BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 11, 2024

Total Value: $83.92M (100.0% shares, 0.0% debt)

Holdings (17)

QQQ INVESCO QQQ TR 28.9%

Value $24.27M Shares 59,269 Share Price $409.52 Est. Cost/Share $378.14 Unrealized @ Report Date +8.3%

VOO VANGUARD INDEX FDS 25.2%

Value $21.18M Shares 48,492 Share Price $436.80 Est. Cost/Share $340.97 Unrealized @ Report Date +28.1%

AAPL APPLE INC 9.3%

Value $7.812M Shares 40,574 Share Price $192.53 Est. Cost/Share $80.82 Unrealized @ Report Date +136.0%

VERI VERITONE INC 5.3%

Value $4.42M Shares 2,441,846 Share Price $1.81 Est. Cost/Share $16.75 Unrealized @ Report Date -89.2%

BSJQ INVESCO EXCH TRD SLF IDX FD 5.2%

Value $4.359M Shares 188,435 Share Price $23.13 Est. Cost/Share $24.07 Unrealized @ Report Date -3.9%

BSJP INVESCO EXCH TRD SLF IDX FD 5.1%

Value $4.283M Shares 188,435 Share Price $22.73 Est. Cost/Share $23.45 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 5.1%

Value $4.248M Shares 187,035 Share Price $22.71 Est. Cost/Share $23.63 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 5.0%

Value $4.215M Shares 188,435 Share Price $22.37 Est. Cost/Share $23.20 Unrealized @ Report Date -3.6%

BSJS INVESCO EXCH TRD SLF IDX FD 4.0%

Value $3.342M Shares 154,310 Share Price $21.66 Est. Cost/Share $21.08 Unrealized @ Report Date +2.7%

SPY SPDR S&P 500 ETF TR 2.0%

Value $1.647M Shares 3,465 Share Price $475.31 Est. Cost/Share $366.06 Unrealized @ Report Date +29.8%

DIA SPDR DOW JONES INDL AVERAGE 1.2%

Value $1.039M Shares 2,757 Share Price $376.87 Est. Cost/Share $291.05 Unrealized @ Report Date +29.5%

HYG ISHARES TR 1.1%

Value $948K Shares 12,245 Share Price $77.39 Est. Cost/Share $85.62 Unrealized @ Report Date -9.6%

PFF ISHARES TR 1.0%

Value $807K Shares 25,860 Share Price $31.19 Est. Cost/Share $38.68 Unrealized @ Report Date -19.4%

MSFT MICROSOFT CORP 0.9%

Value $720K Shares 1,916 Share Price $376.04 Est. Cost/Share $209.04 Unrealized @ Report Date +77.3%

COST COSTCO WHSL CORP NEW 0.3%

Value $215K Shares 325 Share Price $660.08 Est. Cost/Share $573.49 Unrealized @ Report Date +13.8%

TSLA TESLA INC 0.3%

Value $210K Shares 845 Share Price $248.48 Est. Cost/Share $237.66 Unrealized @ Report Date +4.6%

HD HOME DEPOT INC 0.2%

Value $204K Shares 590 Share Price $346.55 * Est. Cost/Share $293.72 Unrealized @ Report Date +12.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
QQQ	INVESCO QQQ TR	59,269	$24.27M	28.9%	$409.52	$378.14	+8.3%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	48,492	$21.18M	25.2%	$436.80	$340.97	+28.1%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	40,574	$7.812M	9.3%	$192.53	$80.82	+136.0%	COM	037833100
VERI	VERITONE INC	2,441,846	$4.42M	5.3%	$1.81	$16.75	-89.2%	COM	92347M100
BSJQ	INVESCO EXCH TRD SLF IDX FD	188,435	$4.359M	5.2%	$23.13	$24.07	-3.9%	INVSCO BLSH 26	46138J635
BSJP	INVESCO EXCH TRD SLF IDX FD	188,435	$4.283M	5.1%	$22.73	$23.45	—	BULSHS 2025 HY	46138J817
BSJO	INVESCO EXCH TRD SLF IDX FD	187,035	$4.248M	5.1%	$22.71	$23.63	—	BULSHS 2024 HY	46138J833
BSJR	INVESCO EXCH TRD SLF IDX FD	188,435	$4.215M	5.0%	$22.37	$23.20	-3.6%	BULETSHS 2027	46138J585
BSJS	INVESCO EXCH TRD SLF IDX FD	154,310	$3.342M	4.0%	$21.66	$21.08	+2.7%	INVSCO 28 HYCORP	46138J452
SPY	SPDR S&P 500 ETF TR	3,465	$1.647M	2.0%	$475.31	$366.06	+29.8%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	2,757	$1.039M	1.2%	$376.87	$291.05	+29.5%	UT SER 1	78467X109
HYG	ISHARES TR	12,245	$948K	1.1%	$77.39	$85.62	-9.6%	IBOXX HI YD ETF	464288513
PFF	ISHARES TR	25,860	$807K	1.0%	$31.19	$38.68	-19.4%	PFD AND INCM SEC	464288687
MSFT	MICROSOFT CORP	1,916	$720K	0.9%	$376.04	$209.04	+77.3%	COM	594918104
COST	COSTCO WHSL CORP NEW	325	$215K	0.3%	$660.08	$573.49	+13.8%	COM	22160K105
TSLA	TESLA INC	845	$210K	0.3%	$248.48	$237.66	+4.6%	COM	88160R101
HD	HOME DEPOT INC	590	$204K	0.2%	$346.55 *	$293.72	+12.4%	COM	437076102