CIK: 0001096978 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 9, 2018
Total Value ($000): $239,010 (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MUB | ISHARES TR | 450,533 | $49,892 | 20.9% | $110.74 | — | NATIONAL MUN ETF | 464288414 |
| HYG | ISHARES TR | 340,000 | $29,668 | 12.4% | $88.50 | — | IBOXX HI YD ETF | 464288513 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 193,740 | $13,744 | 5.8% | $75.41 | — | COM UNIT RP LP | 559080106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 513,900 | $13,623 | 5.7% | $27.67 | — | COM | 293792107 |
| — | EQT MIDSTREAM PARTNERS LP | 175,384 | $12,821 | 5.4% | $78.28 | — | UNIT LTD PARTN | 26885B100 |
| — | SPECTRA ENERGY PARTNERS LP | 215,617 | $8,525 | 3.6% | $46.04 | — | COM | 84756N109 |
| — | GENERAL CABLE CORP DEL NEW | 7,500,000 | $7,917 | 3.3% | $1.01 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | JPMORGAN CHASE & CO | 280,800 | $7,714 | 3.2% | $29.70 | — | ALERIAN ML ETN | 46625H365 |
| — | WILLIAMS PARTNERS L P NEW | 164,900 | $6,395 | 2.7% | $40.24 | — | COM UNIT LTD PAR | 96949L105 |
| — | BUCKEYE PARTNERS L P | 123,900 | $6,139 | 2.6% | $68.43 | — | UNIT LTD PARTN | 118230101 |
| PAA | PLAINS ALL AMERN PIPELINE L | 291,900 | $6,025 | 2.5% | $31.15 | — | UNIT LTD PARTN | 726503105 |
| — | SHELL MIDSTREAM PARTNERS L P | 197,600 | $5,892 | 2.5% | $30.54 | — | UNIT LTD INT | 822634101 |
| — | TC PIPELINES LP | 99,860 | $5,303 | 2.2% | $58.03 | — | UT COM LTD PRT | 87233Q108 |
| — | DEUTSCHE MUN INCOME | 389,461 | $4,635 | 1.9% | $11.90 | — | COM | 25160C106 |
| FXI | ISHARES TR | 87,500 | $4,040 | 1.7% | $46.17 | — | CHINA LG-CAP ETF | 464287184 |
| XLE | SELECT SECTOR SPDR TR | 51,400 | $3,714 | 1.6% | $66.91 | — | ENERGY | 81369Y506 |
| — | FIRST TR SR FLOATING RATE 20 | 275,000 | $2,511 | 1.1% | $9.13 | — | COM SHS | 33740K101 |
| — | HOLLY ENERGY PARTNERS L P | 72,900 | $2,369 | 1.0% | $32.48 | — | COM UT LTD PTN | 435763107 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 240,000 | $2,218 | 0.9% | $9.24 | — | COM | 27831H100 |
| — | WESTERN ASSET MUN DEF OPP TR | 100,000 | $2,089 | 0.9% | $20.89 | — | COM | 95768A109 |
| — | PHILLIPS 66 PARTNERS LP | 39,561 | $2,071 | 0.9% | $49.67 | — | COM UNIT REP INT | 718549207 |
| — | INVESCO MUN OPPORTUNITY TR | 155,000 | $1,922 | 0.8% | $12.40 | — | COM | 46132C107 |
| — | ENBRIDGE ENERGY PARTNERS L P | 136,500 | $1,885 | 0.8% | $24.41 | — | COM | 29250R106 |
| — | EVERI HLDGS INC | 222,303 | $1,676 | 0.7% | $1.38 | — | COM | 30034T103 |
| — | ALLIANZGI CON INCM 2024 TARG | 175,000 | $1,593 | 0.7% | $9.10 | — | COM | 01883H102 |
| AR | ANTERO RES CORP | 83,400 | $1,585 | 0.7% | $27.26 | -29.7% | COM | 03674X106 |
| — | NUVEEN MUN 2021 TARGET TERM | 160,520 | $1,515 | 0.6% | $9.44 | — | COM | 670687102 |
| — | PIMCO MUNICIPAL INCOME FD | 115,000 | $1,495 | 0.6% | $13.00 | — | COM | 72200R107 |
| — | BLACKROCK MUNIYIELD NY QLTY | 105,599 | $1,364 | 0.6% | $12.92 | — | COM | 09255E102 |
| — | EATON VANCE FLTING RATE INC | 81,665 | $1,170 | 0.5% | $14.33 | — | COM | 278279104 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 85,697 | $1,154 | 0.5% | $13.47 | — | COM | 24610V103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 75,547 | $1,052 | 0.4% | $13.93 | — | COM | 09253X102 |
| SSTI | SHOTSPOTTER INC | 68,571 | $963 | 0.4% | $15.48 | 0.0% | COM | 82536T107 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 101,000 | $949 | 0.4% | $9.40 | — | COM | 67077P101 |
| — | IVY HIGH INC OPPORTUNITIES F | 59,437 | $899 | 0.4% | $15.13 | — | COM | 465893105 |
| — | INVESCO PA VALUE MUN INCOME | 67,746 | $823 | 0.3% | $12.16 | — | COM | 46132K109 |
| — | EATON VANCE LTD DUR INCOME F | 58,027 | $792 | 0.3% | $13.65 | — | COM | 27828H105 |
| — | NUVEEN CR OPPORTUNITIES 2022 | 80,000 | $759 | 0.3% | $9.49 | — | COM | 67075U102 |
| — | DOUBLELINE OPPORTUNISTIC CR | 33,708 | $748 | 0.3% | $22.19 | — | COM | 258623107 |
| — | BLACKROCK 2022 GBL INCM OPP | 76,123 | $746 | 0.3% | $9.80 | — | COM | 09258P104 |
| — | INVESCO QUALITY MUNI INC TRS | 58,928 | $737 | 0.3% | $12.51 | — | COM | 46133G107 |
| — | BLACKROCK MUNIHLDGS FD II IN | 49,068 | $725 | 0.3% | $14.78 | — | COM | 09253P109 |
| MPLX | MPLX LP | 20,227 | $717 | 0.3% | $34.22 | — | COM UNIT REP LTD | 55336V100 |
| — | REAVES UTIL INCOME FD | 22,531 | $697 | 0.3% | $30.94 | — | COM SH BEN INT | 756158101 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 52,927 | $644 | 0.3% | $12.52 | — | COM | 64124K102 |
| — | THL CR SR LN FD | 36,825 | $621 | 0.3% | $16.86 | — | COM | 87244R103 |
| — | DEUTSCHE STRATEGIC MUN INCOM | 52,660 | $620 | 0.3% | $11.77 | — | COM | 25159F102 |
| — | NUVEEN NY MUN VALUE FD | 65,000 | $618 | 0.3% | $9.51 | — | COM | 67062M105 |
| — | EATON VANCE MUNI INCOME TRUS | 47,256 | $586 | 0.2% | $12.40 | — | SH BEN INT | 27826U108 |
| — | NUVEEN QUALITY MUNCP INCOME | 39,259 | $552 | 0.2% | $14.06 | — | COM | 67066V101 |
| XPZCX | PIMCO CALIF MUN INCOME FD II | 51,505 | $538 | 0.2% | $10.45 | — | COM | 72201C109 |
| — | VOYA PRIME RATE TR | 104,624 | $530 | 0.2% | $5.09 | — | SH BEN INT | 92913A100 |
| — | URBAN ONE INC | 301,310 | $527 | 0.2% | $1.65 | — | CL D NON VTG | 91705J204 |
| XLU | SELECT SECTOR SPDR TR | 10,000 | $527 | 0.2% | $52.70 | — | SBI INT-UTILS | 81369Y886 |
| — | APOLLO SR FLOATING RATE FD I | 32,236 | $523 | 0.2% | $16.22 | — | COM | 037636107 |
| — | PIMCO HIGH INCOME FD | 70,000 | $522 | 0.2% | $7.46 | — | COM SHS | 722014107 |
| — | BLACKROCK MUN 2030 TAR TERM | 22,831 | $510 | 0.2% | $22.34 | — | COM SHS BEN IN | 09257P105 |
| — | APOLLO TACTICAL INCOME FD IN | 30,163 | $475 | 0.2% | $15.75 | — | COM | 037638103 |
| — | PIMCO STRATEGIC INCOME FD IN | 50,600 | $465 | 0.2% | $9.19 | — | COM | 72200X104 |
| — | CORNERSTONE TOTAL RTRN FD IN | 30,000 | $459 | 0.2% | $14.63 | — | COM | 21924U300 |
| — | CORNERSTONE STRATEGIC VALUE | 29,300 | $453 | 0.2% | $14.81 | — | COM | 21924B302 |
| — | ABERDEEN SINGAPORE FD INC | 33,900 | $421 | 0.2% | $11.65 | — | COM | 003244100 |
| — | BLACKROCK CAPITAL INVESTMENT | 65,000 | $405 | 0.2% | $6.23 | — | COM | 092533108 |
| — | EATON VANCE MASS MUN BD FD | 29,442 | $389 | 0.2% | $13.21 | — | COM | 27828K108 |
| — | CALIFORNIA RES CORP | 19,700 | $383 | 0.2% | $10.46 | — | COM NEW | 13057Q206 |
| — | RIVERNORTH DOUBLELINE STRATE | 19,519 | $359 | 0.2% | $18.39 | — | COM | 76882G107 |
| — | NUVEEN SR INCOME FD | 49,762 | $324 | 0.1% | $6.51 | — | COM | 67067Y104 |
| OKE | ONEOK INC NEW | 5,972 | $319 | 0.1% | $30.31 | +5.8% | COM | 682680103 |
| — | SWISS HELVETIA FD INC | 24,687 | $315 | 0.1% | $10.22 | — | COM | 870875101 |
| — | WESTERN ASSET CORPORATE LN F | 28,996 | $305 | 0.1% | $10.52 | — | COM | 95790J102 |
| — | GAMCO NAT RES GOLD & INCOME | 44,892 | $301 | 0.1% | $6.70 | — | SH BEN INT | 36465E101 |
| — | DOMINION ENERGY MIDSTRM PRTN | 8,847 | $269 | 0.1% | $29.40 | — | COM UT REP LTD | 257454108 |
| — | DTF TAX-FREE INCOME INC | 17,364 | $244 | 0.1% | $14.05 | — | COM | 23334J107 |
| — | INVESCO DYNAMIC CR OPP FD | 20,300 | $238 | 0.1% | $12.33 | — | COM | 46132R104 |
| — | PIMCO GLOBAL STOCKSPLS INCM | 13,855 | $213 | 0.1% | $15.37 | — | COM | 722011103 |
| — | GAMCO GLOBAL GOLD NAT RES & | 39,760 | $207 | 0.1% | $5.21 | — | COM SH BEN INT | 36465A109 |
| — | BLACKROCK MUNI INCOME TR II | 14,070 | $203 | 0.1% | $14.43 | — | COM | 09249N101 |
| — | DREYFUS HIGH YIELD STRATEGIE | 59,760 | $200 | 0.1% | $3.35 | — | SH BEN INT | 26200S101 |
| — | NUVEEN SHT DUR CR OPP FD | 11,724 | $195 | 0.1% | $16.63 | — | COM | 67074X107 |
| — | INVESCO SR INCOME TR | 42,800 | $188 | 0.1% | $4.42 | — | COM | 46131H107 |
| — | OAKTREE STRATEGIC INCOME COR | 20,209 | $170 | 0.1% | $8.41 | — | COM | 67402D104 |
| XBZMX | BLACKROCK MD MUNICIPAL BOND | 12,316 | $168 | 0.1% | $13.64 | — | COM | 09249L105 |
| — | BLACKROCK MUNI N Y INTER DUR | 12,053 | $164 | 0.1% | $13.58 | — | COM | 09255F109 |
| MBI | MBIA INC | 339,000 | $153 | 0.1% | — | — | Put | 55262C100 |
| AGO | ASSURED GUARANTY LTD | 20,000 | $121 | 0.1% | — | — | Put | G0585R106 |
| — | GAIN CAP HLDGS INC | 10,000 | $100 | 0.0% | $10.00 | — | COM | 36268W100 |
| — | PROSHARES TR II | 20,000 | $61 | 0.0% | — | — | Put | 74347W163 |
| — | OHR PHARMACEUTICAL INC | 30,000 | $56 | 0.0% | $1.87 | — | COM NEW | 67778H200 |
| TSLA | TESLA INC | 20,000 | $27 | 0.0% | — | — | Put | 88160R101 |
| — | URBAN ONE INC | 13,930 | $26 | 0.0% | $1.65 | — | CL A | 91705J105 |
| SPY | SPDR S&P 500 ETF TR | 40,000 | $19 | 0.0% | — | — | Put | 78462F103 |
| RIOT | RIOT BLOCKCHAIN INC | 10,000 | $13 | 0.0% | — | — | Put | 767292105 |
| — | HALCON RES CORP | 11,671 | $8 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |
| AMD | ADVANCED MICRO DEVICES INC | 286,400 | $3 | 0.0% | — | — | Put | 007903107 |
| TLT | ISHARES TR | 20,000 | $2 | 0.0% | — | — | Put | 464287432 |