CIK: 0001096978 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 1, 2017
Total Value ($000): $160,729 (95.1% shares, 4.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 280,000 | $24,853 | 15.5% | $88.76 | — | IBOXX HI YD ETF | 464288513 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 193,740 | $13,767 | 8.6% | $75.41 | — | COM UNIT RP LP | 559080106 |
| — | EQT MIDSTREAM PARTNERS LP | 182,190 | $13,659 | 8.5% | $78.28 | — | UNIT LTD PARTN | 26885B100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 513,900 | $13,397 | 8.3% | $27.67 | — | COM | 293792107 |
| — | JPMORGAN CHASE & CO | 390,000 | $11,006 | 6.8% | $29.70 | — | ALERIAN ML ETN | 46625H365 |
| — | SPECTRA ENERGY PARTNERS LP | 220,893 | $9,803 | 6.1% | $46.04 | — | COM | 84756N109 |
| — | BUCKEYE PARTNERS L P | 123,900 | $7,062 | 4.4% | $68.43 | — | UNIT LTD PARTN | 118230101 |
| — | WILLIAMS PARTNERS L P NEW | 164,900 | $6,415 | 4.0% | $40.24 | — | COM UNIT LTD PAR | 96949L105 |
| PAA | PLAINS ALL AMERN PIPELINE L | 291,900 | $6,185 | 3.8% | $31.15 | — | UNIT LTD PARTN | 726503105 |
| — | LIBERTY MEDIA CORP | 8,500,000 | $6,035 | 3.8% | $0.67 | — | DEB 4.000%11/1 | 530715AG6 |
| — | SHELL MIDSTREAM PARTNERS L P | 197,600 | $5,501 | 3.4% | $30.54 | — | UNIT LTD INT | 822634101 |
| EEM | ISHARES TR | 120,000 | $5,377 | 3.3% | $44.81 | — | MSCI EMG MKT ETF | 464287234 |
| — | TC PIPELINES LP | 99,860 | $5,225 | 3.3% | $58.03 | — | UT COM LTD PRT | 87233Q108 |
| XLE | SELECT SECTOR SPDR TR | 71,300 | $4,883 | 3.0% | $66.91 | — | ENERGY | 81369Y506 |
| — | PHILLIPS 66 PARTNERS LP | 78,549 | $4,129 | 2.6% | $49.67 | — | COM UNIT REP INT | 718549207 |
| — | HOLLY ENERGY PARTNERS L P | 72,900 | $2,435 | 1.5% | $32.48 | — | COM UT LTD PTN | 435763107 |
| — | ENBRIDGE ENERGY PARTNERS L P | 136,500 | $2,181 | 1.4% | $24.41 | — | COM | 29250R106 |
| — | EVERI HLDGS INC | 253,928 | $1,927 | 1.2% | $1.38 | — | COM | 30034T103 |
| — | GENERAL CABLE CORP DEL NEW | 2,000,000 | $1,775 | 1.1% | $0.89 | — | FRNT 4.500%11/1 | 369300AL2 |
| AR | ANTERO RES CORP | 83,400 | $1,660 | 1.0% | $27.26 | -26.1% | COM | 03674X106 |
| — | BARCLAYS BK PLC | 300,000 | $1,265 | 0.8% | — | — | Put | 06746L422 |
| MPLX | MPLX LP | 30,227 | $1,058 | 0.7% | $34.22 | — | COM UNIT REP LTD | 55336V100 |
| — | CORNERSTONE STRATEGIC VALUE | 57,000 | $844 | 0.5% | $14.81 | — | COM | 21924B302 |
| — | CORNERSTONE TOTAL RTRN FD IN | 57,000 | $834 | 0.5% | $14.63 | — | COM | 21924U300 |
| — | INVESCO PA VALUE MUN INCOME | 67,746 | $834 | 0.5% | $12.16 | — | COM | 46132K109 |
| — | SOURCE CAP INC | 19,511 | $785 | 0.5% | $35.96 | — | COM | 836144105 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 52,927 | $670 | 0.4% | $12.52 | — | COM | 64124K102 |
| — | DOMINION ENERGY MIDSTRM PRTN | 20,093 | $643 | 0.4% | $29.40 | — | COM UT REP LTD | 257454108 |
| — | NUVEEN OHIO QLTY MUN INCOME | 34,898 | $526 | 0.3% | $14.53 | — | COM | 670980101 |
| — | URBAN ONE INC | 301,310 | $497 | 0.3% | $1.65 | — | CL D NON VTG | 91705J204 |
| — | DOUBLE EAGLE ACQUISITION COR | 47,667 | $481 | 0.3% | $10.09 | — | COM | G28195124 |
| — | FIFTH STREET FINANCE CORP | 85,821 | $469 | 0.3% | $5.46 | — | COM | 31678A103 |
| — | FIFTH STR SR FLOATNG RATE CO | 52,200 | $459 | 0.3% | $8.79 | — | COM | 31679F101 |
| — | EATON VANCE CA MUNI INCOME T | 33,235 | $415 | 0.3% | $12.33 | — | SH BEN INT | 27826F101 |
| — | WESTERN ASSET CLYM INFL OPP | 35,187 | $397 | 0.2% | $11.92 | — | COM | 95766R104 |
| — | ABERDEEN SINGAPORE FD INC | 33,900 | $395 | 0.2% | $11.65 | — | COM | 003244100 |
| OKE | ONEOK INC NEW | 5,972 | $331 | 0.2% | $30.31 | +5.7% | COM | 682680103 |
| — | VOYA GLBL ADV & PREM OPP FD | 27,949 | $322 | 0.2% | $9.83 | — | COM | 92912R104 |
| — | SWISS HELVETIA FD INC | 24,687 | $315 | 0.2% | $10.22 | — | COM | 870875101 |
| — | INVESCO TR INVT GRADE NY MUN | 23,000 | $315 | 0.2% | $13.26 | — | COM | 46131T101 |
| — | INVESCO DYNAMIC CR OPP FD | 20,300 | $242 | 0.2% | $12.33 | — | COM | 46132R104 |
| — | CALIFORNIA RES CORP | 21,700 | $227 | 0.1% | $10.46 | — | COM NEW | 13057Q206 |
| — | BLACKROCK MUNI N Y INTER DUR | 12,977 | $182 | 0.1% | $13.58 | — | COM | 09255F109 |
| — | EATON VANCE NY MUNI INCOME T | 13,600 | $179 | 0.1% | $13.03 | — | SH BEN INT | 27826W104 |
| PHUN | STELLAR ACQUISITION III INC | 17,600 | $179 | 0.1% | $10.17 | — | COM | Y8172W107 |
| — | EATON VANCE CALIF MUN BD FD | 14,485 | $175 | 0.1% | $11.62 | — | COM | 27828C106 |
| — | ABERDEEN CHILE FD INC | 10,000 | $84 | 0.1% | $7.00 | — | COM | 00301W105 |
| — | VOYA PRIME RATE TR | 15,000 | $78 | 0.0% | $5.20 | — | SH BEN INT | 92913A100 |
| — | INVESCO SR INCOME TR | 17,000 | $76 | 0.0% | $4.47 | — | COM | 46131H107 |
| AGO | ASSURED GUARANTY LTD | 20,000 | $72 | 0.0% | — | — | Put | G0585R106 |
| MBI | MBIA INC | 100,000 | $31 | 0.0% | — | — | Put | 55262C100 |
| — | URBAN ONE INC | 13,930 | $23 | 0.0% | $1.65 | — | CL A | 91705J105 |
| HYG | ISHARES TR | 150,000 | $16 | 0.0% | $88.76 | — | Put | 464288513 |
| — | UBIQUITI NETWORKS INC | 10,000 | $13 | 0.0% | — | — | Put | 90347A100 |
| SPY | SPDR S&P 500 ETF TR | 60,000 | $10 | 0.0% | — | — | Put | 78462F103 |
| — | HALCON RES CORP | 13,305 | $9 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |
| — | VANECK VECTORS ETF TR | 150,000 | $2 | 0.0% | — | — | Put | 92189F718 |
| AMD | ADVANCED MICRO DEVICES INC | 286,400 | $1 | 0.0% | — | — | Put | 007903107 |
| — | WPX ENERGY INC | 10,000 | $0 | 0.0% | — | — | Put | 98212B103 |