Location: Syosset, NY
CIK: 0001892770 · Show all filings
Period: Q4 2021 (Next →)
Filing Date: Feb 11, 2022
Total Value: $295M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Calumet Specialty Products Partners, LP | 3,952,000 | $52.17M | 17.7% | $13.20 | — | Common | 131476103 |
| — | Apollo Global Management, Inc. | 250,000 | $18.11M | 6.1% | $72.43 | — | Common | 03768E105 |
| GOOG | Alphabet Inc-Cl C | 5,600 | $16.2M | 5.5% | $143.45 | 0.0% | Common | 02079K107 |
| — | Fortress Trans & Infrastructure Inv. LLC | 497,700 | $14.39M | 4.9% | $28.92 | — | Common | 34960P101 |
| LGND | Ligand Pharmaceuticals Incorporated | 75,000 | $11.59M | 3.9% | $92.38 | 0.0% | Common | 53220K504 |
| DCGO | DocGo, Inc. | 1,070,145 | $10.01M | 3.4% | $9.28 | 0.0% | Common | 256086109 |
| — | Coliseum Acquisition Corp. | 984,835 | $9.474M | 3.2% | $9.62 | — | Common | G2263T123 |
| FBRT | Franklin BSP Realty Trust, Inc. | 597,272 | $8.923M | 3.0% | $14.94 | — | Common | 35243J101 |
| — | Calumet Specialty Product @10ex02/22 | 4,727 | $6.24M | 2.1% | $13.20 | — | Call | 131476103 |
| PFE | Pfizer Inc. | 104,500 | $6.171M | 2.1% | $40.23 | 0.0% | Common | 717081103 |
| — | Coliseum Acquisition Corp. Wts | 495,000 | $5.693M | 1.9% | $11.50 | — | Common | G2263T107 |
| — | African Gold Acquistion Corp. Warrants | 462,750 | $5.322M | 1.8% | $11.50 | — | Common | G0112R124 |
| — | Stronghold Digital Mining, Inc. | 399,325 | $5.131M | 1.7% | $12.85 | — | Common | 86337R103 |
| KW | Kennedy-Wilson Holdings, Inc. | 210,000 | $5.015M | 1.7% | $22.77 | 0.0% | Common | 489398107 |
| — | Twelve Seas Investment Company II | 515,000 | $4.996M | 1.7% | $9.70 | — | Common | 90118T106 |
| — | Glass Houses Acquisition Corp. | 500,000 | $4.855M | 1.6% | $9.71 | — | Common | 37714P103 |
| — | Midwest Holding Inc. | 243,937 | $4.284M | 1.5% | $17.56 | — | Common | 59833J206 |
| FSK | FS KKR Capital Corp. | 194,325 | $4.069M | 1.4% | $11.76 | 0.0% | Common | 302635206 |
| EBC | Eastern Bankshares Inc | 190,000 | $3.832M | 1.3% | $18.50 | 0.0% | Common | 27627N105 |
| REGN | Regeneron Pharmaceuticals, Inc. | 6,000 | $3.789M | 1.3% | $611.44 | 0.0% | Common | 75886F107 |
| VRTX | Vertex Pharmaceuticals, Inc. | 17,000 | $3.733M | 1.3% | $194.45 | 0.0% | Common | 92532F100 |
| KKR | KKR & Co. Inc. | 50,000 | $3.725M | 1.3% | $71.22 | 0.0% | Common | 48251W104 |
| UPLD | Upland Software, Inc. | 200,000 | $3.588M | 1.2% | $25.43 | 0.0% | Common | 91544A109 |
| — | Live Oak Mobility Aquisition Corp. | 360,152 | $3.519M | 1.2% | $9.77 | — | Common | 538126103 |
| — | B.Riley Principal 250 Merger Corp. | 350,000 | $3.409M | 1.2% | $9.74 | — | Common | 05602L104 |
| — | Kairos Acquisition Corp. | 345,463 | $3.382M | 1.1% | $9.79 | — | Common | G52110114 |
| INCY | Incyte Corporation | 42,820 | $3.143M | 1.1% | $67.41 | 0.0% | Common | 45337C102 |
| JAZZ | Jazz Pharmaceuticals PLC | 23,411 | $2.983M | 1.0% | $131.42 | 0.0% | Common | G50871105 |
| — | Greenidge Generation Holdings Inc. | 185,060 | $2.97M | 1.0% | $16.05 | — | Common | 39531G100 |
| — | Glass Houses Acquisition Corp. Warrants | 250,000 | $2.875M | 1.0% | $11.50 | — | Common | 37714P111 |
| XENE | Xenon Pharmaceuticals Inc. | 86,488 | $2.702M | 0.9% | $29.88 | 0.0% | Common | 98420N105 |
| BMY | Bristol-Myers Squibb Company | 42,409 | $2.644M | 0.9% | $49.23 | 0.0% | Common | 110122108 |
| AB | AllianceBernstein Holdings PL Unit Ltd. | 50,500 | $2.466M | 0.8% | $48.83 | — | Common | 01881G106 |
| — | Zogenix, Inc. | 134,688 | $2.189M | 0.7% | $16.25 | — | Common | 98978L204 |
| — | Avadel Pharmaceuticals plc | 258,198 | $2.086M | 0.7% | $8.08 | — | Common | 05337M104 |
| — | Horizon Therapeutics Public Ltd. Company | 19,000 | $2.047M | 0.7% | $107.74 | — | Common | G46188101 |
| JPM | JP Morgan Chase | 12,920 | $2.046M | 0.7% | $147.83 | 0.0% | Common | 46625H100 |
| INVA | Innoviva, Inc. | 115,269 | $1.988M | 0.7% | $17.04 | 0.0% | Common | 45781M101 |
| — | Tastemaker Acquisition Corp. | 200,000 | $1.978M | 0.7% | $9.89 | — | Common | 876545104 |
| — | Twelve Seas Investment Company II Warrants | 171,666 | $1.975M | 0.7% | $11.50 | — | Common | 90118T114 |
| MS 0 09/22/23 N2U8 | Medicus Science Acquisition, Corp. | 200,000 | $1.938M | 0.7% | $9.69 | — | Common | G59605108 |
| — | Danimer Scientific, Inc. | 200,000 | $1.704M | 0.6% | $8.52 | — | Common | 236272100 |
| — | Kairos Acquisition Corp. Warrants | 146,528 | $1.685M | 0.6% | $11.50 | — | Common | G52110106 |
| — | Eiger BioPharmaceuticals, Inc. | 317,492 | $1.648M | 0.6% | $5.19 | — | Common | 28249U105 |
| CHRS | Coherus Biosciences, Inc. | 102,555 | $1.637M | 0.6% | $17.49 | 0.0% | Common | 19249H103 |
| ABBV | AbbVie Inc. | 10,000 | $1.354M | 0.5% | $101.71 | 0.0% | Common | 00287Y109 |
| — | B.Riley Principal 250 Merger Corp. Wts. | 116,666 | $1.342M | 0.5% | $11.50 | — | Common | 05602L112 |
| — | Tastemaker Acquisition Corp. Warrants | 100,000 | $1.15M | 0.4% | $11.50 | — | Common | 876545112 |
| RHP | Ryman Hospitality Ppty Inc. | 12,400 | $1.141M | 0.4% | $92.02 | — | Common | 78377T107 |
| MDLZ | Mondelez Int'l Inc. | 15,000 | $995K | 0.3% | $55.31 | 0.0% | Common | 609207105 |
| — | Roth CH Acquisition III Co. | 100,000 | $992K | 0.3% | $9.92 | — | Common | 77867Q102 |
| — | Doma Holdings, Inc. - Warrants | 83,333 | $958K | 0.3% | $11.50 | — | Common | 25703A112 |
| VKTX | Viking Therapeutics, Inc. | 208,102 | $957K | 0.3% | $5.60 | 0.0% | Common | 92686J106 |
| DD | Dupont De Nemours Inc. | 11,648 | $941K | 0.3% | $29.21 | 0.0% | Common | 26614N102 |
| VZ | Verizon Communications | 16,991 | $883K | 0.3% | $40.39 | 0.0% | Common | 92343V104 |
| KMB | Kimberly Clark Corporation | 6,000 | $858K | 0.3% | $115.26 | 0.0% | Common | 494368103 |
| — | Live Oak Mobility Aquisition Corp. Wts | 72,030 | $828K | 0.3% | $11.50 | — | Common | 538126111 |
| — | Colombier Acquisition Corp. | 80,000 | $771K | 0.3% | $9.64 | — | Common | 19533H108 |
| UTHR | United Therapeutics Corporation | 3,383 | $731K | 0.2% | $196.31 | 0.0% | Common | 91307C102 |
| KO | Coca Cola | 11,600 | $687K | 0.2% | $49.18 | 0.0% | Common | 191216100 |
| JNJ | Johnson & Johnson | 4,000 | $684K | 0.2% | $145.09 | 0.0% | Common | 478160104 |
| — | B. Riley Principal 150 Merger Corp. Wts | 58,320 | $671K | 0.2% | $11.51 | — | Common | 05601V111 |
| DOW | Dow Inc. | 11,648 | $661K | 0.2% | $45.04 | 0.0% | Common | 260557103 |
| TGTX | TG Therapeutics, Inc. | 33,592 | $638K | 0.2% | $25.96 | 0.0% | Common | 88322Q108 |
| — | Longview Acquisition Corp II | 63,900 | $629K | 0.2% | $9.84 | — | Common | 54319Q105 |
| — | Marinus Pharmaceuticals, Inc. | 46,697 | $555K | 0.2% | $11.89 | — | Common | 56854Q200 |
| — | CTI BioPharma Corp. | 221,079 | $548K | 0.2% | $2.48 | — | Common | 12648L601 |
| CTVA | Corteva Inc. | 11,563 | $546K | 0.2% | $43.54 | 0.0% | Common | 22052L104 |
| — | Cidara Therapeutics, Inc. | 428,896 | $545K | 0.2% | $1.27 | — | Common | 171757107 |
| CNQ | Canadian Natural Resources Inc. | 12,800 | $541K | 0.2% | $16.72 | 0.0% | Common | 136385101 |
| T | AT&T Inc. | 20,000 | $492K | 0.2% | $14.67 | 0.0% | Common | 00206R102 |
| WPC | WP Carey | 6,000 | $492K | 0.2% | $82.00 | — | Common | 92936U109 |
| MSFT | Microsoft Corporation | 1,400 | $471K | 0.2% | $313.41 | 0.0% | Common | 594918104 |
| GLPG | Galapagos NV | 7,000 | $386K | 0.1% | $55.14 | — | Common | 36315X101 |
| IOVA | Iovance Biotherapeutics, Inc. | 20,020 | $382K | 0.1% | $22.02 | 0.0% | Common | 462260100 |
| AAPL | Apple Inc. | 2,100 | $373K | 0.1% | $154.71 | 0.0% | Common | 037833100 |
| LQDA | Liquidia Corporation | 74,338 | $362K | 0.1% | $3.99 | 0.0% | Common | 53635D202 |
| — | Ibere Pharmaceuticals | 36,000 | $348K | 0.1% | $9.67 | — | Common | G46843101 |
| CAG | Conagra Brands | 10,000 | $342K | 0.1% | $26.97 | 0.0% | Common | 205887102 |
| GMED | Globus Medical, Inc. | 4,631 | $334K | 0.1% | $72.59 | 0.0% | Common | 379577208 |
| META | Meta Platforms Inc. | 990 | $333K | 0.1% | $329.69 | 0.0% | Common | 30303M102 |
| — | Colombier Acquisition Corp. Wts. | 26,666 | $307K | 0.1% | $11.51 | — | Common | 19533H116 |
| — | Roth CH Acquisition III Co. Warrants | 25,000 | $288K | 0.1% | $11.52 | — | Common | 77867Q110 |
| — | ASLAN Pharmaceuticals Limited | 230,251 | $258K | 0.1% | $1.12 | — | Common | 04522R101 |
| — | Medicus Science Acquisition, Corp. Wts | 22,222 | $256K | 0.1% | $11.52 | — | Common | G5960S124 |
| — | Warrior Technologies Acquisition Company | 25,000 | $246K | 0.1% | $9.84 | — | Common | 936273101 |
| LEGH | Legacy Housing Corporation | 9,000 | $238K | 0.1% | $22.33 | 0.0% | Common | 52472M101 |
| BRSL | International Gaming Technologies | 7,500 | $217K | 0.1% | $20.10 | 0.0% | Common | G4863A108 |
| ADMA | ADMA Biologics, Inc. | 152,301 | $215K | 0.1% | $1.31 | 0.0% | Common | 000899104 |
| — | Ibere Pharmaceuticals Warrants | 18,000 | $207K | 0.1% | $11.50 | — | Common | G46843119 |
| FSBW | FS Bancorp | 5,840 | $196K | 0.1% | $29.98 | 0.0% | Common | 30263Y104 |
| — | African Gold Acquistion Corp. | 17,000 | $165K | 0.1% | $9.71 | — | Common | G0112R108 |
| — | Longview Acquisition Corp II Warrants | 12,780 | $147K | 0.0% | $11.50 | — | Common | 54319Q113 |
| — | Warrior Technologies Acquisition Comp Wt | 12,500 | $144K | 0.0% | $11.52 | — | Common | 936273119 |
| QURE | uniQure N.V. | 6,766 | $140K | 0.0% | $28.68 | 0.0% | Common | N90064101 |
| RLMD | Relmada Therapeutics, Inc. | 6,000 | $135K | 0.0% | $22.24 | 0.0% | Common | 75955J402 |
| — | Poseida Therapeutics, Inc. | 19,566 | $133K | 0.0% | $6.80 | — | Common | 73730P108 |
| VLY | Valley National Bancorp | 9,600 | $132K | 0.0% | $13.88 | 0.0% | Common | 919794107 |
| — | South Street Corporation | 1,602 | $129K | 0.0% | $80.52 | — | Common | 840441109 |
| JMIA | Jumia Technologies AG | 9,800 | $112K | 0.0% | $11.43 | — | Common | 48138M105 |
| KHC | The Kraft Company | 3,065 | $110K | 0.0% | $29.49 | 0.0% | Common | 500754106 |
| MDT | Medtronics | 1,050 | $109K | 0.0% | $102.03 | 0.0% | Common | G5960L103 |
| FNB | FNB Bancorp | 8,905 | $108K | 0.0% | $10.41 | 0.0% | Common | 302520101 |
| — | Digital Bridge Group | 12,466 | $104K | 0.0% | $8.34 | — | Common | 25401T108 |
| — | Total SA | 2,100 | $104K | 0.0% | $49.52 | — | Common | 89151E109 |
| MRK | Merck & Co. Inc. | 1,300 | $99,000 | 0.0% | $69.89 | 0.0% | Common | 58933Y105 |
| HRGG | Heritage NOLA Bancorp | 6,000 | $96,000 | 0.0% | $15.86 | 0.0% | Common | 42727P108 |
| — | Independence Holdings | 9,500 | $92,000 | 0.0% | $9.68 | — | Common | G4761A101 |
| XBI | SPDR S&P Biotech ETF | 800 | $90,000 | 0.0% | $112.50 | — | Common | 78464A870 |
| LLY | Eli Lilly Inc. | 300 | $83,000 | 0.0% | $243.85 | 0.0% | Common | 532457108 |
| — | Sailpoint Technologies | 1,700 | $82,000 | 0.0% | $48.24 | — | Common | 78781P105 |
| TMUS | T-Mobil US Inc | 700 | $81,000 | 0.0% | $113.68 | 0.0% | Common | 872590104 |
| TIGR | UP Financial Holdings | 13,736 | $67,000 | 0.0% | $4.88 | — | Common | 91531W106 |
| — | Zymeworks Inc. | 4,000 | $66,000 | 0.0% | $16.50 | — | Common | 98985W102 |
| — | Macquire Infrastructure Corp | 11,350 | $41,000 | 0.0% | $3.61 | — | Common | 556088105 |
| PRTS | Carparts.com Inc. | 3,700 | $41,000 | 0.0% | $13.77 | 0.0% | Common | 14427M107 |
| EXP | Eagle Materials | 228 | $38,000 | 0.0% | $150.10 | 0.0% | Common | 26969P108 |
| OXY | Occidental Pete Corp | 1,273 | $37,000 | 0.0% | $29.61 | 0.0% | Common | 674599105 |
| — | B. Riley Principal 150 Merger Corp. | 3,000 | $30,000 | 0.0% | $10.00 | — | Common | 05601V103 |
| BNS | Bank Nova Scotia Halifax | 400 | $29,000 | 0.0% | $52.85 | 0.0% | Common | 064149107 |
| — | General Electric | 300 | $28,000 | 0.0% | $93.33 | — | Common | 369604103 |
| — | Peoples United Financial | 1,500 | $27,000 | 0.0% | $18.00 | — | Common | 712704105 |
| CC | Chemours Co. | 680 | $23,000 | 0.0% | $26.84 | 0.0% | Common | 163851108 |
| CFFN | Capitol Federal | 2,000 | $23,000 | 0.0% | $8.81 | 0.0% | Common | 14057J101 |
| — | Independence Holdings Warrants | 1,900 | $22,000 | 0.0% | $11.58 | — | Common | G4761A127 |
| STWD | Starwood Ppty | 400 | $10,000 | 0.0% | $25.00 | — | Common | 85571B105 |
| SVC | Service Ppty Trust | 1,000 | $9,000 | 0.0% | $9.00 | — | Common | 81761L102 |
| OXY/WS | Occidental Pete Corp Wts exp 8/2/27 | 231 | $5,000 | 0.0% | $21.65 | — | Common | 674599162 |
| AMLP | Alerian MLP | 120 | $4,000 | 0.0% | $33.33 | — | Common | 00162Q452 |
| — | Sculptor Capital Management | 200 | $4,000 | 0.0% | $20.00 | — | Common | 811246107 |
| WAB | WABTEC | 12 | $2,000 | 0.0% | $89.57 | 0.0% | Common | 929740108 |
| OGN | Organon & Co. | 80 | $2,000 | 0.0% | $26.97 | 0.0% | Common | 68622V106 |
| RMR | RMR Group | 16 | $1,000 | 0.0% | $24.88 | 0.0% | Common | 74967R106 |