CASPIAN CAPITAL LP Diversified Active

Location: New York, NY

CIK: 0001518999 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value: $205M (85.4% shares, 14.6% debt)

Holdings (16)

— DYNEGY INC NEW DEL 25.5%

Value $52.16M Shares 2,699,787 Est. Cost $22.55 Unrealized —

— DRYSHIPS INC. 14.6%

Value $29.8M Shares 30,500,000 Est. Cost $0.98 Unrealized —

— SUNCOKE ENERGY PARTNERS LP 9.8%

Value $19.98M Shares 839,447 Est. Cost $22.10 Unrealized —

— IRON MTN INC 9.6%

Value $19.63M Shares 726,661 Est. Cost $26.72 Unrealized —

— GENERAL MTRS CO 9.1%

Value $18.63M Shares 371,405 Est. Cost $48.16 Unrealized —

AGO ASSURED GUARANTY LTD 7.1%

Value $14.57M Shares 777,120 Est. Cost $17.51 Unrealized -2.5%

— ANGLOGOLD ASHANTI LTD 6.2%

Value $12.75M Shares 960,000 Est. Cost — Unrealized —

— HARBINGER GROUP INC 4.4%

Value $8.918M Shares 860,012 Est. Cost $8.72 Unrealized —

DIN DINEEQUITY INC 3.3%

Value $6.847M Shares 99,225 Est. Cost $41.40 Unrealized -2.0%

— DIGITAL GENERATION INC 3.1%

Value $6.428M Shares 497,164 Est. Cost $7.37 Unrealized —

— AMBAC FINL GROUP INC 3.0%

Value $6.216M Shares 515,000 Est. Cost $12.07 Unrealized —

OSG AMBAC FINL GROUP INC 2.0%

Value $4.034M Shares 222,402 Est. Cost $24.24 Unrealized -6.0%

LYG LLOYDS BANKING GROUP PLC 1.4%

Value $2.813M Shares 584,848 Est. Cost $3.84 Unrealized —

— GENTIVA HEALTH SERVICES INC 0.6%

Value $1.204M Shares 100,000 Est. Cost $12.04 Unrealized —

— K12 INC 0.2%

Value $360K Shares 11,667 Est. Cost $30.86 Unrealized —

— NII HLDGS INC 0.1%

Value $272K Shares 44,800 Est. Cost $6.66 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	DYNEGY INC NEW DEL	2,699,787	$52.16M	25.5%	$22.55	—	COM	26817R108
—	DRYSHIPS INC.	30,500,000	$29.8M	14.6%	$0.98	—	NOTE 5.000%12/0	262498AB4
—	SUNCOKE ENERGY PARTNERS LP	839,447	$19.98M	9.8%	$22.10	—	COMUNIT REP LT	86722Y101
—	IRON MTN INC	726,661	$19.63M	9.6%	$26.72	—	COM	462846106
—	GENERAL MTRS CO	371,405	$18.63M	9.1%	$48.16	—	JR PFD CNV SRB	37045V209
AGO	ASSURED GUARANTY LTD	777,120	$14.57M	7.1%	$17.51	-2.5%	COM	G0585R106
—	ANGLOGOLD ASHANTI LTD	960,000	$12.75M	6.2%	—	—	Put	035128206
—	HARBINGER GROUP INC	860,012	$8.918M	4.4%	$8.72	—	COM	41146A106
DIN	DINEEQUITY INC	99,225	$6.847M	3.3%	$41.40	-2.0%	COM	254423106
—	DIGITAL GENERATION INC	497,164	$6.428M	3.1%	$7.37	—	COM	25400B108
—	AMBAC FINL GROUP INC	515,000	$6.216M	3.0%	$12.07	—	*W EXP 04/30/202	023139116
OSG	AMBAC FINL GROUP INC	222,402	$4.034M	2.0%	$24.24	-6.0%	COM NEW	023139884
LYG	LLOYDS BANKING GROUP PLC	584,848	$2.813M	1.4%	$3.84	—	SPONSORED ADR	539439109
—	GENTIVA HEALTH SERVICES INC	100,000	$1.204M	0.6%	$12.04	—	COM	37247A102
—	K12 INC	11,667	$360K	0.2%	$30.86	—	COM	48273U102
—	NII HLDGS INC	44,800	$272K	0.1%	$6.66	—	CL B NEW	62913F201