Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $96,337 (100.0% shares, 0.0% debt)

Holdings (37)

ALDX Aldeyra Therapeutics Inc 21.0%

Value ($000) $20,253 Shares 3,031,915 Est. Cost $7.17 Unrealized +3.5%

— Applied Therapeutics Inc 13.3%

Value ($000) $12,854 Shares 5,162,088 Est. Cost $4.61 Unrealized —

— Biohaven Pharmactl Hldg Co L 13.2%

Value ($000) $12,756 Shares 490,422 Est. Cost $31.55 Unrealized —

— Avadel Pharmaceuticals Plc 6.4%

Value ($000) $6,180 Shares 600,000 Est. Cost $15.45 Unrealized —

— HOOKIPA PHARMA 3.5%

Value ($000) $3,399 Shares 5,517,385 Est. Cost $0.87 Unrealized —

— Verona Pharma 3.4%

Value ($000) $3,260 Shares 200,000 Est. Cost $22.97 Unrealized —

SA SEABRIDGE GOLD INC 2.7%

Value ($000) $2,602 Shares 246,597 Est. Cost $12.86 Unrealized -7.8%

GDX Vaneck Gold Miners ETF 2.6%

Value ($000) $2,472 Shares 91,850 Est. Cost $28.66 Unrealized —

SIL Global X Silver Miners ETF 37954Y848 2.2%

Value ($000) $2,144 Shares 89,700 Est. Cost $28.17 Unrealized —

KGC Kinross Gold Corp 2.1%

Value ($000) $2,006 Shares 440,000 Est. Cost $4.90 Unrealized 0.0%

FNV Franco Nev Corp CAD 2.0%

Value ($000) $1,936 Shares 14,500 Est. Cost $137.03 Unrealized +0.9%

WPM Wheaton Precious Metals Corp 2.0%

Value ($000) $1,926 Shares 47,500 Est. Cost $42.26 Unrealized 0.0%

AEM Agnico Eagle Mines Ltd 1.9%

Value ($000) $1,818 Shares 40,000 Est. Cost $46.66 Unrealized 0.0%

— Silvercrest Metals Inc CAD 1.9%

Value ($000) $1,808 Shares 410,000 Est. Cost $5.13 Unrealized —

ENTX Entera Bio Ltd 1.9%

Value ($000) $1,801 Shares 2,484,275 Est. Cost $3.46 Unrealized -78.7%

EQX Equinox Gold Corp 1.8%

Value ($000) $1,781 Shares 420,929 Est. Cost $4.82 Unrealized 0.0%

GDXJ Vaneck Junior Gold Miners ETF 1.8%

Value ($000) $1,713 Shares 53,150 Est. Cost $35.65 Unrealized —

— Mag Silver Corp 1.7%

Value ($000) $1,659 Shares 160,000 Est. Cost $10.37 Unrealized —

BAH Booz Allen Hamilton HLDG COR 1.5%

Value ($000) $1,421 Shares 13,000 Est. Cost $76.36 Unrealized +43.4%

AG First Majestic Silver Corp 1.5%

Value ($000) $1,411 Shares 275,000 Est. Cost $5.90 Unrealized 0.0%

Value ($000) $1,116 Shares 4,850 Est. Cost $203.18 Unrealized +16.2%

TMO Thermo Fischer Scientific Inc 1.1%

Value ($000) $1,063 Shares 2,100 Est. Cost $471.13 Unrealized +12.3%

CVS CVS Health Corp 1.1%

Value ($000) $1,012 Shares 14,500 Est. Cost $62.28 Unrealized +3.7%

MO Altria Group Inc 1.0%

Value ($000) $955 Shares 22,700 Est. Cost $30.41 Unrealized +19.8%

NOC Northrop Grumman Corp 1.0%

Value ($000) $953 Shares 2,165 Est. Cost $442.02 Unrealized -4.6%

AGI Alamos Gold Inc 0.9%

Value ($000) $903 Shares 80,000 Est. Cost $11.90 Unrealized 0.0%

LMT Lockheed Martin Corp 0.9%

Value ($000) $879 Shares 2,150 Est. Cost $415.09 Unrealized 0.0%

RGLD Royal Gold Inc. 0.8%

Value ($000) $803 Shares 7,550 Est. Cost $113.67 Unrealized 0.0%

PAAS Pan American Silver Corp 0.8%

Value ($000) $783 Shares 54,085 Est. Cost $15.65 Unrealized 0.0%

— OSISKO GOLD ROYALTIES LTD 0.8%

Value ($000) $732 Shares 400,000 Est. Cost $2.88 Unrealized —

AMLX Amylyx 0.5%

Value ($000) $454 Shares 24,772 Est. Cost $21.15 Unrealized 0.0%

— Orgenesis, Inc. 0.4%

Value ($000) $394 Shares 634,738 Est. Cost $6.08 Unrealized —

— Omega Therapeutics Inc. 0.4%

Value ($000) $372 Shares 173,010 Est. Cost $6.03 Unrealized —

IRD Ocuphire Pharma Inc. 0.3%

Value ($000) $335 Shares 100,000 Est. Cost $3.59 Unrealized +11.8%

NEWP New Pac Metals Corp 0.2%

Value ($000) $233 Shares 131,654 Est. Cost $2.34 Unrealized 0.0%

— BioXcell 0.2%

Value ($000) $152 Shares 60,000 Est. Cost $4.59 Unrealized —

OCUL Ocular Therapeutix Inc. 0.0%

Value ($000) $1 Shares 400 Est. Cost $4.75 Unrealized -13.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALDX	Aldeyra Therapeutics Inc	3,031,915	$20,253	21.0%	$7.17	+3.5%	COM	01438T106
—	Applied Therapeutics Inc	5,162,088	$12,854	13.3%	$4.61	—	COM	03828A101
—	Biohaven Pharmactl Hldg Co L	490,422	$12,756	13.2%	$31.55	—	COM	G11196105
—	Avadel Pharmaceuticals Plc	600,000	$6,180	6.4%	$15.45	—	SPONSORED ADR	05337M104
—	HOOKIPA PHARMA	5,517,385	$3,399	3.5%	$0.87	—	COM	43906K100
—	Verona Pharma	200,000	$3,260	3.4%	$22.97	—	SPONSORED ADS	925050106
SA	SEABRIDGE GOLD INC	246,597	$2,602	2.7%	$12.86	-7.8%	COM	811916105
GDX	Vaneck Gold Miners ETF	91,850	$2,472	2.6%	$28.66	—	Gold Miners ETF	92189F106
SIL	Global X Silver Miners ETF 37954Y848	89,700	$2,144	2.2%	$28.17	—	Global X Silver	37954Y848
KGC	Kinross Gold Corp	440,000	$2,006	2.1%	$4.90	0.0%	COM	496902404
FNV	Franco Nev Corp CAD	14,500	$1,936	2.0%	$137.03	+0.9%	COM	351858105
WPM	Wheaton Precious Metals Corp	47,500	$1,926	2.0%	$42.26	0.0%	COM	962879102
AEM	Agnico Eagle Mines Ltd	40,000	$1,818	1.9%	$46.66	0.0%	COM	008474108
—	Silvercrest Metals Inc CAD	410,000	$1,808	1.9%	$5.13	—	COM	828363101
ENTX	Entera Bio Ltd	2,484,275	$1,801	1.9%	$3.46	-78.7%	SHS	M40527109
EQX	Equinox Gold Corp	420,929	$1,781	1.8%	$4.82	0.0%	COM	29446Y502
GDXJ	Vaneck Junior Gold Miners ETF	53,150	$1,713	1.8%	$35.65	—	Junior Hold Mine	92189F791
—	Mag Silver Corp	160,000	$1,659	1.7%	$10.37	—	COM	55903Q104
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,421	1.5%	$76.36	+43.4%	CL A	099502106
AG	First Majestic Silver Corp	275,000	$1,411	1.5%	$5.90	0.0%	COM	32076V103
V	Visa	4,850	$1,116	1.2%	$203.18	+16.2%	COM CL A	92826C839
TMO	Thermo Fischer Scientific Inc	2,100	$1,063	1.1%	$471.13	+12.3%	COM	883556102
CVS	CVS Health Corp	14,500	$1,012	1.1%	$62.28	+3.7%	COM	126650100
MO	Altria Group Inc	22,700	$955	1.0%	$30.41	+19.8%	COM	02209S103
NOC	Northrop Grumman Corp	2,165	$953	1.0%	$442.02	-4.6%	COM	666807102
AGI	Alamos Gold Inc	80,000	$903	0.9%	$11.90	0.0%	COM CL New	011532108
LMT	Lockheed Martin Corp	2,150	$879	0.9%	$415.09	0.0%	COM	539830109
RGLD	Royal Gold Inc.	7,550	$803	0.8%	$113.67	0.0%	COM	780287108
PAAS	Pan American Silver Corp	54,085	$783	0.8%	$15.65	0.0%	COM	697900108
—	OSISKO GOLD ROYALTIES LTD	400,000	$732	0.8%	$2.88	—	COM	68827L101
AMLX	Amylyx	24,772	$454	0.5%	$21.15	0.0%	COM NEW	03237H101
—	Orgenesis, Inc.	634,738	$394	0.4%	$6.08	—	COM	68619K105
—	Omega Therapeutics Inc.	173,010	$372	0.4%	$6.03	—	COM	68217N105
IRD	Ocuphire Pharma Inc.	100,000	$335	0.3%	$3.59	+11.8%	COM	67577R102
NEWP	New Pac Metals Corp	131,654	$233	0.2%	$2.34	0.0%	COM	64782A107
—	BioXcell	60,000	$152	0.2%	$4.59	—	COM	09075P105
OCUL	Ocular Therapeutix Inc.	400	$1	0.0%	$4.75	-13.8%	COM	67576A100