Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Nov 14, 2025

Total Value ($000): $186,609 (100.0% shares, 0.0% debt)

Holdings (38)

ALDX Aldeyra Therapeutics Inc 15.3%

Value ($000) $28,582 Shares 5,475,516 Est. Cost $5.34 Unrealized -2.4%

— Biohaven Pharmactl Hldg Co L 7.2%

Value ($000) $13,438 Shares 895,269 Est. Cost $30.80 Unrealized —

GLD SPDR Gold Trust 6.1%

Value ($000) $11,375 Shares 32,000 Est. Cost $205.72 Unrealized —

ENTX Entera Bio Ltd 6.1%

Value ($000) $11,293 Shares 5,881,879 Est. Cost $2.26 Unrealized -15.2%

MGTX MeiraGTX Holdings 5.5%

Value ($000) $10,288 Shares 1,250,000 Est. Cost $4.32 Unrealized +82.9%

KGC Kinross Gold Corp 5.5%

Value ($000) $10,189 Shares 410,000 Est. Cost $4.90 Unrealized +292.4%

— Avadel Pharmaceuticals Plc 4.9%

Value ($000) $9,162 Shares 600,000 Est. Cost $15.45 Unrealized —

AEM Agnico Eagle Mines Ltd 4.8%

Value ($000) $8,892 Shares 52,750 Est. Cost $47.02 Unrealized +191.0%

— Sandstorm Gold Ltd 4.7%

Value ($000) $8,764 Shares 700,000 Est. Cost $7.55 Unrealized —

SA SEABRIDGE GOLD INC 4.1%

Value ($000) $7,656 Shares 317,003 Est. Cost $13.62 Unrealized +27.0%

OCUL Ocular Therapeutix Inc. 3.8%

Value ($000) $7,019 Shares 600,400 Est. Cost $6.48 Unrealized +84.5%

ELTX Elicio Therapeutics Inc 3.7%

Value ($000) $6,902 Shares 630,915 Est. Cost $7.75 Unrealized +30.6%

FNV Franco Nev Corp 3.0%

Value ($000) $5,573 Shares 25,000 Est. Cost $108.28 Unrealized +66.4%

NUVB Nuvation Bio Inc 3.0%

Value ($000) $5,545 Shares 1,025,000 Est. Cost $2.28 Unrealized +19.7%

CGAU Centerra Gold Inc 2.9%

Value ($000) $5,337 Shares 497,402 Est. Cost $6.81 Unrealized +17.1%

— Applied Therapeutics Inc 2.5%

Value ($000) $4,711 Shares 7,799,687 Est. Cost $3.42 Unrealized —

ALT Altimmune Inc 2.3%

Value ($000) $4,228 Shares 1,121,524 Est. Cost $7.72 Unrealized -50.0%

PAAS Pan American Silver 2.1%

Value ($000) $3,874 Shares 100,035 Est. Cost $32.15 Unrealized 0.0%

SLV iShares Silver Trust 1.8%

Value ($000) $3,390 Shares 80,000 Est. Cost $24.98 Unrealized —

RGLD Royal Gold Inc. 1.0%

Value ($000) $1,805 Shares 9,000 Est. Cost $123.88 Unrealized +39.6%

CDE Coeur Mining Inc 1.0%

Value ($000) $1,803 Shares 96,132 Est. Cost $6.17 Unrealized +98.4%

AGI Alamos Gold Inc 0.9%

Value ($000) $1,743 Shares 50,000 Est. Cost $14.56 Unrealized +96.3%

TFPM Triple Flag Precious Metals 0.9%

Value ($000) $1,720 Shares 58,800 Est. Cost $25.85 Unrealized 0.0%

Value ($000) $1,656 Shares 4,850 Est. Cost $203.18 Unrealized +69.9%

PM Philip Morris Intl. Inc 0.9%

Value ($000) $1,622 Shares 10,000 Est. Cost $83.71 Unrealized +97.3%

ITA iSHares US Aerospace & Defense 0.9%

Value ($000) $1,601 Shares 7,650 Est. Cost $126.60 Unrealized —

WPM Wheaton Precious Metals Corp 0.7%

Value ($000) $1,398 Shares 12,500 Est. Cost $42.73 Unrealized +128.7%

NOC Northrop Grumman Corp 0.7%

Value ($000) $1,319 Shares 2,165 Est. Cost $442.02 Unrealized +27.4%

NEWP New Pac Metals Corp 0.7%

Value ($000) $1,314 Shares 485,000 Est. Cost $1.89 Unrealized -1.9%

BAH Booz Allen Hamilton HLDG COR 0.7%

Value ($000) $1,299 Shares 13,000 Est. Cost $76.36 Unrealized +37.7%

DEO Diageo PLC 0.3%

Value ($000) $644 Shares 6,750 Est. Cost $148.59 Unrealized —

DC Dakota Gold Corp 0.3%

Value ($000) $559 Shares 122,921 Est. Cost $4.20 Unrealized 0.0%

MREO Mereo Biopharma Group 0.3%

Value ($000) $537 Shares 260,470 Est. Cost $2.69 Unrealized —

— HOOKIPA PHARMA 0.2%

Value ($000) $461 Shares 498,625 Est. Cost $0.87 Unrealized —

OBIO Orchestra BioMed Holdings 0.2%

Value ($000) $421 Shares 455,128 Est. Cost $2.92 Unrealized -5.5%

ABEO Abeona Therapeutics 0.2%

Value ($000) $331 Shares 62,689 Est. Cost $5.69 Unrealized +11.4%

CRDL Cardiol Therapeutics Inc 0.1%

Value ($000) $107 Shares 100,000 Est. Cost $2.12 Unrealized -42.8%

— Orgenesis, Inc. 0.0%

Value ($000) $51 Shares 50,623 Est. Cost $6.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALDX	Aldeyra Therapeutics Inc	5,475,516	$28,582	15.3%	$5.34	-2.4%	COM	01438T106
—	Biohaven Pharmactl Hldg Co L	895,269	$13,438	7.2%	$30.80	—	COM	G11196105
GLD	SPDR Gold Trust	32,000	$11,375	6.1%	$205.72	—	Gold SHS	78463V107
ENTX	Entera Bio Ltd	5,881,879	$11,293	6.1%	$2.26	-15.2%	SHS	M40527109
MGTX	MeiraGTX Holdings	1,250,000	$10,288	5.5%	$4.32	+82.9%	COM	G59665102
KGC	Kinross Gold Corp	410,000	$10,189	5.5%	$4.90	+292.4%	COM	496902404
—	Avadel Pharmaceuticals Plc	600,000	$9,162	4.9%	$15.45	—	SPONSORED ADR	05337M104
AEM	Agnico Eagle Mines Ltd	52,750	$8,892	4.8%	$47.02	+191.0%	COM	008474108
—	Sandstorm Gold Ltd	700,000	$8,764	4.7%	$7.55	—	COM NEW	80013R206
SA	SEABRIDGE GOLD INC	317,003	$7,656	4.1%	$13.62	+27.0%	COM	811916105
OCUL	Ocular Therapeutix Inc.	600,400	$7,019	3.8%	$6.48	+84.5%	COM	67576A100
ELTX	Elicio Therapeutics Inc	630,915	$6,902	3.7%	$7.75	+30.6%	COM	28657F103
FNV	Franco Nev Corp	25,000	$5,573	3.0%	$108.28	+66.4%	COM	351858105
NUVB	Nuvation Bio Inc	1,025,000	$5,545	3.0%	$2.28	+19.7%	COM CL A	67080N101
CGAU	Centerra Gold Inc	497,402	$5,337	2.9%	$6.81	+17.1%	COM	152006102
—	Applied Therapeutics Inc	7,799,687	$4,711	2.5%	$3.42	—	COM	03828A101
ALT	Altimmune Inc	1,121,524	$4,228	2.3%	$7.72	-50.0%	COM NEW	02155H200
PAAS	Pan American Silver	100,035	$3,874	2.1%	$32.15	0.0%	COM	697900108
SLV	iShares Silver Trust	80,000	$3,390	1.8%	$24.98	—	iShares	46428Q109
RGLD	Royal Gold Inc.	9,000	$1,805	1.0%	$123.88	+39.6%	COM	780287108
CDE	Coeur Mining Inc	96,132	$1,803	1.0%	$6.17	+98.4%	COM NEW	192108504
AGI	Alamos Gold Inc	50,000	$1,743	0.9%	$14.56	+96.3%	COM CL New	011532108
TFPM	Triple Flag Precious Metals	58,800	$1,720	0.9%	$25.85	0.0%	COM	89679M104
V	Visa	4,850	$1,656	0.9%	$203.18	+69.9%	COM CL A	92826C839
PM	Philip Morris Intl. Inc	10,000	$1,622	0.9%	$83.71	+97.3%	COM	718172109
ITA	iSHares US Aerospace & Defense	7,650	$1,601	0.9%	$126.60	—	US AER DEF ETF	464288760
WPM	Wheaton Precious Metals Corp	12,500	$1,398	0.7%	$42.73	+128.7%	COM	962879102
NOC	Northrop Grumman Corp	2,165	$1,319	0.7%	$442.02	+27.4%	COM	666807102
NEWP	New Pac Metals Corp	485,000	$1,314	0.7%	$1.89	-1.9%	COM	64782A107
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,299	0.7%	$76.36	+37.7%	CL A	099502106
DEO	Diageo PLC	6,750	$644	0.3%	$148.59	—	SPONS ADR NEW	25243Q205
DC	Dakota Gold Corp	122,921	$559	0.3%	$4.20	0.0%	COM	46655E100
MREO	Mereo Biopharma Group	260,470	$537	0.3%	$2.69	—	SPON ADS	589492107
—	HOOKIPA PHARMA	498,625	$461	0.2%	$0.87	—	COM	43906K100
OBIO	Orchestra BioMed Holdings	455,128	$421	0.2%	$2.92	-5.5%	COM	68572M106
ABEO	Abeona Therapeutics	62,689	$331	0.2%	$5.69	+11.4%	COM NEW	00289Y206
CRDL	Cardiol Therapeutics Inc	100,000	$107	0.1%	$2.12	-42.8%	COM Cal A	14161Y200
—	Orgenesis, Inc.	50,623	$51	0.0%	$6.08	—	COM	68619K105