CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 13, 2014

Total Value ($000): $220,143 (69.6% shares, 30.4% debt)

Holdings (12)

— DYNEGY INC NEW DEL 26.6%

Value ($000) $58,636 Shares 2,351,069 Est. Cost $22.47 Unrealized —

— DRYSHIPS INC. 18.6%

Value ($000) $40,903 Shares 41,368,000 Est. Cost $0.99 Unrealized —

— DFC GLOBAL CORP 11.8%

Value ($000) $26,001 Shares 30,500,000 Est. Cost $0.85 Unrealized —

DIN DINEEQUITY INC 10.2%

Value ($000) $22,388 Shares 286,772 Est. Cost $45.80 Unrealized +6.5%

NPO ENPRO INDS INC 6.9%

Value ($000) $15,284 Shares 210,314 Est. Cost $70.90 Unrealized 0.0%

— IRON MTN INC 6.6%

Value ($000) $14,520 Shares 526,661 Est. Cost $26.72 Unrealized —

— HARBINGER GROUP INC 5.4%

Value ($000) $11,916 Shares 974,322 Est. Cost $9.13 Unrealized —

OSG AMBAC FINL GROUP INC 4.4%

Value ($000) $9,708 Shares 312,846 Est. Cost $22.39 Unrealized +23.3%

— AMBAC FINL GROUP INC 3.8%

Value ($000) $8,460 Shares 414,708 Est. Cost $12.72 Unrealized —

— K12 INC 2.2%

Value ($000) $4,946 Shares 218,373 Est. Cost $23.09 Unrealized —

— DFC GLOBAL CORP 2.0%

Value ($000) $4,415 Shares 500,000 Est. Cost $8.83 Unrealized —

— GENTIVA HEALTH SERVICES INC 1.3%

Value ($000) $2,966 Shares 325,215 Est. Cost $10.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	DYNEGY INC NEW DEL	2,351,069	$58,636	26.6%	$22.47	—	COM	26817R108
—	DRYSHIPS INC.	41,368,000	$40,903	18.6%	$0.99	—	NOTE 5.000%12/0	262498AB4
—	DFC GLOBAL CORP	30,500,000	$26,001	11.8%	$0.85	—	NOTE 3.250% 4/1	23324TAB3
DIN	DINEEQUITY INC	286,772	$22,388	10.2%	$45.80	+6.5%	COM	254423106
NPO	ENPRO INDS INC	210,314	$15,284	6.9%	$70.90	0.0%	COM	29355X107
—	IRON MTN INC	526,661	$14,520	6.6%	$26.72	—	COM	462846106
—	HARBINGER GROUP INC	974,322	$11,916	5.4%	$9.13	—	COM	41146A106
OSG	AMBAC FINL GROUP INC	312,846	$9,708	4.4%	$22.39	+23.3%	COM NEW	023139884
—	AMBAC FINL GROUP INC	414,708	$8,460	3.8%	$12.72	—	Call	023139116
—	K12 INC	218,373	$4,946	2.2%	$23.09	—	COM	48273U102
—	DFC GLOBAL CORP	500,000	$4,415	2.0%	$8.83	—	COM	23324T107
—	GENTIVA HEALTH SERVICES INC	325,215	$2,966	1.3%	$10.52	—	COM	37247A102