Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $740M (63.2% shares, 36.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ION GEOPHYSICAL CORP | 3,150,000 | $273M | 36.8% | $86.52 | $101.54 | — | NOTE | 462044AJ7 |
| — | ISHARES RUSSELL 2000 | 1,794 | $39.24M | 5.3% | $21875.14 | — | — | Put | 464287955 |
| — | ISHARES RUSSELL 2000 | 1,500 | $32.81M | 4.4% | $21875.33 | — | — | Call | 464287905 |
| — | SPDR S&P 500 ETF TR | 750 | $32.19M | 4.4% | $42914.67 | — | — | Call | 78462F903 |
| BTBT | BIT DIGITAL INC | 4,216,310 | $30.48M | 4.1% | $7.23 * | $9.66 | 0.0% | SHS | G1144A105 |
| — | SPDR SERIES TRUST | 1,713 | $21.53M | 2.9% | $12570.93 | — | — | Put | 78464A950 |
| — | SPDR S&P 500 ETF TR | 444 | $19.05M | 2.6% | $42914.41 | — | — | Put | 78462F953 |
| — | SORRENTO THERAPEUTICS | 21,846 | $16.67M | 2.3% | $763.02 | — | — | Put | 83587F952 |
| — | BIT MINING LTD | 2,000,000 | $16.34M | 2.2% | $8.17 | $8.17 | — | ADR | 055474100 |
| — | BARCLAYS BANK PLC | 5,336 | $14.85M | 2.0% | $2782.98 | — | — | Call | 06747R907 |
| SRNE | SORRENTO THERAPEUTICS | 1,698,107 | $12.96M | 1.8% | $7.63 * | $9.74 | -13.0% | COM | 83587F202 |
| — | BARCLAYS BANK PLC | 400,000 | $11.13M | 1.5% | $27.83 | $28.61 | — | IPTH | 06747R477 |
| — | MARATHON DIGITAL HOLDINGS INC | 1,985 | $6.269M | 0.8% | $3158.19 | — | — | Put | 565788956 |
| — | COCRYSTAL PHARMA INC | 5,165,416 | $5.424M | 0.7% | $1.05 | $1.25 | — | COM | 19188J300 |
| — | ATOSSA THERAPEUTICS INC | 15,725 | $5.126M | 0.7% | $325.98 | — | — | Put | 04962H956 |
| — | OCULAR THERAPEUTIX INC | 5,115 | $5.115M | 0.7% | $1000.00 | — | — | Call | 67576A900 |
| — | CANAAN INC | 7,875 | $4.812M | 0.7% | $611.05 | — | — | Put | 134748952 |
| — | VIRPAX PHARMACEUTICALS INC | 993,000 | $4.766M | 0.6% | $4.80 | $4.79 | — | COM | 928251107 |
| RCAT | RED CAT HLDGS INC | 1,359,385 | $4.731M | 0.6% | $3.48 * | $3.10 | 0.0% | COM | 75644T100 |
| — | TAKUNG ART LTD | 608,740 | $4.62M | 0.6% | $7.59 | $7.59 | — | COM | 87407Q207 |
| — | KANDI TECHNOLOGIES GROUP INC | 9,742 | $4.335M | 0.6% | $444.98 | — | — | Put | 483709951 |
| — | AMARIN CORP PLC | 8,238 | $4.201M | 0.6% | $509.95 | — | — | Call | 023111906 |
| — | BIT DIGITAL INC | 5,586 | $4.039M | 0.5% | $723.06 | — | — | Put | G1144A955 |
| — | HUMANCO ACQUISITION CORP | 404,185 | $3.997M | 0.5% | $9.89 | $9.92 | — | CL A | 44487N109 |
| — | BUTTERFLY NETWORK INC | 3,503 | $3.657M | 0.5% | $1043.96 | — | — | Call | 124155902 |
| FLUX | FLUX POWER HOLDINGS | 715,211 | $3.633M | 0.5% | $5.08 * | $8.45 | 0.0% | COM | 344057302 |
| — | RECON TECHNOLOGY LTD | 1,280,097 | $3.623M | 0.5% | $2.83 | $3.92 | — | SHS | G7415M124 |
| — | MIRATI THERAPEUTICS INC | 193 | $3.414M | 0.5% | $17689.12 | — | — | Call | 60468T905 |
| — | COLOR STAR TECH CO LTD | 6,177,524 | $3.386M | 0.5% | $0.55 | $0.55 | — | SHS | G2287A100 |
| — | BIOVIE INC | 504,861 | $3.378M | 0.5% | $6.69 | $6.69 | — | CL A | 09074F207 |
| — | ACTINIUM PHARMACEUTICALS INC | 3,757 | $3.329M | 0.4% | $886.08 | — | — | Put | 00507W956 |
| — | VINCERX PHARMA INC | 200,000 | $3.234M | 0.4% | $16.17 | $14.92 | — | COM | 92731L106 |
| PMCB | PHARMACYTE BIOTECH INC | 1,010,146 | $3.202M | 0.4% | $3.17 * | $7.10 | 0.0% | COM | 71715X203 |
| — | NEWAGE INC | 2,288,078 | $3.18M | 0.4% | $1.39 | $2.50 | — | COM | 650194103 |
| — | 9 METERS BIOPHARMA INC | 24,371 | $3.168M | 0.4% | $129.99 | — | — | Put | 654405959 |
| — | SPHERE 3D CORP | 5,081 | $3.018M | 0.4% | $593.98 | — | — | Put | 84841L958 |
| GFAI | GUARDFORCE AI CO LTD | 727,647 | $2.881M | 0.4% | $3.96 | $3.96 | — | SHS | G4236L112 |
| — | IONIS PHARMACEUTICALS INC | 846 | $2.837M | 0.4% | $3353.43 | — | — | Put | 462222950 |
| IONS | IONIS PHARMACEUTICALS INC | 84,600 | $2.837M | 0.4% | $33.53 * | $49.78 | -24.3% | COM | 462222100 |
| — | KEMPHARM INC | 2,912 | $2.717M | 0.4% | $933.04 | — | — | Put | 488445956 |
| — | RIOT BLOCKCHAIN INC | 1,019 | $2.619M | 0.4% | $2570.17 | — | — | Put | 767292955 |
| — | REWALK ROBOTICS LTD | 1,632,770 | $2.465M | 0.3% | $1.51 | $2.11 | — | SHS | M8216Q200 |
| — | MOGO INC | 5,506 | $2.379M | 0.3% | $432.07 | — | — | Put | 60800C959 |
| — | BIT MINING LTD | 2,859 | $2.336M | 0.3% | $817.07 | — | — | Put | 055474950 |
| — | THE9 LTD | 2,260 | $2.33M | 0.3% | $1030.97 | — | — | Put | 88337K952 |
| MARA | MARATHON DIGITAL HOLDINGS INC | 72,643 | $2.294M | 0.3% | $31.58 * | $32.21 | +0.9% | COM | 565788106 |
| — | TRICIDA INC | 475,000 | $2.204M | 0.3% | $4.64 | $5.81 | — | COM | 89610F101 |
| — | 1847 GOEDEKER INC | 6,816 | $2.14M | 0.3% | $313.97 | — | — | Put | 28252C959 |
| — | ORAMED PHARMACEUTICALS INC | 972 | $2.136M | 0.3% | $2197.53 | — | — | Put | 68403P953 |
| — | AMARIN CORP PLC | 4,122 | $2.102M | 0.3% | $509.95 | — | — | Put | 023111956 |
| — | OCULAR THERAPEUTIX INC | 2,097 | $2.097M | 0.3% | $1000.00 | — | — | Put | 67576A950 |
| RIOT | RIOT BLOCKCHAIN INC | 81,052 | $2.083M | 0.3% | $25.70 * | $36.01 | -10.6% | COM | 767292105 |
| AUTL | AUTOLUS THERAPEUTICS LTD | 300,000 | $1.965M | 0.3% | $6.55 | $5.73 | — | ADS | 05280R100 |
| — | TRILLIUM THERAPEUTICS INC | 1,109 | $1.947M | 0.3% | $1755.64 | — | — | Put | 89620X956 |
| — | EKSO BIONICS HLDGS INC | 420,179 | $1.941M | 0.3% | $4.62 | $6.11 | — | COM | 282644301 |
| — | DIGITAL ALLY INC | 1,531,958 | $1.854M | 0.3% | $1.21 | $1.30 | — | COM | 25382P208 |
| — | MOGO INC | 412,059 | $1.78M | 0.2% | $4.32 | $8.23 | — | COM | 60800C109 |
| — | XPRESSPA GROUP INC | 11,948 | $1.756M | 0.2% | $146.97 | — | — | Put | 98420U953 |
| PCVX | VAXCYTE INC | 66,483 | $1.687M | 0.2% | $25.37 * | $25.16 | -3.7% | COM | 92243G108 |
| — | BRAINSTORM CELL | 4,928 | $1.626M | 0.2% | $329.95 | — | — | Put | 10501E951 |
| GLBS | GLOBUS MARITIME LTD | 556,883 | $1.626M | 0.2% | $2.92 * | $4.55 | -33.0% | COM | Y27265126 |
| — | WIMI HOLOGRAM CLOUD INC | 383,791 | $1.581M | 0.2% | $4.12 | $6.60 | — | ADS | 97264L100 |
| — | BRAINSTORM CELL | 476,325 | $1.572M | 0.2% | $3.30 | $3.56 | — | COM | 10501E201 |
| — | SPI ENERGY CO LTD | 3,130 | $1.571M | 0.2% | $501.92 | — | — | Put | G8651P950 |
| — | DIGITAL ALLY INC | 12,899 | $1.561M | 0.2% | $121.02 | — | — | Put | 25382P958 |
| CAN | CANAAN INC | 247,929 | $1.515M | 0.2% | $6.11 | $6.11 | — | ADS | 134748102 |
| — | KANDI TECHNOLOGIES GROUP INC | 337,430 | $1.502M | 0.2% | $4.45 | $4.45 | — | COM | 483709101 |
| — | NEWAGE INC | 10,710 | $1.489M | 0.2% | $139.03 | — | — | Call | 650194903 |
| — | ORBITAL ENERGY GROUP INC | 477,500 | $1.471M | 0.2% | $3.08 | $3.08 | — | COM | 68559A109 |
| — | KIROMIC BIOPHARMA INC | 478,122 | $1.468M | 0.2% | $3.07 | $4.81 | — | COM | 497634105 |
| OCUL | OCULAR THERAPEUTIX INC | 142,000 | $1.42M | 0.2% | $10.00 * | $12.03 | -6.7% | COM | 67576A100 |
| — | ATERIAN INC | 1,296 | $1.404M | 0.2% | $1083.33 | — | — | Put | 02156U951 |
| — | WIMI HOLOGRAM CLOUD INC | 3,405 | $1.403M | 0.2% | $412.04 | — | — | Put | 97264L950 |
| — | PDS BIOTECHNOLOGY CORP | 931 | $1.387M | 0.2% | $1489.80 | — | — | Call | 70465T907 |
| — | INFINITY PHARMACEUTICALS | 3,853 | $1.318M | 0.2% | $342.07 | — | — | Call | 45665G903 |
| — | MMTEC INC | 1,104,286 | $1.303M | 0.2% | $1.18 | $2.43 | — | SHS | G6181K106 |
| — | CYREN LTD | 2,000,000 | $1.24M | 0.2% | $0.62 | $0.62 | — | SHS | M26895108 |
| — | TRILLIUM THERAPEUTICS INC | 70,000 | $1.229M | 0.2% | $17.56 | $13.13 | — | COM | 89620X506 |
| — | ASLAN PHARMACEUTICALS LTD | 688,400 | $1.225M | 0.2% | $1.78 | $3.35 | — | ADS | 04522R101 |
| — | CALADRIUS BIOSCIENCES INC | 954,235 | $1.164M | 0.2% | $1.22 | $1.22 | — | COM | 128058203 |
| — | NUZEE INC | 499,047 | $1.098M | 0.1% | $2.20 | $3.49 | — | COM | 67073S208 |
| AMPG | AMPLITECH GROUP INC | 305,255 | $1.093M | 0.1% | $3.58 * | $5.28 | -27.0% | COM | 03211Q200 |
| AFIB | ACUTUS MED INC | 119,755 | $1.059M | 0.1% | $8.84 * | $24.57 | -46.4% | COM | 005111109 |
| — | AURINIA PHARMACEUTICALS INC | 469 | $1.038M | 0.1% | $2213.22 | — | — | Call | 05156V902 |
| — | EXELA TECHS INC | 5,067 | $983K | 0.1% | $194.00 | — | — | Put | 30162V959 |
| — | 1847 GOEDEKER INC | 301,751 | $948K | 0.1% | $3.14 | $3.21 | — | COM | 28252C109 |
| — | SECOND SIGHT MEDICAL PRODS INC | 291,973 | $931K | 0.1% | $3.19 | $6.22 | — | COM | 81362J209 |
| — | CBAK ENERGY TECH INC | 3,521 | $920K | 0.1% | $261.29 | — | — | Put | 14986C952 |
| — | BIOPHYTIS SA | 103,263 | $893K | 0.1% | $8.65 | $12.31 | — | ADS | 09076G104 |
| ORMP | ORAMED PHARMACEUTICALS INC | 40,344 | $887K | 0.1% | $21.99 * | $15.88 | 0.0% | COM | 68403P203 |
| — | MIRATI THERAPEUTICS INC | 5,000 | $885K | 0.1% | $177.00 | $188.37 | — | COM | 60468T105 |
| — | ATHERSYS INC NEW | 6,621 | $881K | 0.1% | $133.06 | — | — | Call | 04744L906 |
| — | NRX PHARMACEUTICALS INC | 926 | $858K | 0.1% | $926.57 | — | — | Put | 629444950 |
| STAB | STATERA BIOPHARMA INC | 366,460 | $847K | 0.1% | $2.31 * | $3.38 | 0.0% | COM | 857561104 |
| — | CURIS INC | 1,087 | $843K | 0.1% | $775.53 | — | — | Call | 231269900 |
| GFAIW | GUARDFORCE AI CO LTD | 1,020,389 | $816K | 0.1% | $0.80 | $0.80 | — | *W | G4236L120 |
| — | INHIBIKASE THERAPEUTICS INC | 425,014 | $808K | 0.1% | $1.90 | $2.80 | — | COM | 45719W106 |
| — | NEMAURA MEDICAL INC | 1,318 | $792K | 0.1% | $600.91 | — | — | Put | 640442958 |
| — | CURIS INC | 100,200 | $785K | 0.1% | $7.83 | $7.83 | — | COM | 231269200 |
| — | CALADRIUS BIOSCIENCES INC | 6,362 | $776K | 0.1% | $121.97 | — | — | Put | 128058953 |
| — | PROGENITY INC | 5,077 | $772K | 0.1% | $152.06 | — | — | Put | 74319F957 |
| — | AMARIN CORP PLC | 148,771 | $759K | 0.1% | $5.10 | $5.33 | — | ADR | 023111206 |
| — | ATOSSA THERAPEUTICS INC | 2,187 | $713K | 0.1% | $326.02 | — | — | Call | 04962H906 |
| — | OCEAN POWER TECHS | 3,029 | $703K | 0.1% | $232.09 | — | — | Put | 674870956 |
| — | LEXARIA BIOSCIENCE CORP. | 332,971 | $699K | 0.1% | $2.10 | $2.42 | — | *W | 52886N117 |
| — | ARCADIA BIOSCIENCES INC | 3,304 | $684K | 0.1% | $207.02 | — | — | Put | 039014954 |
| — | SECOND SIGHT MEDICAL PRODS INC | 2,132 | $680K | 0.1% | $318.95 | — | — | Put | 81362J959 |
| DXR | DAXOR CORP | 57,924 | $677K | 0.1% | $11.69 * | $16.69 | -39.0% | COM | 239467103 |
| — | CONTRAFECT CORP | 166,175 | $673K | 0.1% | $4.05 | $4.80 | — | COM | 212326300 |
| — | CASTOR MARITIME INC | 273,130 | $666K | 0.1% | $2.44 | $2.50 | — | SHS | Y1146L125 |
| — | CASTOR MARITIME INC | 2,612 | $637K | 0.1% | $243.87 | — | — | Put | Y1146L955 |
| — | JUPITER WELLNESS INC | 412,915 | $582K | 0.1% | $1.41 | $1.41 | — | COM | 48208F105 |
| — | BIO-KEY INTL INC | 1,623 | $571K | 0.1% | $351.82 | — | — | Put | 09060C958 |
| — | THE9 LTD | 52,691 | $543K | 0.1% | $10.31 | $15.74 | — | ADS | 88337K302 |
| — | ENOCHIAN BIOSCIENCES INC | 79,314 | $534K | 0.1% | $6.73 | $4.97 | — | COM | 29350E104 |
| — | KADMON HOLDINGS INC | 60,351 | $526K | 0.1% | $8.72 | $8.72 | — | COM | 48283N106 |
| — | 9 METERS BIOPHARMA INC | 3,655 | $475K | 0.1% | $129.96 | — | — | Call | 654405909 |
| — | AMPLITECH GROUP INC | 348,673 | $453K | 0.1% | $1.30 | $4.28 | — | *W | 03211Q119 |
| — | MEATECH 3D LTD | 72,700 | $443K | 0.1% | $6.09 | $8.57 | — | ADS | 583435102 |
| XBI | SPDR SERIES TRUST | 3,500 | $440K | 0.1% | $125.71 | $125.71 | — | ETF | 78464A870 |
| — | CATALYST BIOSCIENCES INC | 105,742 | $435K | 0.1% | $4.11 | $4.11 | — | COM | 14888D208 |
| — | PDS BIOTECHNOLOGY CORP | 284 | $423K | 0.1% | $1489.44 | — | — | Put | 70465T957 |
| ZVRA | KEMPHARM INC | 41,531 | $387K | 0.1% | $9.32 * | $10.75 | -6.2% | COM | 488445206 |
| — | GLOBUS MARITIME LTD | 1,259 | $368K | 0.0% | $292.30 | — | — | Put | Y27265956 |
| 616A | DIGINEX LIMITED | 112,533 | $365K | 0.0% | $3.24 | $3.24 | — | SHS | Y2074E109 |
| — | ADITXT INC | 2,135 | $361K | 0.0% | $169.09 | — | — | Put | 007025959 |
| — | CATALYST BIOSCIENCES INC | 852 | $350K | 0.0% | $410.80 | — | — | Call | 14888D908 |
| — | PAINREFORM LTD | 117,528 | $326K | 0.0% | $2.77 | $4.37 | — | SHS | M77798102 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 605,659 | $321K | 0.0% | $0.53 | $1.10 | — | *W | 84862C112 |
| — | RECON TECHNOLOGY LTD | 1,128 | $319K | 0.0% | $282.80 | — | — | Put | G7415M954 |
| — | TWIN VEE POWERCATS CO | 88,777 | $319K | 0.0% | $3.59 | $3.59 | — | COM | 90177C101 |
| — | THE9 LTD | 288 | $297K | 0.0% | $1031.25 | — | — | Call | 88337K902 |
| — | ADAMIS PHARMACEUTICALS CORP | 3,024 | $293K | 0.0% | $96.89 | — | — | Put | 00547W958 |
| — | PHIO PHARMACEUTICALS CORP | 1,383 | $281K | 0.0% | $203.18 | — | — | Put | 71880W953 |
| IINN | INSPIRA TECHNOLOGIES OXY BHN | 102,553 | $275K | 0.0% | $2.68 * | $3.67 | 0.0% | SHS | M53637100 |
| — | AUTOLUS THERAPEUTICS LTD | 409 | $268K | 0.0% | $655.26 | — | — | Call | 05280R900 |
| — | UCOMMUNE INTL LTD | 298,798 | $260K | 0.0% | $0.87 | $1.59 | — | COM | G9449A100 |
| INFIQ | INFINITY PHARMACEUTICALS | 70,431 | $241K | 0.0% | $3.42 * | $3.34 | -7.6% | COM | 45665G303 |
| ATNM | ACTINIUM PHARMACEUTICALS INC | 26,488 | $235K | 0.0% | $8.87 * | $6.95 | 0.0% | COM | 00507W206 |
| — | ADOMANI INC | 850,000 | $232K | 0.0% | $0.27 | $0.30 | — | COM | 00726A100 |
| — | TRILLIUM THERAPEUTICS INC | 120 | $211K | 0.0% | $1758.33 | — | — | Call | 89620X906 |
| — | ADAMIS PHARMACEUTICALS CORP | 2,161 | $210K | 0.0% | $97.18 | — | — | Call | 00547W908 |
| — | ADITXT INC | 122,863 | $208K | 0.0% | $1.69 | $2.55 | — | COM | 007025109 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 253,063 | $208K | 0.0% | $0.82 | $0.82 | — | *W | M53637118 |
| — | HUMANCO ACQUISITION CORP | 200,314 | $198K | 0.0% | $0.99 | $1.26 | — | *W | 44487N117 |
| — | PLURISTEM THERAPEUTICS INC | 742 | $197K | 0.0% | $265.50 | — | — | Put | 72940R950 |
| — | SURGALIGN HOLDINGS INC | 1,773 | $193K | 0.0% | $108.86 | — | — | Put | 86882C955 |
| — | ACTINIUM PHARMACEUTICALS INC | 205 | $182K | 0.0% | $887.80 | — | — | Call | 00507W906 |
| — | ABVC BIOPHARMA INC | 71,558 | $165K | 0.0% | $2.31 | $2.31 | — | COM | 00091F106 |
| — | NOVAN INC | 19,132 | $156K | 0.0% | $8.15 | $10.04 | — | COM | 66988N205 |
| — | ATHERSYS INC NEW | 116,444 | $155K | 0.0% | $1.33 | $1.44 | — | COM | 04744L106 |
| — | PHARMACYTE BIOTECH INC | 441 | $140K | 0.0% | $317.46 | — | — | Put | 71715X953 |
| — | PALISADE BIO INC | 52,500 | $139K | 0.0% | $2.65 | $4.08 | — | COM | 696389105 |
| — | FUELCELL ENERGY INC | 200 | $134K | 0.0% | $670.00 | — | — | Call | 35952H901 |
| — | REWALK ROBOTICS LTD | 839 | $127K | 0.0% | $151.37 | — | — | Put | M8216Q950 |
| — | DIGINEX LIMITED | 367 | $119K | 0.0% | $324.25 | — | — | Put | Y2074E959 |
| — | CARDIFF ONCOLOGY INC | 170 | $113K | 0.0% | $664.71 | — | — | Put | 14147L958 |
| — | EVOKE PHARMA INC | 81,975 | $107K | 0.0% | $1.31 | $1.34 | — | COM | 30049G104 |
| — | CITIUS PHARMACEUTICALS INC | 491 | $100K | 0.0% | $203.67 | — | — | Put | 17322U957 |
| — | NABRIVA THERAPEUTICS PLC | 790 | $94,000 | 0.0% | $118.99 | — | — | Put | G63637953 |
| — | ION GEOPHYSICAL CORP | 692 | $92,000 | 0.0% | $132.95 | — | — | Call | 462044907 |
| — | PHIO PHARMACEUTICALS CORP | 40,684 | $83,000 | 0.0% | $2.04 | $2.45 | — | COM | 71880W303 |
| — | HARBOR CUSTOM DEVELOPMENT INC | 148,975 | $83,000 | 0.0% | $0.56 | $0.63 | — | *W | 41150T116 |
| — | ECOARK HOLDINGS INC | 14,603 | $77,000 | 0.0% | $5.27 | $5.27 | — | COM | 27888N307 |
| — | BIO-KEY INTL INC | 20,001 | $70,000 | 0.0% | $3.50 | $3.49 | — | COM | 09060C408 |
| — | TRICIDA INC | 146 | $68,000 | 0.0% | $465.75 | — | — | Call | 89610F901 |
| — | VISTAGEN THERAPEUTICS INC | 244 | $67,000 | 0.0% | $274.59 | — | — | Put | 92840H952 |
| — | PURPLE BIOTECH LTD | 125 | $57,000 | 0.0% | $456.00 | — | — | Put | 74638P959 |
| — | ASLAN PHARMACEUTICALS LTD | 304 | $54,000 | 0.0% | $177.63 | — | — | Put | 04522R951 |
| — | EVOFEM BIOSCIENCES INCV | 725 | $54,000 | 0.0% | $74.48 | — | — | Put | 30048L954 |
| — | NABRIVA THERAPEUTICS PLC | 36,735 | $44,000 | 0.0% | $1.20 | $2.42 | — | COM | G63637113 |
| — | VASCULAR BIOGENICS LTD | 198 | $41,000 | 0.0% | $207.07 | — | — | Call | M96883909 |
| CBAT | CBAK ENERGY TECH INC | 17,548 | $41,000 | 0.0% | $2.34 * | $4.46 | -25.5% | COM | 14986C102 |
| — | ATHERSYS INC NEW | 307 | $41,000 | 0.0% | $133.55 | — | — | Put | 04744L956 |
| — | SURGALIGN HOLDINGS INC | 31,927 | $35,000 | 0.0% | $1.10 | $1.10 | — | COM | 86882C105 |
| — | TITAN PHARMACEUTICALS INC | 184 | $34,000 | 0.0% | $184.78 | — | — | Put | 888314956 |
| — | GROM SOCIAL ENTERPRISES INC | 29,471 | $32,000 | 0.0% | $1.09 | $0.98 | — | *W | 39878L118 |
| — | NANOVIBRONIX INC | 10,000 | $21,000 | 0.0% | $2.10 | $2.10 | — | COM | 63008J108 |
| — | TANZANIAN GOLD CORP | 404 | $20,000 | 0.0% | $49.50 | — | — | Put | 87601A957 |
| — | IT TECH PACKAGING | 254 | $17,000 | 0.0% | $66.93 | — | — | Put | 46527C950 |
| — | TANZANIAN GOLD CORP | 12,213 | $6,000 | 0.0% | $0.49 | $0.49 | — | COM | 87601A107 |