Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value: $709M (54.9% shares, 45.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ION GEOPHYSICAL CORP | 3,150,000 | $320M | 45.1% | $101.54 | $101.54 | — | NOTE | 462044AJ7 |
| — | SPI ENERGY CO LTD | 3,714 | $40.53M | 5.7% | $10913.30 | — | — | Put | G8651P950 |
| — | ISHARES RUSSELL 2000 | 1,294 | $29.68M | 4.2% | $22936.63 | — | — | Put | 464287955 |
| — | SORRENTO THERAPEUTICS | 20,242 | $19.61M | 2.8% | $969.02 | — | — | Put | 83587F952 |
| — | SPDR S&P 500 ETF TR | 434 | $18.58M | 2.6% | $42806.45 | — | — | Put | 78462F953 |
| — | SPDR SERIES TRUST | 1,284 | $17.39M | 2.5% | $13539.72 | — | — | Put | 78464A950 |
| — | ATOSSA THERAPEUTICS INC | 25,446 | $16.08M | 2.3% | $632.01 | — | — | Put | 04962H956 |
| SRNE | SORRENTO THERAPEUTICS | 1,197,976 | $11.61M | 1.6% | $9.69 * | $10.27 | -22.5% | COM | 83587F202 |
| — | KEMPHARM INC | 7,117 | $9.124M | 1.3% | $1282.00 | — | — | Put | 488445956 |
| — | COCRYSTAL PHARMA INC | 6,110,657 | $7.638M | 1.1% | $1.25 | $1.25 | — | COM | 19188J300 |
| — | ENOCHIAN BIOSCIENCES INC | 1,341,663 | $6.668M | 0.9% | $4.97 | $4.97 | — | COM | 29350E104 |
| — | ATOSSA THERAPEUTICS INC | 1,045,987 | $6.611M | 0.9% | $6.32 | $5.35 | — | COM | 04962H506 |
| — | MOGO INC | 8,183 | $6.424M | 0.9% | $785.04 | — | — | Put | 60800C959 |
| — | ATERIAN INC. | 433,000 | $6.329M | 0.9% | $14.62 | $14.62 | — | COM | 02156U101 |
| — | BARCLAYS BANK PLC | 190,600 | $5.615M | 0.8% | $29.46 | $29.46 | — | IPTH | 06747R477 |
| — | KANDI TECHNOLOGIES GROUP INC | 9,267 | $5.542M | 0.8% | $598.04 | — | — | Put | 483709951 |
| — | CBAK ENERGY TECH INC | 11,089 | $5.223M | 0.7% | $471.01 | — | — | Put | 14986C952 |
| — | RECON TECHNOLOGY LTD | 930,000 | $4.027M | 0.6% | $4.33 | $4.33 | — | SHS | G7415M124 |
| — | HUMANCO ACQUISITION CORP | 404,185 | $3.945M | 0.6% | $9.76 | $9.92 | — | COM | 44487N109 |
| — | NEWAGE INC | 1,729,931 | $3.858M | 0.5% | $2.23 | $2.86 | — | COM | 650194103 |
| — | RIOT BLOCKCHAIN INC | 1,019 | $3.839M | 0.5% | $3767.42 | — | — | Put | 767292955 |
| — | MOGO INC | 460,270 | $3.613M | 0.5% | $7.85 | $8.23 | — | COM | 60800C109 |
| — | VINCERX PHARMA INC | 271,063 | $3.521M | 0.5% | $12.99 | $14.92 | — | COM | 92731L106 |
| — | BUTTERFLY NETWORK INC | 2,410 | $3.49M | 0.5% | $1448.13 | — | — | Call | 124155902 |
| — | WIMI HOLOGRAM CLOUD INC | 626,095 | $3.437M | 0.5% | $5.49 | $6.60 | — | ADS | 97264L100 |
| — | IONIS PHARMACEUTICALS | 841 | $3.355M | 0.5% | $3989.30 | — | — | Put | 462222950 |
| — | MIRATI THERAPEUTICS INC | 193 | $3.118M | 0.4% | $16155.44 | — | — | Call | 60468T905 |
| IONS | IONIS PHARMACEUTICALS | 78,000 | $3.111M | 0.4% | $39.88 | $50.81 | -22.9% | COM | 462222100 |
| — | CANAAN INC | 3,742 | $3.05M | 0.4% | $815.07 | — | — | Put | 134748952 |
| — | DIGITAL ALLY INC NEW | 16,612 | $2.99M | 0.4% | $179.99 | — | — | Put | 25382P958 |
| — | ASENSUS SURGICAL INC | 931,414 | $2.953M | 0.4% | $3.17 | $3.25 | — | COM | 04367G103 |
| — | MARATHON DIGITAL | 912 | $2.861M | 0.4% | $3137.06 | — | — | Put | 565788956 |
| — | ATERIAN INC | 1,914 | $2.8M | 0.4% | $1462.90 | — | — | Put | 02156U951 |
| — | AMARIN CORP PLC | 6,268 | $2.745M | 0.4% | $437.94 | — | — | Call | 023111906 |
| GLBS | GLOBUS MARITIME LTD | 700,427 | $2.718M | 0.4% | $3.88 * | $4.55 | 0.0% | COM | Y27265126 |
| PCVX | VAXCYTE INC | 117,994 | $2.656M | 0.4% | $22.51 * | $25.16 | -18.6% | COM | 92243G108 |
| AUTL | AUTOLUS THERAPEUTICS LTD | 400,050 | $2.656M | 0.4% | $6.64 | $5.73 | — | ADS | 05280R100 |
| — | BARCLAYS BANK PLC | 875 | $2.578M | 0.4% | $2946.29 | — | — | Call | 06747R907 |
| — | ASLAN PHARMACEUTICALS LTD | 765,276 | $2.525M | 0.4% | $3.30 | $3.35 | — | ADS | 04522R101 |
| — | ARCADIA BIOSCIENCES INC | 8,340 | $2.477M | 0.3% | $297.00 | — | — | Put | 039014954 |
| — | THE9 LTD | 1,689 | $2.409M | 0.3% | $1426.29 | — | — | Put | 88337K952 |
| — | KIROMIC BIOPHARMA INC | 500,508 | $2.407M | 0.3% | $4.81 | $4.81 | — | COM | 497634105 |
| RIOT | RIOT BLOCKCHAIN INC | 63,000 | $2.373M | 0.3% | $37.67 * | $37.10 | -3.7% | COM | 767292105 |
| — | OCULAR THERAPEUTIX INC | 1,668 | $2.365M | 0.3% | $1417.87 | — | — | Call | 67576A900 |
| — | REDHILL BIOPHARMA LTD | 340,440 | $2.342M | 0.3% | $6.88 | $7.32 | — | ADS | 757468103 |
| — | REWALK ROBOTICS LTD | 1,368,658 | $2.313M | 0.3% | $1.69 | $2.22 | — | SHS | M8216Q200 |
| — | BIT BROTHER LTD | 1,039,458 | $2.287M | 0.3% | $2.20 | $2.20 | — | SHS | G1144D109 |
| — | NEWAGE INC | 10,113 | $2.255M | 0.3% | $222.98 | — | — | Call | 650194903 |
| — | KEMPHARM INC | 1,735 | $2.224M | 0.3% | $1281.84 | — | — | Call | 488445906 |
| — | EKSO BIONICS HLDGS INC | 402,873 | $2.216M | 0.3% | $5.50 | $6.17 | — | COM | 282644301 |
| — | OCULAR THERAPEUTIX INC | 1,558 | $2.209M | 0.3% | $1417.84 | — | — | Put | 67576A950 |
| ZVRA | KEMPHARM INC | 172,163 | $2.207M | 0.3% | $12.82 * | $10.75 | 0.0% | COM | 488445206 |
| — | CLEVELAND BIOLABS INC | 400,080 | $2.188M | 0.3% | $5.47 | $5.25 | — | COM | 185860202 |
| — | MMTEC INC | 1,003,477 | $2.087M | 0.3% | $2.08 | $2.56 | — | SHS | G6181K106 |
| — | NUZEE INC | 660,044 | $2.079M | 0.3% | $3.15 | $3.49 | — | COM | 67073S208 |
| — | NEMAURA MEDICAL INC | 2,005 | $2.075M | 0.3% | $1034.91 | — | — | Put | 640442958 |
| — | 9 METERS BIOPHARMA INC | 18,128 | $1.994M | 0.3% | $110.00 | — | — | Put | 654405959 |
| — | ORAMED PHARMACEUTICALS INC | 1,418 | $1.897M | 0.3% | $1337.80 | — | — | Put | 68403P953 |
| — | TRICIDA INC | 436,500 | $1.886M | 0.3% | $4.32 | $5.92 | — | COM | 89610F101 |
| — | ADOMANI INC | 6,166,711 | $1.821M | 0.3% | $0.30 | $0.30 | — | COM | 00726A100 |
| — | BRAINSTORM CELL | 4,713 | $1.791M | 0.3% | $380.01 | — | — | Put | 10501E951 |
| — | ASENSUS SURGICAL INC | 5,594 | $1.773M | 0.2% | $316.95 | — | — | Put | 04367G953 |
| AFIB | ACUTUS MEDICAL INC | 103,100 | $1.751M | 0.2% | $16.98 * | $26.41 | -44.6% | COM | 005111109 |
| — | XPRESSPA GROUP INC | 11,077 | $1.706M | 0.2% | $154.01 | — | — | Put | 98420U953 |
| — | CALADRIUS BIOSCIENCES INC | 10,414 | $1.677M | 0.2% | $161.03 | — | — | Put | 128058953 |
| — | CEL-SCI CORP | 1,916 | $1.663M | 0.2% | $867.95 | — | — | Put | 150837957 |
| — | WIMI HOLOGRAM CLOUD INC | 2,941 | $1.615M | 0.2% | $549.13 | — | — | Put | 97264L950 |
| — | OCEAN POWER TECHS | 4,180 | $1.496M | 0.2% | $357.89 | — | — | Put | 674870956 |
| — | AMARIN CORP PLC | 3,384 | $1.482M | 0.2% | $437.94 | — | — | Put | 023111956 |
| — | AMARIN CORP PLC | 326,975 | $1.432M | 0.2% | $4.38 | $5.33 | — | ADR | 023111206 |
| — | ADITX THERAPEUTICS INC | 5,414 | $1.402M | 0.2% | $258.96 | — | — | Put | 007025959 |
| — | TRILLIUM THERAPEUTICS INC | 143,496 | $1.392M | 0.2% | $9.70 | $13.13 | — | COM | 89620X506 |
| BIIB | BIOGEN INC | 4,000 | $1.385M | 0.2% | $346.25 * | $302.94 | 0.0% | COM | 09062X103 |
| INFIQ | INFINITY PHARMACEUTICALS | 441,473 | $1.32M | 0.2% | $2.99 * | $3.34 | -5.2% | COM | 45665G303 |
| — | CEL-SCI CORP | 145,285 | $1.261M | 0.2% | $8.68 | $8.68 | — | COM | 150837607 |
| — | INHIBIKASE THERAPEUTICS INC | 421,200 | $1.179M | 0.2% | $2.80 | $2.80 | — | COM | 45719W106 |
| AMPG | AMPLITECH GROUP INC | 229,102 | $1.061M | 0.1% | $4.63 * | $5.75 | 0.0% | COM | 03211Q200 |
| — | BRIACELL THERAPEUTICS | 196,033 | $1.045M | 0.1% | $5.33 | $4.13 | — | COM | 10778Y302 |
| DXR | DAXOR CORP | 97,487 | $1.033M | 0.1% | $10.60 | $16.69 | -36.6% | COM | 239467103 |
| — | PURPLE BIOTECH LTD | 2,063 | $1.007M | 0.1% | $488.12 | — | — | Put | 74638P959 |
| — | LEXARIA BIOSCIENCE CORP. | 401,246 | $1.007M | 0.1% | $2.51 | $2.42 | — | *W | 52886N117 |
| — | PAINREFORM LTD | 347,468 | $980K | 0.1% | $2.82 | $4.37 | — | SHS | M77798102 |
| — | MIRATI THERAPEUTICS INC | 6,000 | $969K | 0.1% | $161.50 | $188.37 | — | COM | 60468T105 |
| — | BIOPHYTIS SA | 91,018 | $964K | 0.1% | $10.59 | $12.80 | — | ADS | 09076G104 |
| — | ATOSSA THERAPEUTICS INC | 1,517 | $959K | 0.1% | $632.17 | — | — | Call | 04962H906 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 860,609 | $947K | 0.1% | $1.10 | $1.10 | — | *W | 84862C112 |
| — | BRAINSTORM CELL | 242,850 | $923K | 0.1% | $3.80 | $3.82 | — | COM | 10501E201 |
| — | TRILLIUM THERAPEUTICS INC | 942 | $914K | 0.1% | $970.28 | — | — | Put | 89620X956 |
| MARA | MARATHON DIGITAL | 27,590 | $866K | 0.1% | $31.39 | $31.73 | 0.0% | COM | 565788106 |
| — | SECOND SIGHT MEDICAL PRODS INC | 174,900 | $864K | 0.1% | $4.94 | $8.25 | — | COM | 81362J209 |
| CBAT | CBAK ENERGY TECH INC | 175,097 | $825K | 0.1% | $4.71 * | $4.46 | 0.0% | COM | 14986C102 |
| — | THERAPEUTICSMD INC | 625,000 | $744K | 0.1% | $1.19 | $1.34 | — | COM | 88338N107 |
| — | CONTRAFECT CORP | 166,175 | $731K | 0.1% | $4.40 | $4.80 | — | COM | 212326300 |
| — | SEANERGY MARITIME HLDGS CORP | 650,000 | $728K | 0.1% | $1.12 | $1.06 | — | SHS | Y73760194 |
| — | INFINITY PHARMACEUTICALS | 2,418 | $723K | 0.1% | $299.01 | — | — | Call | 45665G903 |
| — | METEN EDTECHX EDUCATION LTD | 733,840 | $712K | 0.1% | $0.97 | $0.97 | — | ORD | G6055H114 |
| — | VIRPAX PHARMACEUTICALS INC | 154,737 | $704K | 0.1% | $4.55 | $4.71 | — | COM | 928251107 |
| — | REWALK ROBOTICS LTD | 4,003 | $677K | 0.1% | $169.12 | — | — | Put | M8216Q950 |
| — | ATHERSYS INC NEW | 4,321 | $622K | 0.1% | $143.95 | — | — | Call | 04744L906 |
| — | AURINIA PHARMACEUTICALS INC | 469 | $608K | 0.1% | $1296.38 | — | — | Call | 05156V902 |
| — | APPLIED GENETIC TECHNOLOGIES | 1,545 | $604K | 0.1% | $390.94 | — | — | Put | 03820J950 |
| — | BIO-KEY INTL INC | 1,587 | $603K | 0.1% | $379.96 | — | — | Put | 09060C958 |
| — | THE9 LTD | 422 | $602K | 0.1% | $1426.54 | — | — | Call | 88337K902 |
| — | DIGITAL ALLY INC NEW | 332,375 | $598K | 0.1% | $1.80 | $1.63 | — | COM | 25382P208 |
| — | ADAMIS PHARMACEUTICALS CORP | 5,168 | $568K | 0.1% | $109.91 | — | — | Put | 00548A956 |
| — | AMPLITECH GROUP INC | 337,599 | $554K | 0.1% | $1.64 | $4.38 | — | *W | 03211Q119 |
| — | GLOBUS MARITIME LTD | 1,399 | $543K | 0.1% | $388.13 | — | — | Put | Y27265956 |
| — | THE9 LTD | 36,900 | $526K | 0.1% | $14.25 | $18.07 | — | ADS | 88337K302 |
| — | CELLECTAR BIOSCIENCES | 426,561 | $508K | 0.1% | $1.19 | $2.00 | — | COM | 15117F500 |
| — | 1847 GOEDEKER INC | 1,305 | $502K | 0.1% | $384.67 | — | — | Put | 28252C959 |
| — | ATHERSYS INC NEW | 345,400 | $497K | 0.1% | $1.44 | $1.44 | — | COM | 04744L106 |
| — | MACROGENICS INC | 182 | $489K | 0.1% | $2686.81 | — | — | Put | 556099959 |
| — | BIOCEPT INC | 1,160 | $486K | 0.1% | $418.97 | — | — | Put | 09072V951 |
| — | ADITX THERAPEUTICS INC | 185,299 | $480K | 0.1% | $2.59 | $2.55 | — | COM | 007025109 |
| — | MEATECH 3D LTD | 64,003 | $429K | 0.1% | $6.70 | $8.91 | — | ADS | 583435102 |
| JOB | GEE GROUP INC | 700,000 | $401K | 0.1% | $0.57 * | $0.67 | 0.0% | COM | 36165A102 |
| POLWQ | 1847 GOEDEKER INC | 180,000 | $385K | 0.1% | $2.14 | $2.14 | — | *W | 28252C117 |
| — | PHIO PHARMACEUTICALS CORP | 1,621 | $366K | 0.1% | $225.79 | — | — | Put | 71880W953 |
| — | TITAN PHARMACEUTICALS INC | 1,274 | $331K | 0.0% | $259.81 | — | — | Put | 888314956 |
| — | BIOCEPT INC | 76,892 | $322K | 0.0% | $4.19 | $4.64 | — | COM | 09072V501 |
| — | DIGINEX LTD | 488 | $320K | 0.0% | $655.74 | — | — | Put | Y2074E959 |
| OCUL | OCULAR THERAPEUTIX INC | 19,217 | $273K | 0.0% | $14.21 * | $17.16 | -11.4% | COM | 67576A100 |
| — | SALARIUS PHARMACEUTICALS | 249,033 | $264K | 0.0% | $1.06 | $1.48 | — | COM | 79400X107 |
| — | PURPLE BIOTECH LTD | 50,590 | $247K | 0.0% | $4.88 | $4.61 | — | ADS | 74638P109 |
| — | MACROGENICS INC | 92 | $247K | 0.0% | $2684.78 | — | — | Call | 556099909 |
| — | CASTOR MARITIME INC | 93,525 | $244K | 0.0% | $2.61 | $2.61 | — | SHS | Y1146L125 |
| — | HUMANCO ACQUISITION CORP | 200,314 | $238K | 0.0% | $1.19 | $1.26 | — | *W | 44487N117 |
| — | UCOMMUNE INTL LTD | 100,650 | $223K | 0.0% | $2.22 | $3.00 | — | COM | G9449A100 |
| — | HEPION PHARMS INC | 1,110 | $220K | 0.0% | $198.20 | — | — | Call | 426897904 |
| — | PALISADE BIO INC | 52,500 | $214K | 0.0% | $4.08 | $4.08 | — | COM | 696389105 |
| — | AETERNA ZENTARIS INC | 244,240 | $214K | 0.0% | $0.88 | $1.14 | — | COM | 007975402 |
| — | PLURISTEM THERAPEUTICS INC | 531 | $210K | 0.0% | $395.48 | — | — | Put | 72940R950 |
| — | LIXTE BIOTECHNOLOGY INC | 65,511 | $199K | 0.0% | $3.04 | $3.29 | — | COM | 539319202 |
| — | HEPION PHARMS INC | 980 | $194K | 0.0% | $197.96 | — | — | Put | 426897954 |
| — | NOVAN INC | 19,132 | $192K | 0.0% | $10.04 | $10.04 | — | COM | 66988N205 |
| — | CASTOR MARITIME INC | 726 | $189K | 0.0% | $260.33 | — | — | Put | Y1146L955 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 272,103 | $171K | 0.0% | $0.63 | $0.63 | — | *W | 41150T116 |
| — | NABRIVA THERAPEUTICS PLC | 1,225 | $165K | 0.0% | $134.69 | — | — | Put | G63637953 |
| TVTX | TRAVERE THERAPEUTICS INC | 10,042 | $147K | 0.0% | $14.64 * | $19.72 | 0.0% | COM | 89422G107 |
| — | META MATERIALS INC | 182 | $136K | 0.0% | $747.25 | — | — | Put | 59134N954 |
| — | REDHILL BIOPHARMA LTD | 170 | $117K | 0.0% | $688.24 | — | — | Call | 757468903 |
| — | TRILLIUM THERAPEUTICS INC | 121 | $117K | 0.0% | $966.94 | — | — | Call | 89620X906 |
| — | PHIO PHARMACEUTICALS CORP | 51,756 | $117K | 0.0% | $2.26 | $2.45 | — | COM | 71880W303 |
| — | VASCULAR BIOGENICS LTD | 492 | $117K | 0.0% | $237.80 | — | — | Put | M96883959 |
| — | CARDIFF ONCOLOGY INC | 167 | $111K | 0.0% | $664.67 | — | — | Put | 14147L958 |
| — | 1847 GOEDEKER INC | 28,603 | $110K | 0.0% | $3.85 | $3.85 | — | COM | 28252C109 |
| — | EVOFEM BIOSCIENCES INC | 945 | $107K | 0.0% | $113.23 | — | — | Put | 30048L954 |
| — | LIXTE BIOTECHNOLOGY INC | 140,089 | $107K | 0.0% | $0.76 | $0.90 | — | *W | 539319111 |
| — | ION GEOPHYSICAL CORP | 500 | $105K | 0.0% | $210.00 | — | — | Call | 462044907 |
| — | 9 METERS BIOPHARMA INC | 862 | $95,000 | 0.0% | $110.21 | — | — | Call | 654405909 |
| — | AETERNA ZENTARIS INC | 920 | $81,000 | 0.0% | $88.04 | — | — | Put | 007975952 |
| — | TANZANIAN GOLD CORP | 1,568 | $80,000 | 0.0% | $51.02 | — | — | Put | 87601A957 |
| — | NABRIVA THERAPEUTICS PLC | 57,766 | $78,000 | 0.0% | $1.35 | $2.42 | — | COM | G63637113 |
| — | EVOKE PHARMA INC | 47,431 | $65,000 | 0.0% | $1.37 | $1.37 | — | COM | 30049G104 |
| — | BIO-KEY INTL INC | 16,995 | $65,000 | 0.0% | $3.82 | $3.49 | — | COM | 09060C408 |
| — | TRICIDA INC | 146 | $63,000 | 0.0% | $431.51 | $5.92 | — | Call | 89610F101 |
| — | ADAMIS PHARMACEUTICALS CORP | 553 | $61,000 | 0.0% | $110.31 | — | — | Call | 00548A906 |
| — | IT TECH PACKAGING | 1,228 | $58,000 | 0.0% | $47.23 | — | — | Put | 46527C950 |
| — | ODONATE THERAPEUTICS INC | 14,979 | $52,000 | 0.0% | $3.47 | $4.63 | — | COM | 676079106 |
| — | VASCULAR BIOGENICS LTD | 198 | $47,000 | 0.0% | $237.37 | — | — | Call | M96883909 |
| — | GROM SOCIAL ENTERPRISES INC | 29,471 | $29,000 | 0.0% | $0.98 | $0.98 | — | *W | 39878L118 |
| — | ATHERSYS INC NEW | 204 | $29,000 | 0.0% | $142.16 | — | — | Put | 04744L956 |