Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 14, 2022

Total Value ($000): $171,139 (100.0% shares, 0.0% debt)

Holdings (33)

— Biohaven Pharmactl Hldg Co L 79.6%

Value ($000) $136,181 Shares 900,844 Est. Cost $32.04 Unrealized —

ALDX Aldeyra Therapeutics Inc 5.9%

Value ($000) $10,025 Shares 1,877,305 Est. Cost $5.87 Unrealized +2.2%

ENTX Entera Bio Ltd 1.5%

Value ($000) $2,584 Shares 2,484,275 Est. Cost $3.46 Unrealized -56.3%

ALT Altimmune Inc 1.3%

Value ($000) $2,220 Shares 173,864 Est. Cost $12.66 Unrealized +16.6%

— Anavex Life Sciences Corp 1.3%

Value ($000) $2,175 Shares 210,789 Est. Cost $10.01 Unrealized —

— Orgenesis, Inc. 1.1%

Value ($000) $1,869 Shares 1,316,364 Est. Cost $6.08 Unrealized —

CVS CVS Health Corp 0.8%

Value ($000) $1,384 Shares 14,500 Est. Cost $62.28 Unrealized +40.7%

BAH Booz Allen Hamilton HLDG COR 0.7%

Value ($000) $1,200 Shares 13,000 Est. Cost $76.36 Unrealized +16.2%

TMO Thermo Fischer Scientific Inc 0.6%

Value ($000) $1,066 Shares 2,100 Est. Cost $471.13 Unrealized +17.6%

— Applied Therapeutics Inc 0.6%

Value ($000) $1,006 Shares 1,082,123 Est. Cost $16.32 Unrealized —

MO Altria Group Inc 0.5%

Value ($000) $917 Shares 22,700 Est. Cost $30.41 Unrealized +8.7%

Value ($000) $862 Shares 4,850 Est. Cost $203.18 Unrealized -2.4%

— Blackstone Group LP 0.5%

Value ($000) $838 Shares 10,000 Est. Cost $34.97 Unrealized —

— Corbus Pharmaceuticals HLDGS 0.5%

Value ($000) $833 Shares 5,045,870 Est. Cost $4.99 Unrealized —

GLW Corning Inc 0.5%

Value ($000) $773 Shares 26,600 Est. Cost $33.60 Unrealized -8.5%

AEM AGNICO EAGLE MINES LTD 0.4%

Value ($000) $650 Shares 15,393 Est. Cost $57.06 Unrealized -30.9%

— MAG SILVER CORP 0.4%

Value ($000) $599 Shares 48,000 Est. Cost $13.83 Unrealized —

— Eiger Biopharmaceuticals Inc 0.3%

Value ($000) $586 Shares 585,966 Est. Cost $9.76 Unrealized —

FNV FRANCO NEV CORP 0.3%

Value ($000) $585 Shares 4,900 Est. Cost $141.84 Unrealized -14.1%

— SILVERCREST METALS INC 0.3%

Value ($000) $553 Shares 100,000 Est. Cost $8.60 Unrealized —

— MAVERIX METALS INC 0.3%

Value ($000) $553 Shares 165,000 Est. Cost $4.90 Unrealized —

WPM Wheaton Precious metals 0.3%

Value ($000) $534 Shares 16,500 Est. Cost $41.75 Unrealized -24.0%

— OSISKO GOLD ROYALTIES LTD 0.3%

Value ($000) $529 Shares 235,000 Est. Cost $2.66 Unrealized —

SA SEABRIDGE GOLD INC 0.3%

Value ($000) $487 Shares 41,000 Est. Cost $17.42 Unrealized -27.3%

PAAS PAN AMERN SILVER CORP 0.3%

Value ($000) $468 Shares 29,500 Est. Cost $27.04 Unrealized -35.6%

EQX EQUINOX GOLD CORP 0.2%

Value ($000) $361 Shares 99,000 Est. Cost $9.03 Unrealized -56.9%

— Mirati Therapeutics, Inc 0.2%

Value ($000) $349 Shares 5,000 Est. Cost $82.20 Unrealized —

— Abeona Therapeutics Inc 0.2%

Value ($000) $269 Shares 88,629 Est. Cost $4.67 Unrealized —

— Bioxcel Therapeutics Inc 0.1%

Value ($000) $236 Shares 20,000 Est. Cost $22.35 Unrealized —

CNTX Context Therapeutics Ins 0.1%

Value ($000) $155 Shares 139,520 Est. Cost $2.10 Unrealized -14.4%

ANVS Annovis Bio Inc 0.1%

Value ($000) $147 Shares 14,210 Est. Cost $46.21 Unrealized -71.6%

ORMP Oramed Pharmaceuticals Inc 0.1%

Value ($000) $130 Shares 20,000 Est. Cost $9.55 Unrealized -21.0%

— Soligenix Inc. 0.0%

Value ($000) $15 Shares 34,766 Est. Cost $2.11 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	900,844	$136,181	79.6%	$32.04	—	COM	G11196105
ALDX	Aldeyra Therapeutics Inc	1,877,305	$10,025	5.9%	$5.87	+2.2%	COM	01438T106
ENTX	Entera Bio Ltd	2,484,275	$2,584	1.5%	$3.46	-56.3%	SHS	M40527109
ALT	Altimmune Inc	173,864	$2,220	1.3%	$12.66	+16.6%	COM NEW	02155H200
—	Anavex Life Sciences Corp	210,789	$2,175	1.3%	$10.01	—	COM NEW	003279730
—	Orgenesis, Inc.	1,316,364	$1,869	1.1%	$6.08	—	COM	68619K105
CVS	CVS Health Corp	14,500	$1,384	0.8%	$62.28	+40.7%	COM	126650100
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,200	0.7%	$76.36	+16.2%	CL A	099502106
TMO	Thermo Fischer Scientific Inc	2,100	$1,066	0.6%	$471.13	+17.6%	COM	883556102
—	Applied Therapeutics Inc	1,082,123	$1,006	0.6%	$16.32	—	COM	03828A101
MO	Altria Group Inc	22,700	$917	0.5%	$30.41	+8.7%	COM	02209S103
V	Visa	4,850	$862	0.5%	$203.18	-2.4%	COM CL A	92826C839
—	Blackstone Group LP	10,000	$838	0.5%	$34.97	—	COM UNIT LTD	09253U108
—	Corbus Pharmaceuticals HLDGS	5,045,870	$833	0.5%	$4.99	—	COM	21833P103
GLW	Corning Inc	26,600	$773	0.5%	$33.60	-8.5%	COM	219350105
AEM	AGNICO EAGLE MINES LTD	15,393	$650	0.4%	$57.06	-30.9%	COM	008474108
—	MAG SILVER CORP	48,000	$599	0.4%	$13.83	—	COM	55903Q104
—	Eiger Biopharmaceuticals Inc	585,966	$586	0.3%	$9.76	—	COM	28249U105
FNV	FRANCO NEV CORP	4,900	$585	0.3%	$141.84	-14.1%	COM	351858105
—	SILVERCREST METALS INC	100,000	$553	0.3%	$8.60	—	COM	828363101
—	MAVERIX METALS INC	165,000	$553	0.3%	$4.90	—	COM NEW	57776F405
WPM	Wheaton Precious metals	16,500	$534	0.3%	$41.75	-24.0%	COM	962879102
—	OSISKO GOLD ROYALTIES LTD	235,000	$529	0.3%	$2.66	—	COM	68827L101
SA	SEABRIDGE GOLD INC	41,000	$487	0.3%	$17.42	-27.3%	COM	811916105
PAAS	PAN AMERN SILVER CORP	29,500	$468	0.3%	$27.04	-35.6%	COM	697900108
EQX	EQUINOX GOLD CORP	99,000	$361	0.2%	$9.03	-56.9%	COM	29446Y502
—	Mirati Therapeutics, Inc	5,000	$349	0.2%	$82.20	—	COM	60468T105
—	Abeona Therapeutics Inc	88,629	$269	0.2%	$4.67	—	COM	00289Y107
—	Bioxcel Therapeutics Inc	20,000	$236	0.1%	$22.35	—	COM	09075P105
CNTX	Context Therapeutics Ins	139,520	$155	0.1%	$2.10	-14.4%	COM	21077P108
ANVS	Annovis Bio Inc	14,210	$147	0.1%	$46.21	-71.6%	COM	03615A108
ORMP	Oramed Pharmaceuticals Inc	20,000	$130	0.1%	$9.55	-21.0%	COM NEW	68403P203
—	Soligenix Inc.	34,766	$15	0.0%	$2.11	—	COM	834223307