CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $204,606 (85.4% shares, 14.6% debt)

Holdings (16)

— DYNEGY INC NEW DEL 25.5%

Value ($000) $52,160 Shares 2,699,787 Est. Cost $22.55 Unrealized —

— DRYSHIPS INC. 14.6%

Value ($000) $29,795 Shares 30,500,000 Est. Cost $0.98 Unrealized —

— SUNCOKE ENERGY PARTNERS LP 9.8%

Value ($000) $19,979 Shares 839,447 Est. Cost $22.10 Unrealized —

— IRON MTN INC 9.6%

Value ($000) $19,634 Shares 726,661 Est. Cost $26.72 Unrealized —

— GENERAL MTRS CO 9.1%

Value ($000) $18,626 Shares 371,405 Est. Cost $48.16 Unrealized —

AGO ASSURED GUARANTY LTD 7.1%

Value ($000) $14,571 Shares 777,120 Est. Cost $17.51 Unrealized -2.5%

— ANGLOGOLD ASHANTI LTD 6.2%

Value ($000) $12,749 Shares 960,000 Est. Cost — Unrealized —

— HARBINGER GROUP INC 4.4%

Value ($000) $8,918 Shares 860,012 Est. Cost $8.72 Unrealized —

DIN DINEEQUITY INC 3.3%

Value ($000) $6,847 Shares 99,225 Est. Cost $41.40 Unrealized -2.0%

— DIGITAL GENERATION INC 3.1%

Value ($000) $6,428 Shares 497,164 Est. Cost $7.37 Unrealized —

— AMBAC FINL GROUP INC 3.0%

Value ($000) $6,216 Shares 515,000 Est. Cost $12.07 Unrealized —

OSG AMBAC FINL GROUP INC 2.0%

Value ($000) $4,034 Shares 222,402 Est. Cost $24.24 Unrealized -6.0%

LYG LLOYDS BANKING GROUP PLC 1.4%

Value ($000) $2,813 Shares 584,848 Est. Cost $3.84 Unrealized —

— GENTIVA HEALTH SERVICES INC 0.6%

Value ($000) $1,204 Shares 100,000 Est. Cost $12.04 Unrealized —

— K12 INC 0.2%

Value ($000) $360 Shares 11,667 Est. Cost $30.86 Unrealized —

— NII HLDGS INC 0.1%

Value ($000) $272 Shares 44,800 Est. Cost $6.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	DYNEGY INC NEW DEL	2,699,787	$52,160	25.5%	$22.55	—	COM	26817R108
—	DRYSHIPS INC.	30,500,000	$29,795	14.6%	$0.98	—	NOTE 5.000%12/0	262498AB4
—	SUNCOKE ENERGY PARTNERS LP	839,447	$19,979	9.8%	$22.10	—	COMUNIT REP LT	86722Y101
—	IRON MTN INC	726,661	$19,634	9.6%	$26.72	—	COM	462846106
—	GENERAL MTRS CO	371,405	$18,626	9.1%	$48.16	—	JR PFD CNV SRB	37045V209
AGO	ASSURED GUARANTY LTD	777,120	$14,571	7.1%	$17.51	-2.5%	COM	G0585R106
—	ANGLOGOLD ASHANTI LTD	960,000	$12,749	6.2%	—	—	Put	035128206
—	HARBINGER GROUP INC	860,012	$8,918	4.4%	$8.72	—	COM	41146A106
DIN	DINEEQUITY INC	99,225	$6,847	3.3%	$41.40	-2.0%	COM	254423106
—	DIGITAL GENERATION INC	497,164	$6,428	3.1%	$7.37	—	COM	25400B108
—	AMBAC FINL GROUP INC	515,000	$6,216	3.0%	$12.07	—	*W EXP 04/30/202	023139116
OSG	AMBAC FINL GROUP INC	222,402	$4,034	2.0%	$24.24	-6.0%	COM NEW	023139884
LYG	LLOYDS BANKING GROUP PLC	584,848	$2,813	1.4%	$3.84	—	SPONSORED ADR	539439109
—	GENTIVA HEALTH SERVICES INC	100,000	$1,204	0.6%	$12.04	—	COM	37247A102
—	K12 INC	11,667	$360	0.2%	$30.86	—	COM	48273U102
—	NII HLDGS INC	44,800	$272	0.1%	$6.66	—	CL B NEW	62913F201