Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Nov 14, 2024

Total Value ($000): $215,800 (100.0% shares, 0.0% debt)

Holdings (36)

— Applied Therapeutics Inc 22.0%

Value ($000) $47,385 Shares 5,574,687 Est. Cost $4.58 Unrealized —

— Biohaven Pharmactl Hldg Co L 16.5%

Value ($000) $35,500 Shares 710,422 Est. Cost $32.53 Unrealized —

ALDX Aldeyra Therapeutics Inc 13.7%

Value ($000) $29,513 Shares 5,475,516 Est. Cost $5.34 Unrealized -11.0%

AGI Alamos Gold Inc 4.1%

Value ($000) $8,818 Shares 41,000 Est. Cost $11.90 Unrealized +53.6%

— Avadel Pharmaceuticals Plc 3.6%

Value ($000) $7,869 Shares 600,000 Est. Cost $15.45 Unrealized —

GLD SPDR Gold Trust 3.6%

Value ($000) $7,778 Shares 32,000 Est. Cost $205.72 Unrealized —

ENTX Entera Bio Ltd 3.4%

Value ($000) $7,376 Shares 3,881,879 Est. Cost $2.46 Unrealized -27.8%

— HOOKIPA PHARMA 3.3%

Value ($000) $7,191 Shares 551,738 Est. Cost $0.87 Unrealized —

ALT Altimmune Inc 3.2%

Value ($000) $6,886 Shares 1,121,524 Est. Cost $7.72 Unrealized -12.3%

— Verona Pharma 2.7%

Value ($000) $5,754 Shares 200,000 Est. Cost $22.97 Unrealized —

SA SEABRIDGE GOLD INC 2.5%

Value ($000) $5,322 Shares 317,003 Est. Cost $13.62 Unrealized +19.5%

OCUL Ocular Therapeutix Inc. 2.4%

Value ($000) $5,223 Shares 600,400 Est. Cost $6.48 Unrealized +27.2%

MGTX MeiraGTX Holdings 2.4%

Value ($000) $5,213 Shares 1,250,000 Est. Cost $4.32 Unrealized 0.0%

AEM Agnico Eagle Mines Ltd 2.1%

Value ($000) $4,471 Shares 55,500 Est. Cost $47.02 Unrealized +61.3%

KGC Kinross Gold Corp 1.9%

Value ($000) $4,118 Shares 440,000 Est. Cost $4.90 Unrealized +83.1%

EQX Equinox Gold Corp 1.6%

Value ($000) $3,354 Shares 550,811 Est. Cost $4.78 Unrealized +18.1%

FNV Franco Nev Corp 1.4%

Value ($000) $3,106 Shares 25,000 Est. Cost $108.28 Unrealized +13.2%

SKE SKEENA RES LTD CAD 1.2%

Value ($000) $2,668 Shares 315,400 Est. Cost $6.87 Unrealized +5.4%

— Mag Silver Corp 1.1%

Value ($000) $2,387 Shares 170,000 Est. Cost $10.50 Unrealized —

SLV iShares Silver Trust 1.1%

Value ($000) $2,273 Shares 80,000 Est. Cost $24.98 Unrealized —

BAH Booz Allen Hamilton HLDG COR 1.0%

Value ($000) $2,116 Shares 13,000 Est. Cost $76.36 Unrealized +93.8%

Value ($000) $1,334 Shares 4,850 Est. Cost $203.18 Unrealized +31.8%

PM Philip Morris Intl. Inc 0.6%

Value ($000) $1,214 Shares 10,000 Est. Cost $83.71 Unrealized +31.2%

ITA iSHares US Aerospace & Defense 0.5%

Value ($000) $1,145 Shares 7,650 Est. Cost $126.60 Unrealized —

NOC Northrop Grumman Corp 0.5%

Value ($000) $1,143 Shares 2,165 Est. Cost $442.02 Unrealized +8.1%

MREO Mereo Biopharma Group 0.5%

Value ($000) $1,071 Shares 260,470 Est. Cost $2.69 Unrealized —

RGLD Royal Gold Inc. 0.5%

Value ($000) $1,059 Shares 7,550 Est. Cost $113.67 Unrealized +20.4%

DEO Diageo PLC 0.4%

Value ($000) $947 Shares 6,750 Est. Cost $148.59 Unrealized —

CVS CVS Health Corp 0.4%

Value ($000) $912 Shares 14,500 Est. Cost $62.28 Unrealized -11.4%

WPM Wheaton Precious Metals Corp 0.4%

Value ($000) $764 Shares 12,500 Est. Cost $42.73 Unrealized +38.1%

NEWP New Pac Metals Corp 0.3%

Value ($000) $723 Shares 485,000 Est. Cost $1.89 Unrealized -23.5%

— Silvercrest Metals Inc CAD 0.3%

Value ($000) $555 Shares 60,000 Est. Cost $5.31 Unrealized —

— Orgenesis, Inc. 0.1%

Value ($000) $283 Shares 63,473 Est. Cost $6.08 Unrealized —

CRDL Cardiol Therapeutics Inc 0.1%

Value ($000) $198 Shares 100,000 Est. Cost $2.12 Unrealized -2.2%

IRD Ocuphire Pharma Inc. 0.1%

Value ($000) $131 Shares 100,000 Est. Cost $3.59 Unrealized -57.1%

GRAL Grail Inc 0.0%

Value ($000) $1 Shares 100 Est. Cost $15.16 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Applied Therapeutics Inc	5,574,687	$47,385	22.0%	$4.58	—	COM	03828A101
—	Biohaven Pharmactl Hldg Co L	710,422	$35,500	16.5%	$32.53	—	COM	G11196105
ALDX	Aldeyra Therapeutics Inc	5,475,516	$29,513	13.7%	$5.34	-11.0%	COM	01438T106
AGI	Alamos Gold Inc	41,000	$8,818	4.1%	$11.90	+53.6%	COM CL New	011532108
—	Avadel Pharmaceuticals Plc	600,000	$7,869	3.6%	$15.45	—	SPONSORED ADR	05337M104
GLD	SPDR Gold Trust	32,000	$7,778	3.6%	$205.72	—	Gold SHS	78463V107
ENTX	Entera Bio Ltd	3,881,879	$7,376	3.4%	$2.46	-27.8%	SHS	M40527109
—	HOOKIPA PHARMA	551,738	$7,191	3.3%	$0.87	—	COM	43906K100
ALT	Altimmune Inc	1,121,524	$6,886	3.2%	$7.72	-12.3%	COM NEW	02155H200
—	Verona Pharma	200,000	$5,754	2.7%	$22.97	—	SPONSORED ADS	925050106
SA	SEABRIDGE GOLD INC	317,003	$5,322	2.5%	$13.62	+19.5%	COM	811916105
OCUL	Ocular Therapeutix Inc.	600,400	$5,223	2.4%	$6.48	+27.2%	COM	67576A100
MGTX	MeiraGTX Holdings	1,250,000	$5,213	2.4%	$4.32	0.0%	COM	G59665102
AEM	Agnico Eagle Mines Ltd	55,500	$4,471	2.1%	$47.02	+61.3%	COM	008474108
KGC	Kinross Gold Corp	440,000	$4,118	1.9%	$4.90	+83.1%	COM	496902404
EQX	Equinox Gold Corp	550,811	$3,354	1.6%	$4.78	+18.1%	COM	29446Y502
FNV	Franco Nev Corp	25,000	$3,106	1.4%	$108.28	+13.2%	COM	351858105
SKE	SKEENA RES LTD CAD	315,400	$2,668	1.2%	$6.87	+5.4%	COM	83056P715
—	Mag Silver Corp	170,000	$2,387	1.1%	$10.50	—	COM	55903Q104
SLV	iShares Silver Trust	80,000	$2,273	1.1%	$24.98	—	iShares	46428Q109
BAH	Booz Allen Hamilton HLDG COR	13,000	$2,116	1.0%	$76.36	+93.8%	CL A	099502106
V	Visa	4,850	$1,334	0.6%	$203.18	+31.8%	COM CL A	92826C839
PM	Philip Morris Intl. Inc	10,000	$1,214	0.6%	$83.71	+31.2%	COM	718172109
ITA	iSHares US Aerospace & Defense	7,650	$1,145	0.5%	$126.60	—	US AER DEF ETF	464288760
NOC	Northrop Grumman Corp	2,165	$1,143	0.5%	$442.02	+8.1%	COM	666807102
MREO	Mereo Biopharma Group	260,470	$1,071	0.5%	$2.69	—	SPON ADS	589492107
RGLD	Royal Gold Inc.	7,550	$1,059	0.5%	$113.67	+20.4%	COM	780287108
DEO	Diageo PLC	6,750	$947	0.4%	$148.59	—	SPONS ADR NEW	25243Q205
CVS	CVS Health Corp	14,500	$912	0.4%	$62.28	-11.4%	COM	126650100
WPM	Wheaton Precious Metals Corp	12,500	$764	0.4%	$42.73	+38.1%	COM	962879102
NEWP	New Pac Metals Corp	485,000	$723	0.3%	$1.89	-23.5%	COM	64782A107
—	Silvercrest Metals Inc CAD	60,000	$555	0.3%	$5.31	—	COM	828363101
—	Orgenesis, Inc.	63,473	$283	0.1%	$6.08	—	COM	68619K105
CRDL	Cardiol Therapeutics Inc	100,000	$198	0.1%	$2.12	-2.2%	COM Cal A	14161Y200
IRD	Ocuphire Pharma Inc.	100,000	$131	0.1%	$3.59	-57.1%	COM	67577R102
GRAL	Grail Inc	100	$1	0.0%	$15.16	0.0%	COM	384747101