13 Unrealized —

BSJS INVESCO EXCH TRD SLF IDX FD 4.0%

Value ($000) $3,342 Shares 154,310 Est. Cost $20.89 Unrealized —

SPY SPDR S&P 500 ETF TR 2.0%

Value ($000) $1,647 Shares 3,465 Est. Cost $383.53 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.2%

Value ($000) $1,039 Shares 2,757 Est. Cost $305.72 Unrealized —

HYG ISHARES TR 1.1%

Value ($000) $948 Shares 12,245 Est. Cost $87.30 Unrealized —

PFF ISHARES TR 1.0%

Value ($000) $807 Shares 25,860 Est. Cost $38.86 Unrealized —

MSFT MICROSOFT CORP 0.9%

Value ($000) $720 Shares 1,916 Est. Cost $209.04 Unrealized +67.6%

COST COSTCO WHSL CORP NEW 0.3%

Value ($000) $215 Shares 325 Est. Cost $573.49 Unrealized 0.0%

TSLA TESLA INC 0.3%

Value ($000) $210 Shares 845 Est. Cost $237.66 Unrealized 0.0%

HD HOME DEPOT INC 0.2%

Value ($000) $204 Shares 590 Est. Cost $293.72 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
QQQ	INVESCO QQQ TR	59,269	$24,272	28.9%	$387.46	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	48,492	$21,181	25.2%	$354.97	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	40,574	$7,812	9.3%	$80.82	+126.2%	COM	037833100
VERI	VERITONE INC	2,441,846	$4,420	5.3%	$16.75	-86.7%	COM	92347M100
BSJQ	INVESCO EXCH TRD SLF IDX FD	188,435	$4,359	5.2%	$24.05	—	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	188,435	$4,283	5.1%	$23.45	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	187,035	$4,249	5.1%	$23.63	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	188,435	$4,215	5.0%	$23.13	—	BULETSHS 2027	46138J585
BSJS	INVESCO EXCH TRD SLF IDX FD	154,310	$3,342	4.0%	$20.89	—	INVSCO 28 HYCORP	46138J452
SPY	SPDR S&P 500 ETF TR	3,465	$1,647	2.0%	$383.53	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	2,757	$1,039	1.2%	$305.72	—	UT SER 1	78467X109
HYG	ISHARES TR	12,245	$948	1.1%	$87.30	—	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	25,860	$807	1.0%	$38.86	—	PFD AND INCM SEC	464288687
MSFT	MICROSOFT CORP	1,916	$720	0.9%	$209.04	+67.6%	COM	594918104
COST	COSTCO WHSL CORP NEW	325	$215	0.3%	$573.49	0.0%	COM	22160K105
TSLA	TESLA INC	845	$210	0.3%	$237.66	0.0%	COM	88160R101
HD	HOME DEPOT INC	590	$204	0.2%	$293.72	0.0%	COM	437076102