Knott David M Jr Diversified Active

CIK: 0001892770 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 13, 2024

Total Value ($000): $262 (100.0% shares, 0.0% debt)

Holdings (113)

Calumet Specialty Products Partners, LP 29.5%
Value ($000) $77 Shares 4,325,000 Est. Cost $13.24 Unrealized
APO Apollo Global Management, Inc. 8.0%
Value ($000) $21 Shares 225,000 Est. Cost $64.08 Unrealized +33.5%
FTAI FTAI Aviation Ltd. 7.5%
Value ($000) $20 Shares 425,000 Est. Cost $15.67 Unrealized +148.0%
CLOZ The Panagram BBB-B CLO ETF 7.3%
Value ($000) $19 Shares 719,368 Est. Cost $0.03 Unrealized
GOOG Alphabet Inc-Cl C 6.0%
Value ($000) $16 Shares 112,220 Est. Cost $112.46 Unrealized +19.8%
DCGO DocGo, Inc. 4.1%
Value ($000) $11 Shares 1,925,000 Est. Cost $8.66 Unrealized -33.7%
ARDX Ardelyx, Inc. 3.3%
Value ($000) $9 Shares 1,380,000 Est. Cost $1.37 Unrealized +228.1%
LGND Ligand Pharmaceuticals Incorporated 3.1%
Value ($000) $8 Shares 115,000 Est. Cost $85.49 Unrealized -31.0%
ICLO The Invesco AAA Floating Rate Note ETF 3.0%
Value ($000) $8 Shares 307,019 Est. Cost $0.03 Unrealized
OABI OmniAb Inc. 2.6%
Value ($000) $7 Shares 1,086,505 Est. Cost $5.33 Unrealized -7.7%
VKTX Viking Therapeutics, Inc. 1.9%
Value ($000) $5 Shares 270,822 Est. Cost $11.25 Unrealized +16.3%
JAAA Janus Henderson AAA CLO ETF 1.8%
Value ($000) $5 Shares 93,647 Est. Cost $0.05 Unrealized
JPM JPMorgan Chase & Co. 1.4%
Value ($000) $4 Shares 20,985 Est. Cost $142.30 Unrealized +1.8%
Avadel Pharmaceuticals plc 1.4%
Value ($000) $4 Shares 251,850 Est. Cost $5.76 Unrealized
MDGL Madrigal Pharmaaceuticals, Inc. 1.3%
Value ($000) $3 Shares 14,800 Est. Cost $171.81 Unrealized +1.8%
PFE Pfizer Inc. 1.1%
Value ($000) $3 Shares 97,537 Est. Cost $40.70 Unrealized -35.1%
CSX CSX Corporation 0.9%
Value ($000) $2 Shares 70,000 Est. Cost $28.73 Unrealized +7.4%
GSK GSK plc 0.9%
Value ($000) $2 Shares 65,000 Est. Cost $0.04 Unrealized
Inozyme Pharma, Inc. 0.9%
Value ($000) $2 Shares 564,549 Est. Cost $0.00 Unrealized
CLOX The Panagram AAA CLO ETF 0.9%
Value ($000) $2 Shares 92,956 Est. Cost $0.03 Unrealized
SNY Sanofi 0.9%
Value ($000) $2 Shares 47,000 Est. Cost $0.05 Unrealized
CPRX Catalyst Pharmaceuticals, Inc. 0.8%
Value ($000) $2 Shares 125,450 Est. Cost $13.67 Unrealized 0.0%
TVTX Travere Therapeutics, Inc. 0.8%
Value ($000) $2 Shares 221,005 Est. Cost $10.38 Unrealized -29.9%
CHRS Coherus Biosciences, Inc. 0.7%
Value ($000) $2 Shares 526,312 Est. Cost $5.12 Unrealized -47.7%
CVE Cenovus Energy Inc. 0.6%
Value ($000) $2 Shares 95,000 Est. Cost $18.15 Unrealized -5.0%
Janus Henderson AAA CLO ETF 0.6%
Value ($000) $2 Shares 31,432 Est. Cost $0.05 Unrealized
AB AllianceBernstein Holding L.P. 0.6%
Value ($000) $2 Shares 49,000 Est. Cost $48.83 Unrealized
RHP Ryman Hospitality Properties, Inc. 0.5%
Value ($000) $1 Shares 12,000 Est. Cost $92.38 Unrealized
VRTX Vertex Pharmaceuticals, Inc. 0.5%
Value ($000) $1 Shares 3,000 Est. Cost $194.45 Unrealized +90.0%
PTGX Protagonist Therapeutics, Inc 0.5%
Value ($000) $1 Shares 52,368 Est. Cost $19.40 Unrealized -9.8%
XENE Xenon Pharmaceuticals Inc. 0.4%
Value ($000) $1 Shares 23,866 Est. Cost $29.88 Unrealized +18.2%
MDLZ Mondelez International, Inc. 0.4%
Value ($000) $1 Shares 14,000 Est. Cost $64.31 Unrealized 0.0%
ABEO Abeona Therapeutics Inc. 0.4%
Value ($000) $1 Shares 198,300 Est. Cost $3.81 Unrealized +15.4%
XERS Xeris Biopharma Holdings, Inc. 0.3%
Value ($000) $1 Shares 387,910 Est. Cost $1.85 Unrealized 0.0%
ABBV AbbVie Inc. 0.3%
Value ($000) $1 Shares 5,037 Est. Cost $114.08 Unrealized +19.0%
Evolus, Inc. 0.3%
Value ($000) $1 Shares 73,066 Est. Cost $0.01 Unrealized
DD DuPont de Nemours, Inc. 0.3%
Value ($000) $1 Shares 9,930 Est. Cost $29.21 Unrealized -0.7%
KMB Kimberly-Clark Corporation 0.3%
Value ($000) $1 Shares 6,000 Est. Cost $115.26 Unrealized -3.5%
Verona Pharma PLC. 0.2%
Value ($000) $1 Shares 32,672 Est. Cost $0.02 Unrealized
SYRS Syros Pharmaceutical, Inc 0.2%
Value ($000) $1 Shares 79,927 Est. Cost $3.26 Unrealized +5.0%
DOW Dow Inc. 0.2%
Value ($000) $1 Shares 11,136 Est. Cost $45.04 Unrealized -0.8%
MSFT Microsoft Corporation 0.2%
Value ($000) $1 Shares 1,600 Est. Cost $307.17 Unrealized +14.1%
CTVA Corteva, Inc. 0.2%
Value ($000) $1 Shares 11,563 Est. Cost $43.54 Unrealized +6.9%
CNQ Canadian Natural Resources Limited 0.2%
Value ($000) $1 Shares 8,400 Est. Cost $18.73 Unrealized +59.3%
Seres Therapeutics, Inc. 0.2%
Value ($000) $1 Shares 370,730 Est. Cost $0.29 Unrealized
BBIO Bridgebio Pharma, Inc. 0.2%
Value ($000) $0 Shares 12,000 Est. Cost $28.79 Unrealized +4.3%
AAPL Apple Inc. 0.2%
Value ($000) $0 Shares 2,494 Est. Cost $153.75 Unrealized +18.9%
KO Coca-Cola Co. 0.2%
Value ($000) $0 Shares 7,600 Est. Cost $49.18 Unrealized +8.3%
ROIV Roivant Science Ltd. 0.2%
Value ($000) $0 Shares 37,200 Est. Cost $9.75 Unrealized 0.0%
XOMA XOMA Corporation 0.1%
Value ($000) $0 Shares 19,722 Est. Cost $17.92 Unrealized -8.1%
IBM International Business Machines 0.1%
Value ($000) $0 Shares 2,142 Est. Cost $120.73 Unrealized +17.2%
CAG Conagra Brands, Inc. 0.1%
Value ($000) $0 Shares 10,000 Est. Cost $26.97 Unrealized -7.6%
XBI SPDR S&P Biotech ETF 0.1%
Value ($000) $0 Shares 3,000 Est. Cost $0.09 Unrealized
FSK FS KKR Capital Corp. 0.1%
Value ($000) $0 Shares 11,425 Est. Cost $14.14 Unrealized 0.0%
BRSL International Game Technology PLC 0.1%
Value ($000) $0 Shares 7,500 Est. Cost $21.23 Unrealized 0.0%
LLY Eli Lilly & Co. 0.1%
Value ($000) $0 Shares 300 Est. Cost $243.85 Unrealized +135.8%
LEGH Legacy Housing Corporation 0.1%
Value ($000) $0 Shares 6,500 Est. Cost $22.33 Unrealized -5.2%
FSBW FS Bancorp, Inc. 0.1%
Value ($000) $0 Shares 4,380 Est. Cost $29.98 Unrealized -2.3%
Kiwetinohk Energy Corp. 0.1%
Value ($000) $0 Shares 17,700 Est. Cost $10.91 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $0 Shares 922 Est. Cost $150.72 Unrealized -4.7%
FNB F.N.B. Corporation 0.0%
Value ($000) $0 Shares 8,905 Est. Cost $11.30 Unrealized -2.5%
TotalEnergies SE - ADR 0.0%
Value ($000) $0 Shares 1,600 Est. Cost $49.52 Unrealized
X4 Pharmaceutials, Inc. 0.0%
Value ($000) $0 Shares 119,300 Est. Cost $0.00 Unrealized
South State Corporation 0.0%
Value ($000) $0 Shares 1,068 Est. Cost $80.52 Unrealized
AVGO Broadcom, Inc. 0.0%
Value ($000) $0 Shares 71 Est. Cost $52.39 Unrealized +76.0%
IWP iShares Russell Mid-Cap Growth 0.0%
Value ($000) $0 Shares 695 Est. Cost $79.14 Unrealized
EBC Eastern Bankshares Inc 0.0%
Value ($000) $0 Shares 5,000 Est. Cost $14.08 Unrealized -16.9%
VLY Valley National Bancorp 0.0%
Value ($000) $0 Shares 6,400 Est. Cost $13.92 Unrealized -35.6%
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $0 Shares 1,249 Est. Cost $36.77 Unrealized +59.4%
NVDA Nvidia Corp 0.0%
Value ($000) $0 Shares 128 Est. Cost $18.84 Unrealized +145.8%
IMVT Immunovant Inc. 0.0%
Value ($000) $0 Shares 1,485 Est. Cost $36.80 Unrealized 0.0%
HRGG Heritage NOLA Bancorp, Inc. 0.0%
Value ($000) $0 Shares 3,000 Est. Cost $15.86 Unrealized +14.6%
KVUE Kenvue, Inc. 0.0%
Value ($000) $0 Shares 2,235 Est. Cost $21.04 Unrealized -12.5%
EXP Eagle Materials Inc. 0.0%
Value ($000) $0 Shares 228 Est. Cost $147.73 Unrealized +17.9%
AMZN Amazon.com Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $125.13 Unrealized +12.0%
URI United Rental, Inc. 0.0%
Value ($000) $0 Shares 78 Est. Cost $284.96 Unrealized +62.4%
DHR Danaher Corporation 0.0%
Value ($000) $0 Shares 180 Est. Cost $226.23 Unrealized -7.0%
Alphabet Inc CL A 0.0%
Value ($000) $0 Shares 300 Est. Cost $0.12 Unrealized
CYPH Leap Therapeutics, Inc. 0.0%
Value ($000) $0 Shares 10,000 Est. Cost $2.16 Unrealized 0.0%
Quanta Services, Inc. 0.0%
Value ($000) $0 Shares 176 Est. Cost $0.19 Unrealized
WMT Wal-Mart Stores, Inc. 0.0%
Value ($000) $0 Shares 225 Est. Cost $45.79 Unrealized +12.8%
IJR iShares Core S&P Small-Cap 0.0%
Value ($000) $0 Shares 313 Est. Cost $97.74 Unrealized
IWS iShares Russell Mid-Cap Value 0.0%
Value ($000) $0 Shares 273 Est. Cost $102.56 Unrealized
IWO iShares Russell 2000 Growth 0.0%
Value ($000) $0 Shares 118 Est. Cost $203.39 Unrealized
United Healthcare Corp. 0.0%
Value ($000) $0 Shares 57 Est. Cost $0.51 Unrealized
Equinix Inc 0.0%
Value ($000) $0 Shares 37 Est. Cost $0.81 Unrealized
Linde PLC 0.0%
Value ($000) $0 Shares 70 Est. Cost $0.37 Unrealized
IQV IQVIA Holdings Inc 0.0%
Value ($000) $0 Shares 122 Est. Cost $205.32 Unrealized 0.0%
HD Home Depot Inc. 0.0%
Value ($000) $0 Shares 80 Est. Cost $269.01 Unrealized +9.2%
Blackstone Group LP 0.0%
Value ($000) $0 Shares 210 Est. Cost $0.10 Unrealized
Blackrock, Inc. 0.0%
Value ($000) $0 Shares 31 Est. Cost $612.90 Unrealized
Medtronic, Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $89.52 Unrealized
Arch Resources Ltd. 0.0%
Value ($000) $0 Shares 1,229 Est. Cost $12.21 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $544.70 Unrealized -11.7%
CMG Chipotle Mexican Grill, Inc. 0.0%
Value ($000) $0 Shares 10 Est. Cost $27.86 Unrealized +49.3%
VMC Vulcan Materials Co 0.0%
Value ($000) $0 Shares 103 Est. Cost $160.39 Unrealized +30.0%
Adobe 0.0%
Value ($000) $0 Shares 35 Est. Cost $0.49 Unrealized
General Electric Company 0.0%
Value ($000) $0 Shares 162 Est. Cost $0.09 Unrealized
CRM Salesforce, Inc. 0.0%
Value ($000) $0 Shares 77 Est. Cost $174.57 Unrealized +28.1%
LULU Lululemon Athletica Inc. 0.0%
Value ($000) $0 Shares 39 Est. Cost $320.46 Unrealized +34.8%
SLB Schlumberger Limited 0.0%
Value ($000) $0 Shares 292 Est. Cost $38.29 Unrealized +33.7%
CVX Chevron Corporation 0.0%
Value ($000) $0 Shares 96 Est. Cost $142.70 Unrealized -3.4%
CFFN Capitol Federal Financial, Inc. 0.0%
Value ($000) $0 Shares 2,000 Est. Cost $8.81 Unrealized -46.9%
ConocoPhillips 0.0%
Value ($000) $0 Shares 113 Est. Cost $0.12 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $0 Shares 333 Est. Cost $29.49 Unrealized +3.0%
KD Kyndryl Holdings Inc. 0.0%
Value ($000) $0 Shares 428 Est. Cost $14.19 Unrealized +20.4%
GEHC GE Healthcare Technologies 0.0%
Value ($000) $0 Shares 104 Est. Cost $69.79 Unrealized 0.0%
FaZe Holdings Inc. 0.0%
Value ($000) $0 Shares 667 Est. Cost $0.01 Unrealized
CC The Chemours Company 0.0%
Value ($000) $0 Shares 240 Est. Cost $26.84 Unrealized -7.3%
STWD Starwood Property Trust, Inc. 0.0%
Value ($000) $0 Shares 400 Est. Cost $25.00 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $0 Shares 50 Est. Cost $115.36 Unrealized -16.7%
PG The Procter & Gamble Company 0.0%
Value ($000) $0 Shares 35 Est. Cost $142.14 Unrealized -1.1%
WAB Wabtec Corporation 0.0%
Value ($000) $0 Shares 6 Est. Cost $89.57 Unrealized +24.7%