Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 15, 2023

Total Value ($000): $82,490 (100.0% shares, 0.0% debt)

Holdings (27)

ALDX Aldeyra Therapeutics Inc 30.7%

Value ($000) $25,301 Shares 3,015,668 Est. Cost $7.17 Unrealized +37.5%

— Biohaven Pharmactl Hldg Co L 13.1%

Value ($000) $10,774 Shares 450,422 Est. Cost $32.04 Unrealized —

— Avadel Pharmaceuticals Plc 10.0%

Value ($000) $8,240 Shares 500,000 Est. Cost $16.48 Unrealized —

— HOOKIPA PHARMA 5.9%

Value ($000) $4,855 Shares 5,517,385 Est. Cost $0.87 Unrealized —

— Applied Therapeutics Inc 5.4%

Value ($000) $4,416 Shares 3,450,000 Est. Cost $5.66 Unrealized —

— Verona Pharma 5.1%

Value ($000) $4,228 Shares 200,000 Est. Cost $22.97 Unrealized —

GDX Vaneck Gold Miners ETF 3.4%

Value ($000) $2,766 Shares 91,850 Est. Cost $28.66 Unrealized —

SIL Global X Silver Miners ETF 37954Y848 2.8%

Value ($000) $2,331 Shares 89,700 Est. Cost $28.17 Unrealized —

ENTX Entera Bio Ltd 2.5%

Value ($000) $2,094 Shares 2,484,275 Est. Cost $3.46 Unrealized -75.3%

GDXJ Vaneck Junior Gold Miners ETF 2.3%

Value ($000) $1,895 Shares 53,150 Est. Cost $35.65 Unrealized —

BAH Booz Allen Hamilton HLDG COR 1.8%

Value ($000) $1,451 Shares 13,000 Est. Cost $76.36 Unrealized +22.6%

Value ($000) $1,152 Shares 4,850 Est. Cost $203.18 Unrealized +10.5%

TMO Thermo Fischer Scientific Inc 1.3%

Value ($000) $1,096 Shares 2,100 Est. Cost $471.13 Unrealized +13.6%

OCUL Ocular Therapeutix Inc. 1.3%

Value ($000) $1,032 Shares 200,000 Est. Cost $4.75 Unrealized +25.2%

MO Altria Group Inc 1.2%

Value ($000) $1,028 Shares 22,700 Est. Cost $30.41 Unrealized +20.2%

CVS CVS Health Corp 1.2%

Value ($000) $1,002 Shares 14,500 Est. Cost $62.28 Unrealized +3.2%

FNV Franco Nev Corp CAD 1.2%

Value ($000) $998 Shares 7,000 Est. Cost $135.73 Unrealized +7.9%

— Silvercrest Metals Inc CAD 1.2%

Value ($000) $996 Shares 170,000 Est. Cost $6.14 Unrealized —

NOC Northrop Grumman Corp 1.2%

Value ($000) $987 Shares 2,165 Est. Cost $442.02 Unrealized -1.9%

— OSISKO GOLD ROYALTIES LTD 1.2%

Value ($000) $969 Shares 400,000 Est. Cost $2.88 Unrealized —

— Omega Therapeutics Inc. 1.2%

Value ($000) $969 Shares 173,010 Est. Cost $6.03 Unrealized —

SA SEABRIDGE GOLD INC 1.2%

Value ($000) $964 Shares 80,000 Est. Cost $14.95 Unrealized -9.1%

— Orgenesis, Inc. 1.1%

Value ($000) $882 Shares 634,738 Est. Cost $6.08 Unrealized —

OCUL Ocular Therapeutix Inc. 1.0%

Value ($000) $814 Shares 95,800 Est. Cost $4.75 Unrealized +25.2%

ALT Altimmune Inc 0.7%

Value ($000) $614 Shares 173,864 Est. Cost $12.66 Unrealized -64.5%

IRD Ocuphire Pharma Inc. 0.5%

Value ($000) $434 Shares 100,000 Est. Cost $3.59 Unrealized +32.2%

— BioXcell 0.2%

Value ($000) $200 Shares 30,000 Est. Cost $6.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALDX	Aldeyra Therapeutics Inc	3,015,668	$25,301	30.7%	$7.17	+37.5%	COM	01438T106
—	Biohaven Pharmactl Hldg Co L	450,422	$10,774	13.1%	$32.04	—	COM	G11196105
—	Avadel Pharmaceuticals Plc	500,000	$8,240	10.0%	$16.48	—	SPONSORED ADR	05337M104
—	HOOKIPA PHARMA	5,517,385	$4,855	5.9%	$0.87	—	COM	43906K100
—	Applied Therapeutics Inc	3,450,000	$4,416	5.4%	$5.66	—	COM	03828A101
—	Verona Pharma	200,000	$4,228	5.1%	$22.97	—	SPONSORED ADS	925050106
GDX	Vaneck Gold Miners ETF	91,850	$2,766	3.4%	$28.66	—	Gold Miners ETF	92189F106
SIL	Global X Silver Miners ETF 37954Y848	89,700	$2,331	2.8%	$28.17	—	Global X Silver	37954Y848
ENTX	Entera Bio Ltd	2,484,275	$2,094	2.5%	$3.46	-75.3%	SHS	M40527109
GDXJ	Vaneck Junior Gold Miners ETF	53,150	$1,895	2.3%	$35.65	—	Junior Hold Mine	92189F791
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,451	1.8%	$76.36	+22.6%	CL A	099502106
V	Visa	4,850	$1,152	1.4%	$203.18	+10.5%	COM CL A	92826C839
TMO	Thermo Fischer Scientific Inc	2,100	$1,096	1.3%	$471.13	+13.6%	COM	883556102
OCUL	Ocular Therapeutix Inc.	200,000	$1,032	1.3%	$4.75	+25.2%	COM	67576A100
MO	Altria Group Inc	22,700	$1,028	1.2%	$30.41	+20.2%	COM	02209S103
CVS	CVS Health Corp	14,500	$1,002	1.2%	$62.28	+3.2%	COM	126650100
FNV	Franco Nev Corp CAD	7,000	$998	1.2%	$135.73	+7.9%	COM	351858105
—	Silvercrest Metals Inc CAD	170,000	$996	1.2%	$6.14	—	COM	828363101
NOC	Northrop Grumman Corp	2,165	$987	1.2%	$442.02	-1.9%	COM	666807102
—	OSISKO GOLD ROYALTIES LTD	400,000	$969	1.2%	$2.88	—	COM	68827L101
—	Omega Therapeutics Inc.	173,010	$969	1.2%	$6.03	—	COM	68217N105
SA	SEABRIDGE GOLD INC	80,000	$964	1.2%	$14.95	-9.1%	COM	811916105
—	Orgenesis, Inc.	634,738	$882	1.1%	$6.08	—	COM	68619K105
OCUL	Ocular Therapeutix Inc.	95,800	$814	1.0%	$4.75	+25.2%	Call	67576A100
ALT	Altimmune Inc	173,864	$614	0.7%	$12.66	-64.5%	COM NEW	02155H200
IRD	Ocuphire Pharma Inc.	100,000	$434	0.5%	$3.59	+32.2%	COM	67577R102
—	BioXcell	30,000	$200	0.2%	$6.66	—	COM	09075P105