CASPIAN CAPITAL LP Diversified Active

Location: New York, NY

CIK: 0001518999 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value: $286M (85.4% shares, 14.6% debt)

Holdings (14)

— DYNEGY INC NEW DEL 22.0%

Value $62.88M Shares 2,921,738 Est. Cost $22.47 Unrealized —

GM GENERAL MTRS CO 21.4%

Value $61.3M Shares 1,500,000 Est. Cost $28.17 Unrealized 0.0%

— DRYSHIPS INC. 14.6%

Value $41.81M Shares 41,368,000 Est. Cost $0.99 Unrealized —

GM GENERAL MTRS CO 7.3%

Value $20.85M Shares 510,160 Est. Cost $28.17 Unrealized 0.0%

— IRON MTN INC 5.6%

Value $15.98M Shares 526,661 Est. Cost $26.72 Unrealized —

DIN DINEEQUITY INC 5.1%

Value $14.71M Shares 176,125 Est. Cost $43.92 Unrealized +7.4%

AGO ASSURED GUARANTY LTD 4.8%

Value $13.61M Shares 577,120 Est. Cost $17.51 Unrealized +0.7%

OSG AMBAC FINL GROUP INC 4.3%

Value $12.38M Shares 504,120 Est. Cost $22.39 Unrealized -6.5%

— ANGLOGOLD ASHANTI LTD 3.9%

Value $11.25M Shares 960,000 Est. Cost — Unrealized —

— HARBINGER GROUP INC 3.6%

Value $10.36M Shares 874,322 Est. Cost $8.78 Unrealized —

— AMBAC FINL GROUP INC 3.5%

Value $9.935M Shares 665,000 Est. Cost $12.72 Unrealized —

— DIGITAL GENERATION INC 3.1%

Value $8.868M Shares 696,097 Est. Cost $8.90 Unrealized —

— GENTIVA HEALTH SERVICES INC 0.7%

Value $1.862M Shares 150,000 Est. Cost $12.16 Unrealized —

— K12 INC 0.1%

Value $254K Shares 11,667 Est. Cost $30.86 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	DYNEGY INC NEW DEL	2,921,738	$62.88M	22.0%	$22.47	—	COM	26817R108
GM	GENERAL MTRS CO	1,500,000	$61.3M	21.4%	$28.17	0.0%	Call	37045V100
—	DRYSHIPS INC.	41,368,000	$41.81M	14.6%	$0.99	—	NOTE 5.000%12/0	262498AB4
GM	GENERAL MTRS CO	510,160	$20.85M	7.3%	$28.17	0.0%	COM	37045V100
—	IRON MTN INC	526,661	$15.98M	5.6%	$26.72	—	COM	462846106
DIN	DINEEQUITY INC	176,125	$14.71M	5.1%	$43.92	+7.4%	COM	254423106
AGO	ASSURED GUARANTY LTD	577,120	$13.61M	4.8%	$17.51	+0.7%	COM	G0585R106
OSG	AMBAC FINL GROUP INC	504,120	$12.38M	4.3%	$22.39	-6.5%	COM NEW	023139884
—	ANGLOGOLD ASHANTI LTD	960,000	$11.25M	3.9%	—	—	Put	035128206
—	HARBINGER GROUP INC	874,322	$10.36M	3.6%	$8.78	—	COM	41146A106
—	AMBAC FINL GROUP INC	665,000	$9.935M	3.5%	$12.72	—	*W EXP 04/30/202	023139116
—	DIGITAL GENERATION INC	696,097	$8.868M	3.1%	$8.90	—	COM	25400B108
—	GENTIVA HEALTH SERVICES INC	150,000	$1.862M	0.7%	$12.16	—	COM	37247A102
—	K12 INC	11,667	$254K	0.1%	$30.86	—	COM	48273U102