CIK: 0001892770 · Show all filings
Period: Q4 2021 (Next →)
Filing Date: Feb 11, 2022
Total Value ($000): $294,569 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Calumet Specialty Products Partners, LP | 3,952,000 | $52,166 | 17.7% | $13.20 | — | Common | 131476103 |
| — | Apollo Global Management, Inc. | 250,000 | $18,108 | 6.1% | $72.43 | — | Common | 03768E105 |
| GOOG | Alphabet Inc-Cl C | 5,600 | $16,204 | 5.5% | $143.45 | 0.0% | Common | 02079K107 |
| — | Fortress Trans & Infrastructure Inv. LLC | 497,700 | $14,393 | 4.9% | $28.92 | — | Common | 34960P101 |
| LGND | Ligand Pharmaceuticals Incorporated | 75,000 | $11,585 | 3.9% | $92.38 | 0.0% | Common | 53220K504 |
| DCGO | DocGo, Inc. | 1,070,145 | $10,006 | 3.4% | $9.28 | 0.0% | Common | 256086109 |
| — | Coliseum Acquisition Corp. | 984,835 | $9,474 | 3.2% | $9.62 | — | Common | G2263T123 |
| FBRT | Franklin BSP Realty Trust, Inc. | 597,272 | $8,923 | 3.0% | $14.94 | — | Common | 35243J101 |
| — | Calumet Specialty Product @10ex02/22 | 4,727 | $6,240 | 2.1% | $13.20 | — | Call | 131476103 |
| PFE | Pfizer Inc. | 104,500 | $6,171 | 2.1% | $40.23 | 0.0% | Common | 717081103 |
| — | Coliseum Acquisition Corp. Wts | 495,000 | $5,693 | 1.9% | $11.50 | — | Common | G2263T107 |
| — | African Gold Acquistion Corp. Warrants | 462,750 | $5,322 | 1.8% | $11.50 | — | Common | G0112R124 |
| — | Stronghold Digital Mining, Inc. | 399,325 | $5,131 | 1.7% | $12.85 | — | Common | 86337R103 |
| KW | Kennedy-Wilson Holdings, Inc. | 210,000 | $5,015 | 1.7% | $22.77 | 0.0% | Common | 489398107 |
| — | Twelve Seas Investment Company II | 515,000 | $4,996 | 1.7% | $9.70 | — | Common | 90118T106 |
| — | Glass Houses Acquisition Corp. | 500,000 | $4,855 | 1.6% | $9.71 | — | Common | 37714P103 |
| — | Midwest Holding Inc. | 243,937 | $4,284 | 1.5% | $17.56 | — | Common | 59833J206 |
| FSK | FS KKR Capital Corp. | 194,325 | $4,069 | 1.4% | $11.76 | 0.0% | Common | 302635206 |
| EBC | Eastern Bankshares Inc | 190,000 | $3,832 | 1.3% | $18.50 | 0.0% | Common | 27627N105 |
| REGN | Regeneron Pharmaceuticals, Inc. | 6,000 | $3,789 | 1.3% | $611.44 | 0.0% | Common | 75886F107 |
| VRTX | Vertex Pharmaceuticals, Inc. | 17,000 | $3,733 | 1.3% | $194.45 | 0.0% | Common | 92532F100 |
| KKR | KKR & Co. Inc. | 50,000 | $3,725 | 1.3% | $71.22 | 0.0% | Common | 48251W104 |
| UPLD | Upland Software, Inc. | 200,000 | $3,588 | 1.2% | $25.43 | 0.0% | Common | 91544A109 |
| — | Live Oak Mobility Aquisition Corp. | 360,152 | $3,519 | 1.2% | $9.77 | — | Common | 538126103 |
| — | B.Riley Principal 250 Merger Corp. | 350,000 | $3,409 | 1.2% | $9.74 | — | Common | 05602L104 |
| — | Kairos Acquisition Corp. | 345,463 | $3,382 | 1.1% | $9.79 | — | Common | G52110114 |
| INCY | Incyte Corporation | 42,820 | $3,143 | 1.1% | $67.41 | 0.0% | Common | 45337C102 |
| JAZZ | Jazz Pharmaceuticals PLC | 23,411 | $2,983 | 1.0% | $131.42 | 0.0% | Common | G50871105 |
| — | Greenidge Generation Holdings Inc. | 185,060 | $2,970 | 1.0% | $16.05 | — | Common | 39531G100 |
| — | Glass Houses Acquisition Corp. Warrants | 250,000 | $2,875 | 1.0% | $11.50 | — | Common | 37714P111 |
| XENE | Xenon Pharmaceuticals Inc. | 86,488 | $2,702 | 0.9% | $29.88 | 0.0% | Common | 98420N105 |
| BMY | Bristol-Myers Squibb Company | 42,409 | $2,644 | 0.9% | $49.23 | 0.0% | Common | 110122108 |
| AB | AllianceBernstein Holdings PL Unit Ltd. | 50,500 | $2,466 | 0.8% | $48.83 | — | Common | 01881G106 |
| — | Zogenix, Inc. | 134,688 | $2,189 | 0.7% | $16.25 | — | Common | 98978L204 |
| — | Avadel Pharmaceuticals plc | 258,198 | $2,086 | 0.7% | $8.08 | — | Common | 05337M104 |
| — | Horizon Therapeutics Public Ltd. Company | 19,000 | $2,047 | 0.7% | $107.74 | — | Common | G46188101 |
| JPM | JP Morgan Chase | 12,920 | $2,046 | 0.7% | $147.83 | 0.0% | Common | 46625H100 |
| INVA | Innoviva, Inc. | 115,269 | $1,988 | 0.7% | $17.04 | 0.0% | Common | 45781M101 |
| — | Tastemaker Acquisition Corp. | 200,000 | $1,978 | 0.7% | $9.89 | — | Common | 876545104 |
| — | Twelve Seas Investment Company II Warrants | 171,666 | $1,975 | 0.7% | $11.50 | — | Common | 90118T114 |
| MS 0 09/22/23 N2U8 | Medicus Science Acquisition, Corp. | 200,000 | $1,938 | 0.7% | $9.69 | — | Common | G59605108 |
| — | Danimer Scientific, Inc. | 200,000 | $1,704 | 0.6% | $8.52 | — | Common | 236272100 |
| — | Kairos Acquisition Corp. Warrants | 146,528 | $1,685 | 0.6% | $11.50 | — | Common | G52110106 |
| — | Eiger BioPharmaceuticals, Inc. | 317,492 | $1,648 | 0.6% | $5.19 | — | Common | 28249U105 |
| CHRS | Coherus Biosciences, Inc. | 102,555 | $1,637 | 0.6% | $17.49 | 0.0% | Common | 19249H103 |
| ABBV | AbbVie Inc. | 10,000 | $1,354 | 0.5% | $101.71 | 0.0% | Common | 00287Y109 |
| — | B.Riley Principal 250 Merger Corp. Wts. | 116,666 | $1,342 | 0.5% | $11.50 | — | Common | 05602L112 |
| — | Tastemaker Acquisition Corp. Warrants | 100,000 | $1,150 | 0.4% | $11.50 | — | Common | 876545112 |
| RHP | Ryman Hospitality Ppty Inc. | 12,400 | $1,141 | 0.4% | $92.02 | — | Common | 78377T107 |
| MDLZ | Mondelez Int'l Inc. | 15,000 | $995 | 0.3% | $55.31 | 0.0% | Common | 609207105 |
| — | Roth CH Acquisition III Co. | 100,000 | $992 | 0.3% | $9.92 | — | Common | 77867Q102 |
| — | Doma Holdings, Inc. - Warrants | 83,333 | $958 | 0.3% | $11.50 | — | Common | 25703A112 |
| VKTX | Viking Therapeutics, Inc. | 208,102 | $957 | 0.3% | $5.60 | 0.0% | Common | 92686J106 |
| DD | Dupont De Nemours Inc. | 11,648 | $941 | 0.3% | $29.21 | 0.0% | Common | 26614N102 |
| VZ | Verizon Communications | 16,991 | $883 | 0.3% | $40.39 | 0.0% | Common | 92343V104 |
| KMB | Kimberly Clark Corporation | 6,000 | $858 | 0.3% | $115.26 | 0.0% | Common | 494368103 |
| — | Live Oak Mobility Aquisition Corp. Wts | 72,030 | $828 | 0.3% | $11.50 | — | Common | 538126111 |
| — | Colombier Acquisition Corp. | 80,000 | $771 | 0.3% | $9.64 | — | Common | 19533H108 |
| UTHR | United Therapeutics Corporation | 3,383 | $731 | 0.2% | $196.31 | 0.0% | Common | 91307C102 |
| KO | Coca Cola | 11,600 | $687 | 0.2% | $49.18 | 0.0% | Common | 191216100 |
| JNJ | Johnson & Johnson | 4,000 | $684 | 0.2% | $145.09 | 0.0% | Common | 478160104 |
| — | B. Riley Principal 150 Merger Corp. Wts | 58,320 | $671 | 0.2% | $11.51 | — | Common | 05601V111 |
| DOW | Dow Inc. | 11,648 | $661 | 0.2% | $45.04 | 0.0% | Common | 260557103 |
| TGTX | TG Therapeutics, Inc. | 33,592 | $638 | 0.2% | $25.96 | 0.0% | Common | 88322Q108 |
| — | Longview Acquisition Corp II | 63,900 | $629 | 0.2% | $9.84 | — | Common | 54319Q105 |
| — | Marinus Pharmaceuticals, Inc. | 46,697 | $555 | 0.2% | $11.89 | — | Common | 56854Q200 |
| — | CTI BioPharma Corp. | 221,079 | $548 | 0.2% | $2.48 | — | Common | 12648L601 |
| CTVA | Corteva Inc. | 11,563 | $546 | 0.2% | $43.54 | 0.0% | Common | 22052L104 |
| — | Cidara Therapeutics, Inc. | 428,896 | $545 | 0.2% | $1.27 | — | Common | 171757107 |
| CNQ | Canadian Natural Resources Inc. | 12,800 | $541 | 0.2% | $16.72 | 0.0% | Common | 136385101 |
| T | AT&T Inc. | 20,000 | $492 | 0.2% | $14.67 | 0.0% | Common | 00206R102 |
| WPC | WP Carey | 6,000 | $492 | 0.2% | $82.00 | — | Common | 92936U109 |
| MSFT | Microsoft Corporation | 1,400 | $471 | 0.2% | $313.41 | 0.0% | Common | 594918104 |
| GLPG | Galapagos NV | 7,000 | $386 | 0.1% | $55.14 | — | Common | 36315X101 |
| IOVA | Iovance Biotherapeutics, Inc. | 20,020 | $382 | 0.1% | $22.02 | 0.0% | Common | 462260100 |
| AAPL | Apple Inc. | 2,100 | $373 | 0.1% | $154.71 | 0.0% | Common | 037833100 |
| LQDA | Liquidia Corporation | 74,338 | $362 | 0.1% | $3.99 | 0.0% | Common | 53635D202 |
| — | Ibere Pharmaceuticals | 36,000 | $348 | 0.1% | $9.67 | — | Common | G46843101 |
| CAG | Conagra Brands | 10,000 | $342 | 0.1% | $26.97 | 0.0% | Common | 205887102 |
| GMED | Globus Medical, Inc. | 4,631 | $334 | 0.1% | $72.59 | 0.0% | Common | 379577208 |
| META | Meta Platforms Inc. | 990 | $333 | 0.1% | $329.69 | 0.0% | Common | 30303M102 |
| — | Colombier Acquisition Corp. Wts. | 26,666 | $307 | 0.1% | $11.51 | — | Common | 19533H116 |
| — | Roth CH Acquisition III Co. Warrants | 25,000 | $288 | 0.1% | $11.52 | — | Common | 77867Q110 |
| — | ASLAN Pharmaceuticals Limited | 230,251 | $258 | 0.1% | $1.12 | — | Common | 04522R101 |
| — | Medicus Science Acquisition, Corp. Wts | 22,222 | $256 | 0.1% | $11.52 | — | Common | G5960S124 |
| — | Warrior Technologies Acquisition Company | 25,000 | $246 | 0.1% | $9.84 | — | Common | 936273101 |
| LEGH | Legacy Housing Corporation | 9,000 | $238 | 0.1% | $22.33 | 0.0% | Common | 52472M101 |
| BRSL | International Gaming Technologies | 7,500 | $217 | 0.1% | $20.10 | 0.0% | Common | G4863A108 |
| ADMA | ADMA Biologics, Inc. | 152,301 | $215 | 0.1% | $1.31 | 0.0% | Common | 000899104 |
| — | Ibere Pharmaceuticals Warrants | 18,000 | $207 | 0.1% | $11.50 | — | Common | G46843119 |
| FSBW | FS Bancorp | 5,840 | $196 | 0.1% | $29.98 | 0.0% | Common | 30263Y104 |
| — | African Gold Acquistion Corp. | 17,000 | $165 | 0.1% | $9.71 | — | Common | G0112R108 |
| — | Longview Acquisition Corp II Warrants | 12,780 | $147 | 0.0% | $11.50 | — | Common | 54319Q113 |
| — | Warrior Technologies Acquisition Comp Wt | 12,500 | $144 | 0.0% | $11.52 | — | Common | 936273119 |
| QURE | uniQure N.V. | 6,766 | $140 | 0.0% | $28.68 | 0.0% | Common | N90064101 |
| RLMD | Relmada Therapeutics, Inc. | 6,000 | $135 | 0.0% | $22.24 | 0.0% | Common | 75955J402 |
| — | Poseida Therapeutics, Inc. | 19,566 | $133 | 0.0% | $6.80 | — | Common | 73730P108 |
| VLY | Valley National Bancorp | 9,600 | $132 | 0.0% | $13.88 | 0.0% | Common | 919794107 |
| — | South Street Corporation | 1,602 | $129 | 0.0% | $80.52 | — | Common | 840441109 |
| JMIA | Jumia Technologies AG | 9,800 | $112 | 0.0% | $11.43 | — | Common | 48138M105 |
| KHC | The Kraft Company | 3,065 | $110 | 0.0% | $29.49 | 0.0% | Common | 500754106 |
| MDT | Medtronics | 1,050 | $109 | 0.0% | $102.03 | 0.0% | Common | G5960L103 |
| FNB | FNB Bancorp | 8,905 | $108 | 0.0% | $10.41 | 0.0% | Common | 302520101 |
| — | Digital Bridge Group | 12,466 | $104 | 0.0% | $8.34 | — | Common | 25401T108 |
| — | Total SA | 2,100 | $104 | 0.0% | $49.52 | — | Common | 89151E109 |
| MRK | Merck & Co. Inc. | 1,300 | $99 | 0.0% | $69.89 | 0.0% | Common | 58933Y105 |
| HRGG | Heritage NOLA Bancorp | 6,000 | $96 | 0.0% | $15.86 | 0.0% | Common | 42727P108 |
| — | Independence Holdings | 9,500 | $92 | 0.0% | $9.68 | — | Common | G4761A101 |
| XBI | SPDR S&P Biotech ETF | 800 | $90 | 0.0% | $112.50 | — | Common | 78464A870 |
| LLY | Eli Lilly Inc. | 300 | $83 | 0.0% | $243.85 | 0.0% | Common | 532457108 |
| — | Sailpoint Technologies | 1,700 | $82 | 0.0% | $48.24 | — | Common | 78781P105 |
| TMUS | T-Mobil US Inc | 700 | $81 | 0.0% | $113.68 | 0.0% | Common | 872590104 |
| TIGR | UP Financial Holdings | 13,736 | $67 | 0.0% | $4.88 | — | Common | 91531W106 |
| — | Zymeworks Inc. | 4,000 | $66 | 0.0% | $16.50 | — | Common | 98985W102 |
| — | Macquire Infrastructure Corp | 11,350 | $41 | 0.0% | $3.61 | — | Common | 556088105 |
| PRTS | Carparts.com Inc. | 3,700 | $41 | 0.0% | $13.77 | 0.0% | Common | 14427M107 |
| EXP | Eagle Materials | 228 | $38 | 0.0% | $150.10 | 0.0% | Common | 26969P108 |
| OXY | Occidental Pete Corp | 1,273 | $37 | 0.0% | $29.61 | 0.0% | Common | 674599105 |
| — | B. Riley Principal 150 Merger Corp. | 3,000 | $30 | 0.0% | $10.00 | — | Common | 05601V103 |
| BNS | Bank Nova Scotia Halifax | 400 | $29 | 0.0% | $52.85 | 0.0% | Common | 064149107 |
| — | General Electric | 300 | $28 | 0.0% | $93.33 | — | Common | 369604103 |
| — | Peoples United Financial | 1,500 | $27 | 0.0% | $18.00 | — | Common | 712704105 |
| CC | Chemours Co. | 680 | $23 | 0.0% | $26.84 | 0.0% | Common | 163851108 |
| CFFN | Capitol Federal | 2,000 | $23 | 0.0% | $8.81 | 0.0% | Common | 14057J101 |
| — | Independence Holdings Warrants | 1,900 | $22 | 0.0% | $11.58 | — | Common | G4761A127 |
| STWD | Starwood Ppty | 400 | $10 | 0.0% | $25.00 | — | Common | 85571B105 |
| SVC | Service Ppty Trust | 1,000 | $9 | 0.0% | $9.00 | — | Common | 81761L102 |
| OXY/WS | Occidental Pete Corp Wts exp 8/2/27 | 231 | $5 | 0.0% | $21.65 | — | Common | 674599162 |
| AMLP | Alerian MLP | 120 | $4 | 0.0% | $33.33 | — | Common | 00162Q452 |
| — | Sculptor Capital Management | 200 | $4 | 0.0% | $20.00 | — | Common | 811246107 |
| WAB | WABTEC | 12 | $2 | 0.0% | $89.57 | 0.0% | Common | 929740108 |
| OGN | Organon & Co. | 80 | $2 | 0.0% | $26.97 | 0.0% | Common | 68622V106 |
| RMR | RMR Group | 16 | $1 | 0.0% | $24.88 | 0.0% | Common | 74967R106 |