Knott David M Jr Diversified Active

CIK: 0001892770 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value ($000): $313,961 (100.0% shares, 0.0% debt)

Holdings (140)

Calumet Specialty Products Partners, LP 19.0%
Value ($000) $59,782 Shares 4,392,500 Est. Cost $13.24 Unrealized
GOOG Alphabet Inc-Cl C 5.0%
Value ($000) $15,640 Shares 5,600 Est. Cost $143.45 Unrealized -5.9%
APO Apollo Global Management, Inc. 4.9%
Value ($000) $15,498 Shares 250,000 Est. Cost $61.02 Unrealized 0.0%
DCGO DocGo, Inc. 4.1%
Value ($000) $12,950 Shares 1,400,000 Est. Cost $8.87 Unrealized -15.1%
LGND Ligand Pharmaceuticals Incorporated 4.1%
Value ($000) $12,937 Shares 115,000 Est. Cost $85.49 Unrealized -15.1%
Fortress Trans & Infrastructure Inv. LLC 4.1%
Value ($000) $12,816 Shares 497,700 Est. Cost $28.92 Unrealized
FBRT Franklin BSP Realty Trust, Inc. 2.7%
Value ($000) $8,350 Shares 597,272 Est. Cost $14.94 Unrealized
PFE Pfizer 2.4%
Value ($000) $7,429 Shares 143,500 Est. Cost $40.84 Unrealized +4.0%
Ipath Series B S&P 500 Short Term Future 2.0%
Value ($000) $6,425 Shares 250,000 Est. Cost $25.70 Unrealized
Coliseum Acquisition Corp.WTS 1.8%
Value ($000) $5,693 Shares 495,000 Est. Cost $11.50 Unrealized
Afican Gold Acquisition Corporation Wts. 1.7%
Value ($000) $5,184 Shares 450,750 Est. Cost $11.50 Unrealized
KW Kennedy-Wilson Holdings, Inc. 1.6%
Value ($000) $5,122 Shares 210,000 Est. Cost $22.77 Unrealized +1.1%
Midwest Holding Inc. 1.6%
Value ($000) $4,923 Shares 293,937 Est. Cost $17.42 Unrealized
Twelve Seas Investment Company II 1.6%
Value ($000) $4,885 Shares 500,000 Est. Cost $9.70 Unrealized
Glass Houses Acquisition Corp. 1.6%
Value ($000) $4,875 Shares 500,000 Est. Cost $9.71 Unrealized
Coliseum Acquisition Corp. 1.5%
Value ($000) $4,850 Shares 500,000 Est. Cost $9.62 Unrealized
VRTX Vertex Pharmaceuticals, Inc. 1.4%
Value ($000) $4,436 Shares 17,000 Est. Cost $194.45 Unrealized +22.0%
JNJ Johnson & Johnson 1.4%
Value ($000) $4,395 Shares 24,800 Est. Cost $150.72 Unrealized +0.7%
FSK FS KKR Capital Corp. 1.4%
Value ($000) $4,304 Shares 188,575 Est. Cost $11.76 Unrealized +5.7%
EBC Eastern Bankshares Inc 1.3%
Value ($000) $4,093 Shares 190,000 Est. Cost $18.50 Unrealized +3.1%
Live Oak Mobility Aquisition Corp. 1.1%
Value ($000) $3,533 Shares 360,152 Est. Cost $9.77 Unrealized
Horizon Therapeutics Public Ltd. Company 1.1%
Value ($000) $3,525 Shares 33,490 Est. Cost $106.66 Unrealized
UPLD Upland Software, Inc. 1.1%
Value ($000) $3,522 Shares 200,000 Est. Cost $25.43 Unrealized -27.9%
JAZZ Jazz Pharmaceuticals PLC 1.1%
Value ($000) $3,489 Shares 22,411 Est. Cost $131.42 Unrealized +10.4%
INCY Incyte Corporation 1.1%
Value ($000) $3,480 Shares 43,820 Est. Cost $67.54 Unrealized +7.7%
B.Riley Principal 250 Merger Corp. 1.1%
Value ($000) $3,413 Shares 350,000 Est. Cost $9.74 Unrealized
ABBV Abbvie Inc. 1.0%
Value ($000) $3,249 Shares 20,037 Est. Cost $114.08 Unrealized +10.8%
Kairos Acquisition Corp. 1.0%
Value ($000) $3,247 Shares 330,963 Est. Cost $9.79 Unrealized
Eiger BioPharmaceuticals, Inc. 1.0%
Value ($000) $3,231 Shares 389,292 Est. Cost $5.76 Unrealized
BMY Bristol-Myers Squibb Company 1.0%
Value ($000) $3,097 Shares 42,409 Est. Cost $49.23 Unrealized +15.4%
BIP Brookfield Infrastructure Partners 0.9%
Value ($000) $2,980 Shares 45,000 Est. Cost $66.22 Unrealized
KKR KKR & Co. Inc. 0.9%
Value ($000) $2,924 Shares 50,000 Est. Cost $71.22 Unrealized -14.5%
Glass Houses Acquisition Corp. WTS 0.9%
Value ($000) $2,875 Shares 250,000 Est. Cost $11.50 Unrealized
REGN Regeneron Pharmaceuticals, Inc. 0.9%
Value ($000) $2,794 Shares 4,000 Est. Cost $611.44 Unrealized +2.9%
JPM JP Morgan Chase 0.9%
Value ($000) $2,756 Shares 20,220 Est. Cost $142.71 Unrealized -6.3%
CTI BioPharma Corp. 0.8%
Value ($000) $2,600 Shares 556,687 Est. Cost $3.80 Unrealized
AB AllianceBernstein Holdings PL Unit LTD 0.8%
Value ($000) $2,375 Shares 50,500 Est. Cost $48.83 Unrealized
RHP Ryman Hospitality Ppty Inc. 0.7%
Value ($000) $2,263 Shares 24,400 Est. Cost $92.38 Unrealized
INVA Innoviva, Inc. 0.7%
Value ($000) $2,230 Shares 115,269 Est. Cost $17.04 Unrealized +4.9%
BBIO Bridgebio Pharma, Inc. 0.6%
Value ($000) $2,039 Shares 200,893 Est. Cost $10.26 Unrealized 0.0%
XENE Xenon Pharmaceuticals Inc. 0.6%
Value ($000) $2,033 Shares 66,500 Est. Cost $29.88 Unrealized +0.2%
MRK Merck & Co Inc. 0.6%
Value ($000) $2,010 Shares 24,500 Est. Cost $69.86 Unrealized -0.0%
Tastemaker Acquisition Corp. 0.6%
Value ($000) $1,980 Shares 200,000 Est. Cost $9.89 Unrealized
MS 0 09/22/23 N2U8 Medicus Science Acquistion Corp 0.6%
Value ($000) $1,956 Shares 200,000 Est. Cost $9.69 Unrealized
Twelve Seas Investment Company II WTS 0.6%
Value ($000) $1,917 Shares 166,666 Est. Cost $11.50 Unrealized
Sierra Oncology 0.6%
Value ($000) $1,787 Shares 55,758 Est. Cost $32.05 Unrealized
Kairos Acquisition Corp. WTS 0.5%
Value ($000) $1,602 Shares 139,278 Est. Cost $11.50 Unrealized
Greenidge Generation Holdings Inc. 0.5%
Value ($000) $1,592 Shares 185,060 Est. Cost $16.05 Unrealized
Radius Health Inc. 0.5%
Value ($000) $1,574 Shares 178,218 Est. Cost $8.83 Unrealized
CHRS Coherus Biosciences, Inc. 0.5%
Value ($000) $1,518 Shares 117,555 Est. Cost $16.88 Unrealized -24.7%
Avadel Pharmaceuticals plc 0.5%
Value ($000) $1,418 Shares 207,663 Est. Cost $8.08 Unrealized
B.Riley Principal 250 Merger Corp. WTS 0.4%
Value ($000) $1,342 Shares 116,666 Est. Cost $11.50 Unrealized
Stronghold Digital Mining, Inc. 0.4%
Value ($000) $1,166 Shares 199,322 Est. Cost $12.85 Unrealized
Tastemaker Acquisition Corp. WTS 0.4%
Value ($000) $1,150 Shares 100,000 Est. Cost $11.50 Unrealized
AUPH Aurinia Pharmaceuticals Inc. 0.3%
Value ($000) $999 Shares 80,694 Est. Cost $15.46 Unrealized 0.0%
WPC WP Carey 0.3%
Value ($000) $970 Shares 12,000 Est. Cost $81.42 Unrealized
PCYO Purecycle Corp 0.3%
Value ($000) $962 Shares 80,000 Est. Cost $12.39 Unrealized 0.0%
Biohaven Pharmaceutical Holding Co. Ltd 0.3%
Value ($000) $931 Shares 7,851 Est. Cost $118.58 Unrealized
CCOI Cogent Communications Holdings 0.3%
Value ($000) $929 Shares 14,000 Est. Cost $50.68 Unrealized 0.0%
VZ Verizon Communcations 0.3%
Value ($000) $917 Shares 17,991 Est. Cost $40.45 Unrealized +2.6%
MDLZ Mondelez Int'l Inc. 0.3%
Value ($000) $879 Shares 14,000 Est. Cost $55.31 Unrealized +6.0%
Live Oak Mobility Aquisition Corp.WTS 0.3%
Value ($000) $828 Shares 72,030 Est. Cost $11.50 Unrealized
DD Dupont De Nemours Inc. 0.3%
Value ($000) $820 Shares 11,136 Est. Cost $29.21 Unrealized +3.0%
Colombier Acquisition Corp. 0.2%
Value ($000) $774 Shares 80,000 Est. Cost $9.64 Unrealized
LQDA Liquidia Corporation 0.2%
Value ($000) $770 Shares 107,260 Est. Cost $4.69 Unrealized +34.0%
GMED Globus Medical, Inc. 0.2%
Value ($000) $762 Shares 10,331 Est. Cost $70.89 Unrealized -1.9%
FNB FNB Bancorp 0.2%
Value ($000) $741 Shares 59,485 Est. Cost $11.30 Unrealized +1.4%
KMB Kimberly Clark Corporation 0.2%
Value ($000) $739 Shares 6,000 Est. Cost $115.26 Unrealized -1.1%
DOW Dow Inc. 0.2%
Value ($000) $710 Shares 11,136 Est. Cost $45.04 Unrealized +7.1%
VKTX Viking Therapeutics, Inc. 0.2%
Value ($000) $684 Shares 228,102 Est. Cost $5.43 Unrealized -33.9%
B.Riley Principal 150 Merger Corp. WTS 0.2%
Value ($000) $671 Shares 58,320 Est. Cost $11.51 Unrealized
CTVA Corteva Inc. 0.2%
Value ($000) $664 Shares 11,563 Est. Cost $43.54 Unrealized +12.5%
Longview Acquisition Corp II 0.2%
Value ($000) $624 Shares 63,900 Est. Cost $9.84 Unrealized
UTHR United Therapeutics Corporation 0.2%
Value ($000) $607 Shares 3,383 Est. Cost $196.31 Unrealized -3.0%
KO Coca Cola 0.2%
Value ($000) $595 Shares 9,600 Est. Cost $49.18 Unrealized +9.9%
HV Bancorp 0.2%
Value ($000) $543 Shares 25,000 Est. Cost $21.72 Unrealized
IOVA Iovance Biotherapeutics, Inc. 0.2%
Value ($000) $510 Shares 30,614 Est. Cost $19.75 Unrealized -21.7%
Cidara Therapeutics, Inc. 0.2%
Value ($000) $482 Shares 579,154 Est. Cost $1.16 Unrealized
T AT&T Inc. 0.2%
Value ($000) $473 Shares 20,000 Est. Cost $14.67 Unrealized +1.7%
MSFT Microsoft Corporation 0.1%
Value ($000) $431 Shares 1,400 Est. Cost $313.41 Unrealized -7.0%
VLY Valley National Bancorp 0.1%
Value ($000) $417 Shares 32,000 Est. Cost $13.92 Unrealized +0.1%
BRSL International Gaming Technologies 0.1%
Value ($000) $407 Shares 16,500 Est. Cost $19.61 Unrealized -2.1%
CNQ Canadian Natural Resources 0.1%
Value ($000) $397 Shares 6,400 Est. Cost $16.72 Unrealized +33.1%
Peoples United Financial 0.1%
Value ($000) $390 Shares 19,500 Est. Cost $19.85 Unrealized
AAPL Apple Inc. 0.1%
Value ($000) $367 Shares 2,100 Est. Cost $154.71 Unrealized +6.5%
Ibere Pharmaceuticals 0.1%
Value ($000) $353 Shares 36,000 Est. Cost $9.67 Unrealized
CAG Conagra Brands 0.1%
Value ($000) $336 Shares 10,000 Est. Cost $26.97 Unrealized +5.0%
Colombier Acquisition Corp. WTS 0.1%
Value ($000) $307 Shares 26,666 Est. Cost $11.51 Unrealized
QualTek Services Inc. WTS 0.1%
Value ($000) $288 Shares 25,000 Est. Cost $11.52 Unrealized
ADMA ADMA Biologics, Inc. 0.1%
Value ($000) $279 Shares 152,301 Est. Cost $1.31 Unrealized +18.7%
MGTX MeiraGTx Holding plc 0.1%
Value ($000) $277 Shares 20,000 Est. Cost $15.40 Unrealized 0.0%
RY Royal Bank Canada 0.1%
Value ($000) $276 Shares 2,500 Est. Cost $112.12 Unrealized 0.0%
Medicus Science Acquistion Corp WTS 0.1%
Value ($000) $256 Shares 22,222 Est. Cost $11.52 Unrealized
Warrior Technologies Acquisition Company 0.1%
Value ($000) $247 Shares 25,000 Est. Cost $9.84 Unrealized
Ibere Pharmaceuticals WTS 0.1%
Value ($000) $207 Shares 18,000 Est. Cost $11.50 Unrealized
MTB M&T Bancorp 0.1%
Value ($000) $203 Shares 1,199 Est. Cost $155.43 Unrealized 0.0%
LW Lamb West Holdings Inc. 0.1%
Value ($000) $200 Shares 3,333 Est. Cost $58.14 Unrealized 0.0%
IVV Ishares Core S&P ETF S&P 500 index 0.1%
Value ($000) $195 Shares 429 Est. Cost $454.55 Unrealized
NEM Newmont Corporation 0.1%
Value ($000) $159 Shares 2,000 Est. Cost $60.03 Unrealized 0.0%
Longview Acquisition Corp II WTS 0.0%
Value ($000) $147 Shares 12,780 Est. Cost $11.50 Unrealized
Warrior Technologies Acquisition Co. WTS 0.0%
Value ($000) $144 Shares 12,500 Est. Cost $11.52 Unrealized
LEGH Legacy Housing Corporation 0.0%
Value ($000) $140 Shares 6,500 Est. Cost $22.33 Unrealized +10.8%
FSBW FS Bancorp 0.0%
Value ($000) $136 Shares 4,380 Est. Cost $29.98 Unrealized -4.4%
NWBI Northwest Bancshares Inc. 0.0%
Value ($000) $135 Shares 10,000 Est. Cost $10.87 Unrealized 0.0%
KHC The Kraft Heinz Co. 0.0%
Value ($000) $120 Shares 3,065 Est. Cost $29.49 Unrealized +5.2%
MDT Medtronics 0.0%
Value ($000) $116 Shares 1,050 Est. Cost $102.03 Unrealized -8.2%
SPY SPDR S&P 500 ETF 0.0%
Value ($000) $113 Shares 250 Est. Cost $452.00 Unrealized
Total Energies SE 0.0%
Value ($000) $106 Shares 2,100 Est. Cost $49.52 Unrealized
South State Corp 0.0%
Value ($000) $88 Shares 1,068 Est. Cost $80.52 Unrealized
LLY Eli Lilly 0.0%
Value ($000) $86 Shares 300 Est. Cost $243.85 Unrealized +1.9%
OGN Organon & Co. 0.0%
Value ($000) $86 Shares 2,450 Est. Cost $28.51 Unrealized +0.2%
Entasis Therapeutics Holding 0.0%
Value ($000) $78 Shares 41,700 Est. Cost $1.87 Unrealized
XBI SPDR S&P Biotech ETF 0.0%
Value ($000) $72 Shares 800 Est. Cost $112.50 Unrealized
OXY Occidental Pete Corp 0.0%
Value ($000) $72 Shares 1,273 Est. Cost $29.61 Unrealized +41.1%
TGNA Tegna Inc. 0.0%
Value ($000) $67 Shares 3,000 Est. Cost $21.01 Unrealized 0.0%
HRGG Heritage NOLA Bancorp 0.0%
Value ($000) $51 Shares 3,000 Est. Cost $15.86 Unrealized +5.1%
Leap Therapeutics, Inc. 0.0%
Value ($000) $44 Shares 25,100 Est. Cost $1.75 Unrealized
Macquire Infrastructure Corp 0.0%
Value ($000) $39 Shares 10,350 Est. Cost $3.77 Unrealized
EXP Eagle Materials 0.0%
Value ($000) $29 Shares 288 Est. Cost $147.73 Unrealized -6.1%
GE General Electric 0.0%
Value ($000) $29 Shares 312 Est. Cost $58.52 Unrealized 0.0%
BNS Banc Nova Scotia Halifax 0.0%
Value ($000) $29 Shares 400 Est. Cost $52.85 Unrealized +10.9%
CFFN Capitol Federal 0.0%
Value ($000) $22 Shares 2,000 Est. Cost $8.81 Unrealized -3.7%
CC Chemours Co. 0.0%
Value ($000) $22 Shares 680 Est. Cost $26.84 Unrealized +1.1%
IJR Ishares Core S&P ETF Small Cap 0.0%
Value ($000) $21 Shares 197 Est. Cost $106.60 Unrealized
B.Riley Principal 150 Merger Corp. 0.0%
Value ($000) $20 Shares 2,000 Est. Cost $10.00 Unrealized
RSP Invesco Trust ETF S&P 500 Equal Weight RSP 0.0%
Value ($000) $15 Shares 96 Est. Cost $156.25 Unrealized
RMR RMR Group Inc. 0.0%
Value ($000) $12 Shares 414 Est. Cost $22.77 Unrealized -0.4%
GM General Motors 0.0%
Value ($000) $12 Shares 275 Est. Cost $48.17 Unrealized 0.0%
Digital Bridge Group 0.0%
Value ($000) $11 Shares 1,466 Est. Cost $8.34 Unrealized
STWD Starwood Ppty 0.0%
Value ($000) $10 Shares 400 Est. Cost $25.00 Unrealized
African Gold Acquisition Corporation 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $9.71 Unrealized
SVC Service Properties Trust 0.0%
Value ($000) $9 Shares 1,000 Est. Cost $9.00 Unrealized
VNQ Vanguard Index Real Estate 0.0%
Value ($000) $8 Shares 74 Est. Cost $108.11 Unrealized
RPV Invesco Trust ETF S&P 500 Equal Weight pure Value 0.0%
Value ($000) $7 Shares 78 Est. Cost $89.74 Unrealized
ABT Abbott Labs 0.0%
Value ($000) $6 Shares 50 Est. Cost $115.36 Unrealized 0.0%
AMLP Alerian MLP 0.0%
Value ($000) $5 Shares 120 Est. Cost $33.33 Unrealized
PG Proctor & Gamble 0.0%
Value ($000) $5 Shares 35 Est. Cost $142.14 Unrealized 0.0%
OXY/WS Occidental Pete Corp Warrants exp 8/27 0.0%
Value ($000) $4 Shares 158 Est. Cost $21.65 Unrealized
Sculptor Capital Management 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
WAB WABTEC Corp 0.0%
Value ($000) $2 Shares 12 Est. Cost $89.57 Unrealized +1.1%