Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value ($000): $44,310 (100.0% shares, 0.0% debt)

Holdings (21)

ALDX Aldeyra Therapeutics Inc 30.6%

Value ($000) $13,559 Shares 1,948,090 Est. Cost $5.86 Unrealized -2.5%

— Biohaven Pharmactl Hldg Co L 14.1%

Value ($000) $6,252 Shares 450,422 Est. Cost $32.04 Unrealized —

ALT Altimmune Inc 6.5%

Value ($000) $2,860 Shares 173,864 Est. Cost $12.66 Unrealized -11.3%

GDX Vaneck Gold Miners ETF 5.9%

Value ($000) $2,632 Shares 91,850 Est. Cost $28.66 Unrealized —

SIL Global X Silver Miners ETF 37954Y848 5.7%

Value ($000) $2,527 Shares 89,700 Est. Cost $28.17 Unrealized —

— Verona Pharma 5.6%

Value ($000) $2,493 Shares 95,391 Est. Cost $26.13 Unrealized —

GDXJ Vaneck Junior Gold Miners ETF 4.3%

Value ($000) $1,895 Shares 53,150 Est. Cost $35.65 Unrealized —

— Applied Therapeutics Inc 4.2%

Value ($000) $1,862 Shares 2,450,000 Est. Cost $7.63 Unrealized —

BAH Booz Allen Hamilton HLDG COR 3.1%

Value ($000) $1,359 Shares 13,000 Est. Cost $76.36 Unrealized +28.0%

CVS CVS Health Corp 3.0%

Value ($000) $1,351 Shares 14,500 Est. Cost $62.28 Unrealized +38.0%

— Orgenesis, Inc. 2.8%

Value ($000) $1,238 Shares 634,738 Est. Cost $6.08 Unrealized —

TMO Thermo Fischer Scientific Inc 2.6%

Value ($000) $1,156 Shares 2,100 Est. Cost $471.13 Unrealized +11.4%

— Avadel Pharmaceuticals Plc 2.4%

Value ($000) $1,074 Shares 150,000 Est. Cost $7.16 Unrealized —

MO Altria Group Inc 2.3%

Value ($000) $1,038 Shares 22,700 Est. Cost $30.41 Unrealized +15.2%

Value ($000) $1,008 Shares 4,850 Est. Cost $203.18 Unrealized -3.1%

— Blackstone Group LP 1.7%

Value ($000) $742 Shares 10,000 Est. Cost $34.97 Unrealized —

— OSISKO GOLD ROYALTIES LTD 1.4%

Value ($000) $608 Shares 235,000 Est. Cost $2.66 Unrealized —

SA SEABRIDGE GOLD INC 1.2%

Value ($000) $516 Shares 41,000 Est. Cost $17.42 Unrealized -32.0%

— Anavex Life Sciences Corp 0.2%

Value ($000) $99 Shares 10,681 Est. Cost $10.01 Unrealized —

— HOOKIPA PHARMA 0.1%

Value ($000) $41 Shares 50,000 Est. Cost $0.81 Unrealized —

ENTX Entera Bio Ltd 0.0%

Value ($000) $3 Shares 2,484,275 Est. Cost $3.46 Unrealized -79.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALDX	Aldeyra Therapeutics Inc	1,948,090	$13,559	30.6%	$5.86	-2.5%	COM	01438T106
—	Biohaven Pharmactl Hldg Co L	450,422	$6,252	14.1%	$32.04	—	COM	G11196105
ALT	Altimmune Inc	173,864	$2,860	6.5%	$12.66	-11.3%	COM NEW	02155H200
GDX	Vaneck Gold Miners ETF	91,850	$2,632	5.9%	$28.66	—	Gold Miners ETF	92189F106
SIL	Global X Silver Miners ETF 37954Y848	89,700	$2,527	5.7%	$28.17	—	Global X Silver	37954Y848
—	Verona Pharma	95,391	$2,493	5.6%	$26.13	—	SPONSORED ADS	925050106
GDXJ	Vaneck Junior Gold Miners ETF	53,150	$1,895	4.3%	$35.65	—	Junior Hold Mine	92189F791
—	Applied Therapeutics Inc	2,450,000	$1,862	4.2%	$7.63	—	COM	03828A101
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,359	3.1%	$76.36	+28.0%	CL A	099502106
CVS	CVS Health Corp	14,500	$1,351	3.0%	$62.28	+38.0%	COM	126650100
—	Orgenesis, Inc.	634,738	$1,238	2.8%	$6.08	—	COM	68619K105
TMO	Thermo Fischer Scientific Inc	2,100	$1,156	2.6%	$471.13	+11.4%	COM	883556102
—	Avadel Pharmaceuticals Plc	150,000	$1,074	2.4%	$7.16	—	SPONSORED ADR	05337M104
MO	Altria Group Inc	22,700	$1,038	2.3%	$30.41	+15.2%	COM	02209S103
V	Visa	4,850	$1,008	2.3%	$203.18	-3.1%	COM CL A	92826C839
—	Blackstone Group LP	10,000	$742	1.7%	$34.97	—	COM UNIT LTD	09253U108
—	OSISKO GOLD ROYALTIES LTD	235,000	$608	1.4%	$2.66	—	COM	68827L101
SA	SEABRIDGE GOLD INC	41,000	$516	1.2%	$17.42	-32.0%	COM	811916105
—	Anavex Life Sciences Corp	10,681	$99	0.2%	$10.01	—	COM NEW	003279730
—	HOOKIPA PHARMA	50,000	$41	0.1%	$0.81	—	COM	43906K100
ENTX	Entera Bio Ltd	2,484,275	$3	0.0%	$3.46	-79.1%	SHS	M40527109