CIK: 0001535610 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value ($000): $709,306 (54.9% shares, 45.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ION GEOPHYSICAL CORP | 3,150,000 | $319,845 | 45.1% | $101.54 | — | NOTE | 462044AJ7 |
| — | SPI ENERGY CO LTD | 3,714 | $40,532 | 5.7% | — | — | Put | G8651P950 |
| — | ISHARES RUSSELL 2000 | 1,294 | $29,680 | 4.2% | — | — | Put | 464287955 |
| — | SORRENTO THERAPEUTICS | 20,242 | $19,615 | 2.8% | — | — | Put | 83587F952 |
| — | SPDR S&P 500 ETF TR | 434 | $18,578 | 2.6% | — | — | Put | 78462F953 |
| — | SPDR SERIES TRUST | 1,284 | $17,385 | 2.5% | — | — | Put | 78464A950 |
| — | ATOSSA THERAPEUTICS INC | 25,446 | $16,082 | 2.3% | — | — | Put | 04962H956 |
| SRNE | SORRENTO THERAPEUTICS | 1,197,976 | $11,608 | 1.6% | $10.27 | -22.5% | COM | 83587F202 |
| — | KEMPHARM INC | 7,117 | $9,124 | 1.3% | — | — | Put | 488445956 |
| — | COCRYSTAL PHARMA INC | 6,110,657 | $7,638 | 1.1% | $1.25 | — | COM | 19188J300 |
| — | ENOCHIAN BIOSCIENCES INC | 1,341,663 | $6,668 | 0.9% | $4.97 | — | COM | 29350E104 |
| — | ATOSSA THERAPEUTICS INC | 1,045,987 | $6,611 | 0.9% | $5.35 | — | COM | 04962H506 |
| — | MOGO INC | 8,183 | $6,424 | 0.9% | — | — | Put | 60800C959 |
| — | ATERIAN INC. | 433,000 | $6,329 | 0.9% | $14.62 | — | COM | 02156U101 |
| — | BARCLAYS BANK PLC | 190,600 | $5,615 | 0.8% | $29.46 | — | IPTH | 06747R477 |
| — | KANDI TECHNOLOGIES GROUP INC | 9,267 | $5,542 | 0.8% | — | — | Put | 483709951 |
| — | CBAK ENERGY TECH INC | 11,089 | $5,223 | 0.7% | — | — | Put | 14986C952 |
| — | RECON TECHNOLOGY LTD | 930,000 | $4,027 | 0.6% | $4.33 | — | SHS | G7415M124 |
| — | HUMANCO ACQUISITION CORP | 404,185 | $3,945 | 0.6% | $9.92 | — | COM | 44487N109 |
| — | NEWAGE INC | 1,729,931 | $3,858 | 0.5% | $2.86 | — | COM | 650194103 |
| — | RIOT BLOCKCHAIN INC | 1,019 | $3,839 | 0.5% | — | — | Put | 767292955 |
| — | MOGO INC | 460,270 | $3,613 | 0.5% | $8.23 | — | COM | 60800C109 |
| — | VINCERX PHARMA INC | 271,063 | $3,521 | 0.5% | $14.92 | — | COM | 92731L106 |
| — | BUTTERFLY NETWORK INC | 2,410 | $3,490 | 0.5% | — | — | Call | 124155902 |
| — | WIMI HOLOGRAM CLOUD INC | 626,095 | $3,437 | 0.5% | $6.60 | — | ADS | 97264L100 |
| — | IONIS PHARMACEUTICALS | 841 | $3,355 | 0.5% | — | — | Put | 462222950 |
| — | MIRATI THERAPEUTICS INC | 193 | $3,118 | 0.4% | — | — | Call | 60468T905 |
| IONS | IONIS PHARMACEUTICALS | 78,000 | $3,111 | 0.4% | $50.81 | -22.9% | COM | 462222100 |
| — | CANAAN INC | 3,742 | $3,050 | 0.4% | — | — | Put | 134748952 |
| — | DIGITAL ALLY INC NEW | 16,612 | $2,990 | 0.4% | — | — | Put | 25382P958 |
| — | ASENSUS SURGICAL INC | 931,414 | $2,953 | 0.4% | $3.25 | — | COM | 04367G103 |
| — | MARATHON DIGITAL | 912 | $2,861 | 0.4% | — | — | Put | 565788956 |
| — | ATERIAN INC | 1,914 | $2,800 | 0.4% | — | — | Put | 02156U951 |
| — | AMARIN CORP PLC | 6,268 | $2,745 | 0.4% | — | — | Call | 023111906 |
| GLBS | GLOBUS MARITIME LTD | 700,427 | $2,718 | 0.4% | $4.55 | 0.0% | COM | Y27265126 |
| AUTL | AUTOLUS THERAPEUTICS LTD | 400,050 | $2,656 | 0.4% | $5.73 | — | ADS | 05280R100 |
| PCVX | VAXCYTE INC | 117,994 | $2,656 | 0.4% | $25.16 | -18.6% | COM | 92243G108 |
| — | BARCLAYS BANK PLC | 875 | $2,578 | 0.4% | — | — | Call | 06747R907 |
| — | ASLAN PHARMACEUTICALS LTD | 765,276 | $2,525 | 0.4% | $3.35 | — | ADS | 04522R101 |
| — | ARCADIA BIOSCIENCES INC | 8,340 | $2,477 | 0.3% | — | — | Put | 039014954 |
| — | THE9 LTD | 1,689 | $2,409 | 0.3% | — | — | Put | 88337K952 |
| — | KIROMIC BIOPHARMA INC | 500,508 | $2,407 | 0.3% | $4.81 | — | COM | 497634105 |
| RIOT | RIOT BLOCKCHAIN INC | 63,000 | $2,373 | 0.3% | $37.10 | -3.7% | COM | 767292105 |
| — | OCULAR THERAPEUTIX INC | 1,668 | $2,365 | 0.3% | — | — | Call | 67576A900 |
| — | REDHILL BIOPHARMA LTD | 340,440 | $2,342 | 0.3% | $7.32 | — | ADS | 757468103 |
| — | REWALK ROBOTICS LTD | 1,368,658 | $2,313 | 0.3% | $2.22 | — | SHS | M8216Q200 |
| — | BIT BROTHER LTD | 1,039,458 | $2,287 | 0.3% | $2.20 | — | SHS | G1144D109 |
| — | NEWAGE INC | 10,113 | $2,255 | 0.3% | — | — | Call | 650194903 |
| — | KEMPHARM INC | 1,735 | $2,224 | 0.3% | — | — | Call | 488445906 |
| — | EKSO BIONICS HLDGS INC | 402,873 | $2,216 | 0.3% | $6.17 | — | COM | 282644301 |
| — | OCULAR THERAPEUTIX INC | 1,558 | $2,209 | 0.3% | — | — | Put | 67576A950 |
| ZVRA | KEMPHARM INC | 172,163 | $2,207 | 0.3% | $10.75 | 0.0% | COM | 488445206 |
| — | CLEVELAND BIOLABS INC | 400,080 | $2,188 | 0.3% | $5.25 | — | COM | 185860202 |
| — | MMTEC INC | 1,003,477 | $2,087 | 0.3% | $2.56 | — | SHS | G6181K106 |
| — | NUZEE INC | 660,044 | $2,079 | 0.3% | $3.49 | — | COM | 67073S208 |
| — | NEMAURA MEDICAL INC | 2,005 | $2,075 | 0.3% | — | — | Put | 640442958 |
| — | 9 METERS BIOPHARMA INC | 18,128 | $1,994 | 0.3% | — | — | Put | 654405959 |
| — | ORAMED PHARMACEUTICALS INC | 1,418 | $1,897 | 0.3% | — | — | Put | 68403P953 |
| — | TRICIDA INC | 436,500 | $1,886 | 0.3% | $5.92 | — | COM | 89610F101 |
| — | ADOMANI INC | 6,166,711 | $1,821 | 0.3% | $0.30 | — | COM | 00726A100 |
| — | BRAINSTORM CELL | 4,713 | $1,791 | 0.3% | — | — | Put | 10501E951 |
| — | ASENSUS SURGICAL INC | 5,594 | $1,773 | 0.2% | — | — | Put | 04367G953 |
| AFIB | ACUTUS MEDICAL INC | 103,100 | $1,751 | 0.2% | $26.41 | -44.6% | COM | 005111109 |
| — | XPRESSPA GROUP INC | 11,077 | $1,706 | 0.2% | — | — | Put | 98420U953 |
| — | CALADRIUS BIOSCIENCES INC | 10,414 | $1,677 | 0.2% | — | — | Put | 128058953 |
| — | CEL-SCI CORP | 1,916 | $1,663 | 0.2% | — | — | Put | 150837957 |
| — | WIMI HOLOGRAM CLOUD INC | 2,941 | $1,615 | 0.2% | — | — | Put | 97264L950 |
| — | OCEAN POWER TECHS | 4,180 | $1,496 | 0.2% | — | — | Put | 674870956 |
| — | AMARIN CORP PLC | 3,384 | $1,482 | 0.2% | — | — | Put | 023111956 |
| — | AMARIN CORP PLC | 326,975 | $1,432 | 0.2% | $5.33 | — | ADR | 023111206 |
| — | ADITX THERAPEUTICS INC | 5,414 | $1,402 | 0.2% | — | — | Put | 007025959 |
| — | TRILLIUM THERAPEUTICS INC | 143,496 | $1,392 | 0.2% | $13.13 | — | COM | 89620X506 |
| BIIB | BIOGEN INC | 4,000 | $1,385 | 0.2% | $302.94 | 0.0% | COM | 09062X103 |
| INFIQ | INFINITY PHARMACEUTICALS | 441,473 | $1,320 | 0.2% | $3.34 | -5.2% | COM | 45665G303 |
| — | CEL-SCI CORP | 145,285 | $1,261 | 0.2% | $8.68 | — | COM | 150837607 |
| — | INHIBIKASE THERAPEUTICS INC | 421,200 | $1,179 | 0.2% | $2.80 | — | COM | 45719W106 |
| AMPG | AMPLITECH GROUP INC | 229,102 | $1,061 | 0.1% | $5.75 | 0.0% | COM | 03211Q200 |
| — | BRIACELL THERAPEUTICS | 196,033 | $1,045 | 0.1% | $4.13 | — | COM | 10778Y302 |
| DXR | DAXOR CORP | 97,487 | $1,033 | 0.1% | $16.69 | -36.6% | COM | 239467103 |
| — | LEXARIA BIOSCIENCE CORP. | 401,246 | $1,007 | 0.1% | $2.42 | — | *W | 52886N117 |
| — | PURPLE BIOTECH LTD | 2,063 | $1,007 | 0.1% | — | — | Put | 74638P959 |
| — | PAINREFORM LTD | 347,468 | $980 | 0.1% | $4.37 | — | SHS | M77798102 |
| — | MIRATI THERAPEUTICS INC | 6,000 | $969 | 0.1% | $188.37 | — | COM | 60468T105 |
| — | BIOPHYTIS SA | 91,018 | $964 | 0.1% | $12.80 | — | ADS | 09076G104 |
| — | ATOSSA THERAPEUTICS INC | 1,517 | $959 | 0.1% | — | — | Call | 04962H906 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 860,609 | $947 | 0.1% | $1.10 | — | *W | 84862C112 |
| — | BRAINSTORM CELL | 242,850 | $923 | 0.1% | $3.82 | — | COM | 10501E201 |
| — | TRILLIUM THERAPEUTICS INC | 942 | $914 | 0.1% | — | — | Put | 89620X956 |
| MARA | MARATHON DIGITAL | 27,590 | $866 | 0.1% | $31.73 | 0.0% | COM | 565788106 |
| — | SECOND SIGHT MEDICAL PRODS INC | 174,900 | $864 | 0.1% | $8.25 | — | COM | 81362J209 |
| CBAT | CBAK ENERGY TECH INC | 175,097 | $825 | 0.1% | $4.46 | 0.0% | COM | 14986C102 |
| — | THERAPEUTICSMD INC | 625,000 | $744 | 0.1% | $1.34 | — | COM | 88338N107 |
| — | CONTRAFECT CORP | 166,175 | $731 | 0.1% | $4.80 | — | COM | 212326300 |
| — | SEANERGY MARITIME HLDGS CORP | 650,000 | $728 | 0.1% | $1.06 | — | SHS | Y73760194 |
| — | INFINITY PHARMACEUTICALS | 2,418 | $723 | 0.1% | — | — | Call | 45665G903 |
| — | METEN EDTECHX EDUCATION LTD | 733,840 | $712 | 0.1% | $0.97 | — | ORD | G6055H114 |
| — | VIRPAX PHARMACEUTICALS INC | 154,737 | $704 | 0.1% | $4.71 | — | COM | 928251107 |
| — | REWALK ROBOTICS LTD | 4,003 | $677 | 0.1% | — | — | Put | M8216Q950 |
| — | ATHERSYS INC NEW | 4,321 | $622 | 0.1% | — | — | Call | 04744L906 |
| — | AURINIA PHARMACEUTICALS INC | 469 | $608 | 0.1% | — | — | Call | 05156V902 |
| — | APPLIED GENETIC TECHNOLOGIES | 1,545 | $604 | 0.1% | — | — | Put | 03820J950 |
| — | BIO-KEY INTL INC | 1,587 | $603 | 0.1% | — | — | Put | 09060C958 |
| — | THE9 LTD | 422 | $602 | 0.1% | — | — | Call | 88337K902 |
| — | DIGITAL ALLY INC NEW | 332,375 | $598 | 0.1% | $1.63 | — | COM | 25382P208 |
| — | ADAMIS PHARMACEUTICALS CORP | 5,168 | $568 | 0.1% | — | — | Put | 00548A956 |
| — | AMPLITECH GROUP INC | 337,599 | $554 | 0.1% | $4.38 | — | *W | 03211Q119 |
| — | GLOBUS MARITIME LTD | 1,399 | $543 | 0.1% | — | — | Put | Y27265956 |
| — | THE9 LTD | 36,900 | $526 | 0.1% | $18.07 | — | ADS | 88337K302 |
| — | CELLECTAR BIOSCIENCES | 426,561 | $508 | 0.1% | $2.00 | — | COM | 15117F500 |
| — | 1847 GOEDEKER INC | 1,305 | $502 | 0.1% | — | — | Put | 28252C959 |
| — | ATHERSYS INC NEW | 345,400 | $497 | 0.1% | $1.44 | — | COM | 04744L106 |
| — | MACROGENICS INC | 182 | $489 | 0.1% | — | — | Put | 556099959 |
| — | BIOCEPT INC | 1,160 | $486 | 0.1% | — | — | Put | 09072V951 |
| — | ADITX THERAPEUTICS INC | 185,299 | $480 | 0.1% | $2.55 | — | COM | 007025109 |
| — | MEATECH 3D LTD | 64,003 | $429 | 0.1% | $8.91 | — | ADS | 583435102 |
| JOB | GEE GROUP INC | 700,000 | $401 | 0.1% | $0.67 | 0.0% | COM | 36165A102 |
| POLWQ | 1847 GOEDEKER INC | 180,000 | $385 | 0.1% | $2.14 | — | *W | 28252C117 |
| — | PHIO PHARMACEUTICALS CORP | 1,621 | $366 | 0.1% | — | — | Put | 71880W953 |
| — | TITAN PHARMACEUTICALS INC | 1,274 | $331 | 0.0% | — | — | Put | 888314956 |
| — | BIOCEPT INC | 76,892 | $322 | 0.0% | $4.64 | — | COM | 09072V501 |
| — | DIGINEX LTD | 488 | $320 | 0.0% | — | — | Put | Y2074E959 |
| OCUL | OCULAR THERAPEUTIX INC | 19,217 | $273 | 0.0% | $17.16 | -11.4% | COM | 67576A100 |
| — | SALARIUS PHARMACEUTICALS | 249,033 | $264 | 0.0% | $1.48 | — | COM | 79400X107 |
| — | PURPLE BIOTECH LTD | 50,590 | $247 | 0.0% | $4.61 | — | ADS | 74638P109 |
| — | MACROGENICS INC | 92 | $247 | 0.0% | — | — | Call | 556099909 |
| — | CASTOR MARITIME INC | 93,525 | $244 | 0.0% | $2.61 | — | SHS | Y1146L125 |
| — | HUMANCO ACQUISITION CORP | 200,314 | $238 | 0.0% | $1.26 | — | *W | 44487N117 |
| — | UCOMMUNE INTL LTD | 100,650 | $223 | 0.0% | $3.00 | — | COM | G9449A100 |
| — | HEPION PHARMS INC | 1,110 | $220 | 0.0% | — | — | Call | 426897904 |
| — | AETERNA ZENTARIS INC | 244,240 | $214 | 0.0% | $1.14 | — | COM | 007975402 |
| — | PALISADE BIO INC | 52,500 | $214 | 0.0% | $4.08 | — | COM | 696389105 |
| — | PLURISTEM THERAPEUTICS INC | 531 | $210 | 0.0% | — | — | Put | 72940R950 |
| — | LIXTE BIOTECHNOLOGY INC | 65,511 | $199 | 0.0% | $3.29 | — | COM | 539319202 |
| — | HEPION PHARMS INC | 980 | $194 | 0.0% | — | — | Put | 426897954 |
| — | NOVAN INC | 19,132 | $192 | 0.0% | $10.04 | — | COM | 66988N205 |
| — | CASTOR MARITIME INC | 726 | $189 | 0.0% | — | — | Put | Y1146L955 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 272,103 | $171 | 0.0% | $0.63 | — | *W | 41150T116 |
| — | NABRIVA THERAPEUTICS PLC | 1,225 | $165 | 0.0% | — | — | Put | G63637953 |
| TVTX | TRAVERE THERAPEUTICS INC | 10,042 | $147 | 0.0% | $19.72 | 0.0% | COM | 89422G107 |
| — | META MATERIALS INC | 182 | $136 | 0.0% | — | — | Put | 59134N954 |
| — | TRILLIUM THERAPEUTICS INC | 121 | $117 | 0.0% | — | — | Call | 89620X906 |
| — | VASCULAR BIOGENICS LTD | 492 | $117 | 0.0% | — | — | Put | M96883959 |
| — | PHIO PHARMACEUTICALS CORP | 51,756 | $117 | 0.0% | $2.45 | — | COM | 71880W303 |
| — | REDHILL BIOPHARMA LTD | 170 | $117 | 0.0% | — | — | Call | 757468903 |
| — | CARDIFF ONCOLOGY INC | 167 | $111 | 0.0% | — | — | Put | 14147L958 |
| — | 1847 GOEDEKER INC | 28,603 | $110 | 0.0% | $3.85 | — | COM | 28252C109 |
| — | EVOFEM BIOSCIENCES INC | 945 | $107 | 0.0% | — | — | Put | 30048L954 |
| — | LIXTE BIOTECHNOLOGY INC | 140,089 | $107 | 0.0% | $0.90 | — | *W | 539319111 |
| — | ION GEOPHYSICAL CORP | 500 | $105 | 0.0% | — | — | Call | 462044907 |
| — | 9 METERS BIOPHARMA INC | 862 | $95 | 0.0% | — | — | Call | 654405909 |
| — | AETERNA ZENTARIS INC | 920 | $81 | 0.0% | — | — | Put | 007975952 |
| — | TANZANIAN GOLD CORP | 1,568 | $80 | 0.0% | — | — | Put | 87601A957 |
| — | NABRIVA THERAPEUTICS PLC | 57,766 | $78 | 0.0% | $2.42 | — | COM | G63637113 |
| — | BIO-KEY INTL INC | 16,995 | $65 | 0.0% | $3.49 | — | COM | 09060C408 |
| — | EVOKE PHARMA INC | 47,431 | $65 | 0.0% | $1.37 | — | COM | 30049G104 |
| — | TRICIDA INC | 146 | $63 | 0.0% | $5.92 | — | Call | 89610F101 |
| — | ADAMIS PHARMACEUTICALS CORP | 553 | $61 | 0.0% | — | — | Call | 00548A906 |
| — | IT TECH PACKAGING | 1,228 | $58 | 0.0% | — | — | Put | 46527C950 |
| — | ODONATE THERAPEUTICS INC | 14,979 | $52 | 0.0% | $4.63 | — | COM | 676079106 |
| — | VASCULAR BIOGENICS LTD | 198 | $47 | 0.0% | — | — | Call | M96883909 |
| — | ATHERSYS INC NEW | 204 | $29 | 0.0% | — | — | Put | 04744L956 |
| — | GROM SOCIAL ENTERPRISES INC | 29,471 | $29 | 0.0% | $0.98 | — | *W | 39878L118 |