Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 15, 2023

Total Value ($000): $64,887 (100.0% shares, 0.0% debt)

Holdings (26)

ALDX Aldeyra Therapeutics Inc 31.6%

Value ($000) $20,527 Shares 2,067,160 Est. Cost $5.93 Unrealized +19.1%

— Biohaven Pharmactl Hldg Co L 9.5%

Value ($000) $6,153 Shares 450,422 Est. Cost $32.04 Unrealized —

— Avadel Pharmaceuticals Plc 7.1%

Value ($000) $4,580 Shares 500,000 Est. Cost $7.16 Unrealized —

— Verona Pharma 6.2%

Value ($000) $4,016 Shares 200,000 Est. Cost $22.97 Unrealized —

GDX Vaneck Gold Miners ETF 4.6%

Value ($000) $2,971 Shares 91,850 Est. Cost $28.66 Unrealized —

ENTX Entera Bio Ltd 4.4%

Value ($000) $2,882 Shares 2,484,275 Est. Cost $3.46 Unrealized -71.1%

— Applied Therapeutics Inc 4.3%

Value ($000) $2,798 Shares 3,450,000 Est. Cost $5.66 Unrealized —

SIL Global X Silver Miners ETF 37954Y848 4.2%

Value ($000) $2,756 Shares 89,700 Est. Cost $28.17 Unrealized —

GDXJ Vaneck Junior Gold Miners ETF 3.2%

Value ($000) $2,099 Shares 53,150 Est. Cost $35.65 Unrealized —

OCUL Ocular Therapeutix Inc. 2.3%

Value ($000) $1,504 Shares 200,000 Est. Cost $4.75 Unrealized 0.0%

— OSISKO GOLD ROYALTIES LTD 2.0%

Value ($000) $1,272 Shares 400,000 Est. Cost $2.88 Unrealized —

TMO Thermo Fischer Scientific Inc 1.9%

Value ($000) $1,214 Shares 2,100 Est. Cost $471.13 Unrealized +18.6%

BAH Booz Allen Hamilton HLDG COR 1.9%

Value ($000) $1,205 Shares 13,000 Est. Cost $76.36 Unrealized +17.3%

Value ($000) $1,093 Shares 4,850 Est. Cost $203.18 Unrealized +7.2%

CVS CVS Health Corp 1.7%

Value ($000) $1,077 Shares 14,500 Est. Cost $62.28 Unrealized +20.7%

— Silvercrest Metals Inc CAD 1.6%

Value ($000) $1,044 Shares 170,000 Est. Cost $6.14 Unrealized —

— Omega Therapeutics Inc. 1.6%

Value ($000) $1,043 Shares 173,010 Est. Cost $6.03 Unrealized —

SA SEABRIDGE GOLD INC 1.6%

Value ($000) $1,036 Shares 80,000 Est. Cost $14.95 Unrealized -17.3%

FNV Franco Nev Corp CAD 1.6%

Value ($000) $1,021 Shares 7,000 Est. Cost $135.73 Unrealized 0.0%

MO Altria Group Inc 1.6%

Value ($000) $1,013 Shares 22,700 Est. Cost $30.41 Unrealized +19.3%

NOC Northrop Grumman Corp 1.5%

Value ($000) $1,000 Shares 2,165 Est. Cost $442.02 Unrealized 0.0%

— Orgenesis, Inc. 1.2%

Value ($000) $749 Shares 634,738 Est. Cost $6.08 Unrealized —

ALT Altimmune Inc 1.1%

Value ($000) $734 Shares 173,864 Est. Cost $12.66 Unrealized -6.2%

OCUL Ocular Therapeutix Inc. 0.8%

Value ($000) $505 Shares 95,800 Est. Cost $4.75 Unrealized 0.0%

IRD Ocuphire Pharma Inc. 0.6%

Value ($000) $375 Shares 100,000 Est. Cost $3.59 Unrealized 0.0%

— HOOKIPA PHARMA 0.3%

Value ($000) $221 Shares 300,000 Est. Cost $0.75 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALDX	Aldeyra Therapeutics Inc	2,067,160	$20,527	31.6%	$5.93	+19.1%	COM	01438T106
—	Biohaven Pharmactl Hldg Co L	450,422	$6,153	9.5%	$32.04	—	COM	G11196105
—	Avadel Pharmaceuticals Plc	500,000	$4,580	7.1%	$7.16	—	Call	05337M104
—	Verona Pharma	200,000	$4,016	6.2%	$22.97	—	SPONSORED ADS	925050106
GDX	Vaneck Gold Miners ETF	91,850	$2,971	4.6%	$28.66	—	Gold Miners ETF	92189F106
ENTX	Entera Bio Ltd	2,484,275	$2,882	4.4%	$3.46	-71.1%	SHS	M40527109
—	Applied Therapeutics Inc	3,450,000	$2,798	4.3%	$5.66	—	COM	03828A101
SIL	Global X Silver Miners ETF 37954Y848	89,700	$2,756	4.2%	$28.17	—	Global X Silver	37954Y848
GDXJ	Vaneck Junior Gold Miners ETF	53,150	$2,099	3.2%	$35.65	—	Junior Hold Mine	92189F791
OCUL	Ocular Therapeutix Inc.	200,000	$1,504	2.3%	$4.75	0.0%	COM	67576A100
—	OSISKO GOLD ROYALTIES LTD	400,000	$1,272	2.0%	$2.88	—	COM	68827L101
TMO	Thermo Fischer Scientific Inc	2,100	$1,214	1.9%	$471.13	+18.6%	COM	883556102
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,205	1.9%	$76.36	+17.3%	CL A	099502106
V	Visa	4,850	$1,093	1.7%	$203.18	+7.2%	COM CL A	92826C839
CVS	CVS Health Corp	14,500	$1,077	1.7%	$62.28	+20.7%	COM	126650100
—	Silvercrest Metals Inc CAD	170,000	$1,044	1.6%	$6.14	—	COM	828363101
—	Omega Therapeutics Inc.	173,010	$1,043	1.6%	$6.03	—	COM	68217N105
SA	SEABRIDGE GOLD INC	80,000	$1,036	1.6%	$14.95	-17.3%	COM	811916105
FNV	Franco Nev Corp CAD	7,000	$1,021	1.6%	$135.73	0.0%	COM	351858105
MO	Altria Group Inc	22,700	$1,013	1.6%	$30.41	+19.3%	COM	02209S103
NOC	Northrop Grumman Corp	2,165	$1,000	1.5%	$442.02	0.0%	COM	666807102
—	Orgenesis, Inc.	634,738	$749	1.2%	$6.08	—	COM	68619K105
ALT	Altimmune Inc	173,864	$734	1.1%	$12.66	-6.2%	COM NEW	02155H200
OCUL	Ocular Therapeutix Inc.	95,800	$505	0.8%	$4.75	0.0%	Call	67576A100
IRD	Ocuphire Pharma Inc.	100,000	$375	0.6%	$3.59	0.0%	COM	67577R102
—	HOOKIPA PHARMA	300,000	$221	0.3%	$0.75	—	COM	43906K100