Knott David M Jr Diversified Active

CIK: 0001892770 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 13, 2023

Total Value ($000): $262 (100.0% shares, 0.0% debt)

Holdings (132)

Calumet Specialty Products Partners, LP 31.5%
Value ($000) $83 Shares 4,325,000 Est. Cost $13.24 Unrealized
APO Apollo Global Management, Inc. 7.7%
Value ($000) $20 Shares 225,000 Est. Cost $64.08 Unrealized +26.5%
FTAI FTAI Aviation Ltd. 5.8%
Value ($000) $15 Shares 425,000 Est. Cost $15.67 Unrealized +111.8%
GOOG Alphabet Inc-Cl C 5.6%
Value ($000) $15 Shares 112,220 Est. Cost $112.46 Unrealized +14.8%
DCGO DocGo, Inc. 3.9%
Value ($000) $10 Shares 1,925,000 Est. Cost $8.66 Unrealized -6.3%
Midwest Holding Inc. 3.9%
Value ($000) $10 Shares 390,241 Est. Cost $16.20 Unrealized
LGND Ligand Pharmaceuticals Incorporated 2.6%
Value ($000) $7 Shares 115,000 Est. Cost $85.49 Unrealized -23.0%
ARDX Ardelyx, Inc. 2.3%
Value ($000) $6 Shares 1,500,000 Est. Cost $1.37 Unrealized +185.3%
Coliseum Acquisition Corp. Wts 2.2%
Value ($000) $6 Shares 495,000 Est. Cost $11.50 Unrealized
OABI OmniAb Inc. 2.2%
Value ($000) $6 Shares 1,086,505 Est. Cost $5.33 Unrealized +0.2%
CALLS/Calumet Specialty Product @20 ex1/24 1.8%
Value ($000) $5 Shares 251,000 Est. Cost $0.02 Unrealized
FBRT Franklin BSP Realty Trust, Inc. 1.7%
Value ($000) $4 Shares 327,524 Est. Cost $14.49 Unrealized
Seagen Inc. 1.5%
Value ($000) $4 Shares 18,000 Est. Cost $0.21 Unrealized
PFE Pfizer Inc. 1.2%
Value ($000) $3 Shares 97,537 Est. Cost $40.70 Unrealized -24.9%
CLOZ The Panagram BBB-B CLO ETF 1.2%
Value ($000) $3 Shares 121,032 Est. Cost $0.03 Unrealized
JPM JPMorgan Chase & Co. 1.2%
Value ($000) $3 Shares 20,985 Est. Cost $142.30 Unrealized +0.0%
Sanofi 1.1%
Value ($000) $3 Shares 56,000 Est. Cost $0.05 Unrealized
JAZZ Jazz Pharmaceuticals PLC 1.1%
Value ($000) $3 Shares 22,411 Est. Cost $131.42 Unrealized +1.4%
GSK GSK plc 0.9%
Value ($000) $2 Shares 65,000 Est. Cost $0.04 Unrealized
CHRS Coherus Biosciences, Inc. 0.9%
Value ($000) $2 Shares 630,000 Est. Cost $5.12 Unrealized -9.7%
MorphoSys AG 0.9%
Value ($000) $2 Shares 345,000 Est. Cost $0.01 Unrealized
Avadel Pharmaceuticals plc 0.9%
Value ($000) $2 Shares 221,850 Est. Cost $6.53 Unrealized
MDGL Madrigal Pharmaaceuticals, Inc. 0.8%
Value ($000) $2 Shares 15,000 Est. Cost $171.81 Unrealized +9.5%
CSX CSX Corporation 0.8%
Value ($000) $2 Shares 70,000 Est. Cost $28.73 Unrealized +6.4%
VKTX Viking Therapeutics, Inc. 0.8%
Value ($000) $2 Shares 185,555 Est. Cost $10.40 Unrealized +37.5%
UTHR United Therapeutics Corporation 0.8%
Value ($000) $2 Shares 8,949 Est. Cost $230.33 Unrealized 0.0%
ICLO The Invesco AAA Floating Rate Note ETF 0.8%
Value ($000) $2 Shares 77,377 Est. Cost $0.03 Unrealized
CVE Cenovus Energy Inc. 0.8%
Value ($000) $2 Shares 95,000 Est. Cost $18.15 Unrealized -1.4%
Twelve Seas Investment Company II Warrants 0.7%
Value ($000) $2 Shares 166,666 Est. Cost $11.50 Unrealized
Inozyme Pharma, Inc. 0.7%
Value ($000) $2 Shares 454,008 Est. Cost $0.00 Unrealized
EXE Chesapeake Energy Corporation 0.7%
Value ($000) $2 Shares 20,000 Est. Cost $75.97 Unrealized +4.1%
OVV Ovintiv Inc. 0.6%
Value ($000) $2 Shares 35,000 Est. Cost $51.54 Unrealized -12.1%
JAAA Janus Henderson AAA CLO ETF 0.6%
Value ($000) $2 Shares 31,432 Est. Cost $0.05 Unrealized
Kiwetinohk Energy Corp. 0.6%
Value ($000) $2 Shares 160,000 Est. Cost $10.91 Unrealized
AB AllianceBernstein Holding L.P. 0.6%
Value ($000) $2 Shares 49,500 Est. Cost $48.83 Unrealized
WHWK Aadi Bioscience, Inc. 0.5%
Value ($000) $1 Shares 265,000 Est. Cost $10.06 Unrealized -42.2%
MOS The Mosaic Company 0.5%
Value ($000) $1 Shares 35,000 Est. Cost $55.77 Unrealized -35.9%
VRTX Vertex Pharmaceuticals, Inc. 0.4%
Value ($000) $1 Shares 3,000 Est. Cost $194.45 Unrealized +79.9%
RHP Ryman Hospitality Properties, Inc. 0.4%
Value ($000) $1 Shares 12,000 Est. Cost $92.38 Unrealized
Mondelez International Inc. 0.4%
Value ($000) $1 Shares 14,000 Est. Cost $0.07 Unrealized
TVTX Travere Therapeutics, Inc. 0.3%
Value ($000) $1 Shares 100,317 Est. Cost $14.11 Unrealized 0.0%
PTGX Protagonist Therapeutics, Inc 0.3%
Value ($000) $1 Shares 52,368 Est. Cost $19.40 Unrealized 0.0%
XENE Xenon Pharmaceuticals Inc. 0.3%
Value ($000) $1 Shares 23,866 Est. Cost $29.88 Unrealized +25.2%
ABBV AbbVie Inc. 0.3%
Value ($000) $1 Shares 5,037 Est. Cost $114.08 Unrealized +18.6%
DD DuPont de Nemours, Inc. 0.3%
Value ($000) $1 Shares 9,930 Est. Cost $29.21 Unrealized +2.3%
KMB Kimberly-Clark Corporation 0.3%
Value ($000) $1 Shares 6,000 Est. Cost $115.26 Unrealized +2.2%
Arcellx Inc 0.3%
Value ($000) $1 Shares 20,000 Est. Cost $0.04 Unrealized
ABEO Abeona Therapeutics Inc. 0.3%
Value ($000) $1 Shares 160,000 Est. Cost $3.67 Unrealized +3.1%
FaZe Holdings Inc. Warrants 0.3%
Value ($000) $1 Shares 58,321 Est. Cost $0.01 Unrealized
ALKS Alkermes PLC 0.2%
Value ($000) $1 Shares 22,491 Est. Cost $30.28 Unrealized -3.2%
EOLS Evolus, Inc. 0.2%
Value ($000) $1 Shares 68,066 Est. Cost $8.97 Unrealized 0.0%
CTVA Corteva, Inc. 0.2%
Value ($000) $1 Shares 11,563 Est. Cost $43.54 Unrealized +18.3%
DOW Dow Inc. 0.2%
Value ($000) $1 Shares 11,136 Est. Cost $45.04 Unrealized +2.8%
CNQ Canadian Natural Resources Limited 0.2%
Value ($000) $1 Shares 8,400 Est. Cost $18.73 Unrealized +48.8%
MSFT Microsoft Corporation 0.2%
Value ($000) $1 Shares 1,600 Est. Cost $307.17 Unrealized +5.7%
AAPL Apple Inc. 0.2%
Value ($000) $0 Shares 2,494 Est. Cost $153.75 Unrealized +17.9%
KO Coca-Cola Co. 0.2%
Value ($000) $0 Shares 7,600 Est. Cost $49.18 Unrealized +13.3%
SYRS Syros Pharmaceutical, Inc 0.2%
Value ($000) $0 Shares 105,975 Est. Cost $3.26 Unrealized +14.7%
CLOX The Panagram AAA CLO ETF 0.2%
Value ($000) $0 Shares 15,640 Est. Cost $0.03 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $0 Shares 2,151 Est. Cost $150.72 Unrealized +1.7%
Akero Therapeutics, Inc. 0.1%
Value ($000) $0 Shares 6,419 Est. Cost $0.05 Unrealized
PSQH PSQ Holdings, Inc. 0.1%
Value ($000) $0 Shares 26,666 Est. Cost $11.87 Unrealized 0.0%
IBM International Business Machines 0.1%
Value ($000) $0 Shares 2,142 Est. Cost $120.73 Unrealized +9.1%
XOMA XOMA Corporation 0.1%
Value ($000) $0 Shares 19,722 Est. Cost $17.92 Unrealized -12.5%
CAG Conagra Brands, Inc. 0.1%
Value ($000) $0 Shares 10,000 Est. Cost $26.97 Unrealized +0.4%
BBIO Bridgebio Pharma, Inc. 0.1%
Value ($000) $0 Shares 9,000 Est. Cost $28.38 Unrealized 0.0%
International Game Technology PLC 0.1%
Value ($000) $0 Shares 7,500 Est. Cost $0.02 Unrealized
FS KKR Capital Corp. 0.1%
Value ($000) $0 Shares 11,425 Est. Cost $0.02 Unrealized
89Bio, Inc. 0.1%
Value ($000) $0 Shares 14,574 Est. Cost $0.02 Unrealized
Seres Therapeutics, Inc. 0.1%
Value ($000) $0 Shares 70,000 Est. Cost $1.51 Unrealized
LLY Eli Lilly & Co. 0.1%
Value ($000) $0 Shares 300 Est. Cost $243.85 Unrealized +107.8%
FSBW FS Bancorp, Inc. 0.0%
Value ($000) $0 Shares 4,380 Est. Cost $29.98 Unrealized -5.6%
LEGH Legacy Housing Corporation 0.0%
Value ($000) $0 Shares 6,500 Est. Cost $22.33 Unrealized -1.4%
KVUE Kenvue, Inc. 0.0%
Value ($000) $0 Shares 5,215 Est. Cost $21.04 Unrealized 0.0%
TotalEnergies SE - ADR 0.0%
Value ($000) $0 Shares 1,600 Est. Cost $49.52 Unrealized
FNB F.N.B. Corporation 0.0%
Value ($000) $0 Shares 8,905 Est. Cost $11.30 Unrealized -4.0%
South State Corporation 0.0%
Value ($000) $0 Shares 1,068 Est. Cost $80.52 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $0 Shares 1,055 Est. Cost $32.75 Unrealized +84.0%
IWP iShares Russell Mid-Cap Growth 0.0%
Value ($000) $0 Shares 695 Est. Cost $79.14 Unrealized
EBC Eastern Bankshares Inc 0.0%
Value ($000) $0 Shares 5,000 Est. Cost $14.08 Unrealized -11.3%
AVGO Broadcom, Inc. 0.0%
Value ($000) $0 Shares 71 Est. Cost $52.39 Unrealized +60.3%
NVDA Nvidia Corp 0.0%
Value ($000) $0 Shares 128 Est. Cost $18.84 Unrealized +137.6%
HRGG Heritage NOLA Bancorp, Inc. 0.0%
Value ($000) $0 Shares 3,000 Est. Cost $15.86 Unrealized +10.8%
VLY Valley National Bancorp 0.0%
Value ($000) $0 Shares 6,400 Est. Cost $13.92 Unrealized -34.8%
DHR Danaher Corporation 0.0%
Value ($000) $0 Shares 180 Est. Cost $226.23 Unrealized -2.7%
Alphabet Inc CL A 0.0%
Value ($000) $0 Shares 300 Est. Cost $0.12 Unrealized
EXP Eagle Materials Inc. 0.0%
Value ($000) $0 Shares 228 Est. Cost $147.73 Unrealized +21.7%
AMZN Amazon.com Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $125.13 Unrealized +7.1%
WMT Wal-Mart Stores, Inc. 0.0%
Value ($000) $0 Shares 225 Est. Cost $45.79 Unrealized +13.1%
URI United Rental, Inc. 0.0%
Value ($000) $0 Shares 78 Est. Cost $284.96 Unrealized +57.1%
Quanta Services, Inc. 0.0%
Value ($000) $0 Shares 176 Est. Cost $0.19 Unrealized
IJR iShares Core S&P Small-Cap ETF 0.0%
Value ($000) $0 Shares 313 Est. Cost $97.74 Unrealized
United Healthcare Corp. 0.0%
Value ($000) $0 Shares 57 Est. Cost $0.51 Unrealized
IWS iShares Russell Mid-Cap Value 0.0%
Value ($000) $0 Shares 273 Est. Cost $102.56 Unrealized
Arc Resources Ltd. 0.0%
Value ($000) $0 Shares 1,229 Est. Cost $12.21 Unrealized
EQIX Equinix Inc 0.0%
Value ($000) $0 Shares 37 Est. Cost $643.06 Unrealized +14.4%
IWO iShares Russell 2000 Growth 0.0%
Value ($000) $0 Shares 118 Est. Cost $203.39 Unrealized
Linde PLC 0.0%
Value ($000) $0 Shares 70 Est. Cost $0.37 Unrealized
IQVIA Holdings Inc 0.0%
Value ($000) $0 Shares 122 Est. Cost $0.20 Unrealized
HD Home Depot Inc. 0.0%
Value ($000) $0 Shares 80 Est. Cost $269.01 Unrealized +12.6%
Medtronic, Inc. 0.0%
Value ($000) $0 Shares 300 Est. Cost $89.52 Unrealized
MS Morgan Stanley Group Inc. 0.0%
Value ($000) $0 Shares 293 Est. Cost $72.42 Unrealized +10.9%
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $0 Shares 45 Est. Cost $544.70 Unrealized -2.9%
Blackstone Group LP 0.0%
Value ($000) $0 Shares 210 Est. Cost $0.10 Unrealized
EFG ishares MSCI EAFE Growth Index Fund 0.0%
Value ($000) $0 Shares 252 Est. Cost $79.37 Unrealized
VMC Vulcan Materials Co 0.0%
Value ($000) $0 Shares 103 Est. Cost $160.39 Unrealized +33.3%
Blackrock, Inc. 0.0%
Value ($000) $0 Shares 31 Est. Cost $612.90 Unrealized
ACM Aecom 0.0%
Value ($000) $0 Shares 228 Est. Cost $67.51 Unrealized +24.6%
Adobe 0.0%
Value ($000) $0 Shares 35 Est. Cost $0.49 Unrealized
General Electric Company 0.0%
Value ($000) $0 Shares 162 Est. Cost $0.09 Unrealized
CMG Chipotle Mexican Grill, Inc. 0.0%
Value ($000) $0 Shares 10 Est. Cost $27.86 Unrealized +39.9%
WFC Wells Fargo & Company 0.0%
Value ($000) $0 Shares 438 Est. Cost $39.95 Unrealized +1.8%
SLB Schlumberger Limited 0.0%
Value ($000) $0 Shares 292 Est. Cost $38.29 Unrealized +42.1%
CRM Salesforce, Inc. 0.0%
Value ($000) $0 Shares 77 Est. Cost $174.57 Unrealized +22.3%
CVX Chevron Corporation 0.0%
Value ($000) $0 Shares 96 Est. Cost $142.70 Unrealized +2.1%
LULU Lululemon Athletica Inc. 0.0%
Value ($000) $0 Shares 39 Est. Cost $320.46 Unrealized +19.2%
COP ConocoPhillips 0.0%
Value ($000) $0 Shares 113 Est. Cost $107.88 Unrealized 0.0%
PCAR Paccar Inc 0.0%
Value ($000) $0 Shares 148 Est. Cost $53.72 Unrealized +42.8%
IWN iShares Russell 2000 Value 0.0%
Value ($000) $0 Shares 86 Est. Cost $139.53 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $0 Shares 333 Est. Cost $29.49 Unrealized +3.4%
CFFN Capitol Federal Financial, Inc. 0.0%
Value ($000) $0 Shares 2,000 Est. Cost $8.81 Unrealized -42.5%
DIS The Walt Disney Company 0.0%
Value ($000) $0 Shares 116 Est. Cost $108.44 Unrealized -23.1%
NKE Nike Inc. 0.0%
Value ($000) $0 Shares 91 Est. Cost $111.29 Unrealized -11.7%
GNRC Generac Holdings, Inc. 0.0%
Value ($000) $0 Shares 69 Est. Cost $245.89 Unrealized -49.7%
STWD Starwood Property Trust, Inc. 0.0%
Value ($000) $0 Shares 400 Est. Cost $25.00 Unrealized
CC The Chemours Company 0.0%
Value ($000) $0 Shares 240 Est. Cost $26.84 Unrealized +16.3%
KD Kyndryl Holdings Inc. 0.0%
Value ($000) $0 Shares 428 Est. Cost $14.19 Unrealized +4.5%
ABT Abbott Laboratories 0.0%
Value ($000) $0 Shares 50 Est. Cost $115.36 Unrealized -12.9%
PG Proctor & Gamble Company 0.0%
Value ($000) $0 Shares 35 Est. Cost $142.14 Unrealized +1.4%
OXY/WS Occidential Pertro Wts exp. 8/3/27 0.0%
Value ($000) $0 Shares 194 Est. Cost $15.47 Unrealized
Sculptor Cap Mgmt CL A 0.0%
Value ($000) $0 Shares 200 Est. Cost $20.00 Unrealized
WAB Wabtec Corporation 0.0%
Value ($000) $0 Shares 6 Est. Cost $89.57 Unrealized +22.8%