Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q3 2014 (Next →)
Filing Date: Aug 14, 2015
Total Value: $344M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 15,394,151 | $44.09M | 12.8% | $2.86 | — | — | COM | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $37.63M | 11.0% | $34.56 | — | — | COM | 73755L107 |
| — | VIACOM INC. CL A | 299,902 | $23.09M | 6.7% | $77.01 | — | — | CL A | 92553P102 |
| — | CONCUR TECHNOLOGIES INC | 11,497,000 | $15M | 4.4% | $1.30 | — | — | NOTE 0.500% 6/1 | 206708AC3 |
| — | PROTECTIVE LIFE CORP. | 173,104 | $12.02M | 3.5% | $69.41 | — | — | COM | 743674103 |
| — | ROCKWOOD HOLDINGS INC. | 143,716 | $10.99M | 3.2% | $76.45 | — | — | COM | 774415103 |
| BXMT | BLACKSTONE MORTGAGE TRU-CLA | 387,192 | $10.49M | 3.1% | $27.10 | — | — | COM CL A | 09257W100 |
| — | WILLIAMS PARTNERS L.P. | 181,432 | $9.625M | 2.8% | $53.05 | — | — | COM UNIT L P | 96950F104 |
| — | HF2 FINANCIAL MANAGEMENT CLA | 897,644 | $9.335M | 2.7% | $10.40 | — | — | CL A | 40421A104 |
| — | INTL RECTIFIER CORP | 233,470 | $9.161M | 2.7% | $39.24 | — | — | COM | 460254105 |
| — | CAPITOL ACQUISITION CORP 11 | 928,628 | $9.11M | 2.7% | $9.81 | — | — | COM | 14056V105 |
| — | SLVR EAGL ACQUISITION | 889,471 | $8.841M | 2.6% | $9.94 | — | — | COM | 827694100 |
| — | OMNIAMERICAN BANCORP INC | 281,228 | $7.309M | 2.1% | $25.99 | — | — | COM | 68216R107 |
| — | ATHLON ENERGY INC | 121,785 | $7.092M | 2.1% | $58.23 | — | — | COM | 047477104 |
| — | URS CORP. | 111,080 | $6.399M | 1.9% | $57.61 | — | — | COM | 903236107 |
| — | 1ST UNITED BANCORP ONC/NORTH | 728,815 | $6.21M | 1.8% | $8.52 | — | — | COM | 33740N105 |
| — | SIGMA-ALDRICH CORP. | 43,020 | $5.851M | 1.7% | $136.01 | — | — | COM | 826552101 |
| — | FAMILY DOLLAR STORES INC. | 71,857 | $5.55M | 1.6% | $77.24 | — | — | COM | 307000109 |
| — | DRESSER-RAND GROUP INC. | 65,287 | $5.371M | 1.6% | $82.27 | — | — | COM | 261608103 |
| — | ANNIES INC | 113,249 | $5.198M | 1.5% | $45.90 | — | — | COM | 03600T104 |
| — | TIM HORTONS INC. | 59,772 | $4.711M | 1.4% | $78.82 | — | — | COM | 88706M103 |
| — | LEVY ACQUISITION CORP | 481,158 | $4.658M | 1.4% | $9.68 | — | — | COM | 52748T104 |
| — | LIN MEDIA LLC-A | 201,150 | $4.466M | 1.3% | $22.20 | — | — | CL A COM | 532771102 |
| — | GLIMCHER REALTY TRUST | 311,383 | $4.216M | 1.2% | $13.54 | — | — | SH BEN INT | 379302102 |
| — | DIRECTV | 47,901 | $4.144M | 1.2% | $86.51 | — | — | COM | 25490A309 |
| — | ARGO GROUP INTERNATIONAL | 80,712 | $4.061M | 1.2% | $50.31 | — | — | COM | G0464B107 |
| — | GLOBAL DEFENSE & NATIONAL | 371,653 | $3.813M | 1.1% | $10.26 | — | — | COM | 37953N108 |
| — | EINSTEIN NOAH RESTAURANT GRO | 183,829 | $3.706M | 1.1% | $20.16 | — | — | COM | 28257U104 |
| — | DISCOVERY COMMUNICATIONS-A | 95,810 | $3.622M | 1.1% | $37.80 | — | — | COM SER A | 25470F104 |
| — | ROI ACQUISITION CORP | 336,442 | $3.314M | 1.0% | $9.85 | — | — | COM | 74966G101 |
| — | TERRAPIN 3 ACQUISITION CORP | 335,817 | $3.267M | 1.0% | $9.73 | — | — | COM CL A | 88104P104 |
| — | FOSTER WHEELER | 95,810 | $3.03M | 0.9% | $31.63 | — | — | COM | H27178104 |
| L | LOEWS CORP. | 70,900 | $2.954M | 0.9% | $41.66 | — | — | COM | 540424108 |
| — | AMERICAN REALTY CAPITAL HEAL | 258,749 | $2.712M | 0.8% | $10.48 | — | — | COM | 02917R108 |
| CUK | CARNIVAL PLC (ADS) | 67,162 | $2.683M | 0.8% | $39.95 | — | — | ADR | 14365C103 |
| — | GARNERO ACQUISITION GROUP | 258,714 | $2.466M | 0.7% | $9.53 | — | — | SHS | G5866L108 |
| — | CAMBRIDGE CAPITAL ACQ | 248,612 | $2.412M | 0.7% | $9.70 | — | — | COM | 13215Q106 |
| — | MERGEWORTHRX CORP | 276,086 | $2.272M | 0.7% | $8.23 | — | — | COM | 58952R106 |
| — | TRW AUTOMOTIVE HOLDINGS CORP. | 20,503 | $2.076M | 0.6% | $101.25 | — | — | COM | 87264S106 |
| — | TRW AUTOMOTIVE HLDGS CORP COM | 525,700 | $2.051M | 0.6% | $3.90 | — | — | CALL | 87264S106 |
| LBTYAUSD | LIBERTY GLOBAL PLC A | 46,948 | $1.997M | 0.6% | $42.54 | — | — | SHS CL A | G5480U104 |
| — | INTERNATIONAL GAME TECHNOLOGY | 116,900 | $1.972M | 0.6% | $16.87 | — | — | COM | 459902102 |
| NWS | NEWS CORP/NEW-CL B-W/I | 116,588 | $1.881M | 0.5% | $16.13 | — | — | CL B | 65249B208 |
| — | QUARTET MERGER CORP | 172,116 | $1.649M | 0.5% | $9.58 | — | — | COM | 747717106 |
| — | CONVERSANT INC | 47,900 | $1.641M | 0.5% | $34.26 | — | — | COM | 21249J105 |
| — | HENNESSY CAPITAL ACQ | 166,544 | $1.632M | 0.5% | $9.80 | — | — | COM | 425886108 |
| — | WL ROSS HOLDING CORP | 161,563 | $1.598M | 0.5% | $9.89 | — | — | COM SHS | 92939D104 |
| — | TWTY-FRT CNTRY B | 47,905 | $1.596M | 0.5% | $33.32 | — | — | CL B | 90130A200 |
| — | TIME WARNER CABLE INC. | 9,582 | $1.375M | 0.4% | $143.50 | — | — | COM | 88732J207 |
| — | CONCUR TECHNOLOGIES INC | 9,500 | $1.205M | 0.4% | $126.84 | — | — | COM | 206708109 |
| — | DRESSER-RAND GROUP INC COM | 144,800 | $1.205M | 0.4% | $8.32 | — | — | CALL | 261608103 |
| — | 1347 CAPITAL CORP | 114,984 | $1.099M | 0.3% | $9.56 | — | — | COM | 68245V103 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $958K | 0.3% | $10.00 | — | — | UNIT 99/99/9999 | 82936K201 |
| — | BALLY TECHNOLOGIES INC COM | 139,500 | $935K | 0.3% | $6.70 | — | — | CALL | 05874B107 |
| — | BOLT TECHNOLOGY CORP. | 40,610 | $891K | 0.3% | $21.94 | — | — | COM | 097698104 |
| CMCSA | COMCAST CORP. CL A | 16,214 | $872K | 0.3% | $53.78 | — | — | CL A | 20030N101 |
| — | KINDER MORGAN ENERGY PARTNERS L.P. | 8,165 | $762K | 0.2% | $93.33 | — | — | UT LTD PARTNER | 494550106 |
| — | TIME WARNER CABLE INC COM | 109,600 | $709K | 0.2% | $6.47 | — | — | CALL | 88732J207 |
| — | EL PASO PIPELINE PARTNERS L.P. | 12,638 | $508K | 0.1% | $40.20 | — | — | COM UNIT LPI | 283702108 |
| — | QR ENERGY LP | 23,977 | $466K | 0.1% | $19.44 | — | — | UNIT LTD PRTNS | 74734R108 |
| — | RF MICRO DEVICES INC. | 40,121 | $463K | 0.1% | $11.54 | — | — | COM | 749941100 |
| — | PROTECTIVE LIFE CORP COM | 74,000 | $355K | 0.1% | $4.80 | — | — | CALL | 743674103 |
| — | CONCUR TECHNOLOGIES INC COM | 50,100 | $276K | 0.1% | $5.51 | — | — | CALL | 206708109 |
| — | SHIRE PLC SPONSORED ADR | 18,200 | $274K | 0.1% | $15.05 | — | — | CALL | 82481R106 |
| — | BURGER KING WORLDWIDE INC COM | 47,900 | $265K | 0.1% | $5.53 | — | — | PUT | 121220107 |
| — | MEDIA GEN INC COM | 19,900 | $248K | 0.1% | $12.46 | — | — | PUT | 584404107 |
| — | WL ROSS HOLDING CORP | 285,419 | $234K | 0.1% | $0.82 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | INTERNATIONAL RECTIFIER CORP COM | 49,300 | $229K | 0.1% | $4.65 | — | — | CALL | 460254105 |
| T | AT&T INC COM | 91,300 | $180K | 0.1% | $1.97 | — | — | PUT | 00206R102 |
| — | SIGMA ALDRICH CORP COM | 20,700 | $165K | 0.0% | $7.97 | — | — | CALL | 826552101 |
| — | TIBCO SOFTWARE INC COM | 47,900 | $159K | 0.0% | $3.32 | — | — | CALL | 88632Q103 |
| — | TERRAPIN 3 ACQUISITION COR A | 335,817 | $107K | 0.0% | $0.32 | — | — | *W EXP 06/27/201 | 88104P112 |
| — | SILVER EAGLE ACQUISITION | 234,860 | $106K | 0.0% | $0.45 | — | — | *W EXP 07/26/202 | 827694118 |
| — | HENNESSY CAPITAL ACQ CW19 | 166,544 | $87,000 | 0.0% | $0.52 | — | — | *W EXP 01/23/201 | 425886116 |
| — | GARNERO GROUP ACQUITION RTS | 258,714 | $72,000 | 0.0% | $0.28 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | CAMBRIDGE CAPITAL ACQ CW18 | 186,267 | $69,000 | 0.0% | $0.37 | — | — | *W EXP 12/17/201 | 13215Q114 |
| — | BREITBURN ENERGY PARTNERS LP COM UT LTD PTN | 23,500 | $65,000 | 0.0% | $2.77 | — | — | PUT | 106776107 |
| — | RACKSPACE HOSTING INC COM | 23,900 | $47,000 | 0.0% | $1.97 | — | — | CALL | 750086100 |
| — | ROI ACQUISITION CORP CW18 | 191,240 | $42,000 | 0.0% | $0.22 | — | — | *W EXP 09/17/201 | 74966G119 |
| — | 1347 CAPITAL CORP RTS | 114,984 | $40,000 | 0.0% | $0.35 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | FAMILY DLR STORES INC COM | 95,800 | $37,000 | 0.0% | $0.39 | — | — | CALL | 307000109 |
| — | GARNERO ACQUISITION GROUP CW19 | 258,714 | $31,000 | 0.0% | $0.12 | — | — | *W EXP 06/24/201 | G5866L116 |
| — | 1347 CAPITAL CORP - CW | 114,984 | $23,000 | 0.0% | $0.20 | — | — | *W EXP 07/15/202 | 68245V129 |
| — | COLLABRIUM JAPAN ACQUISITION | 45,225 | $9,000 | 0.0% | $0.20 | — | — | *W EXP 04/01/201 | G2266G110 |
| — | WASHINGTON PRIME GROUP INC COM | 56,500 | $8,000 | 0.0% | $0.14 | — | — | CALL | 939647103 |
| — | TIME WARNER INC COM NEW | 47,800 | $7,000 | 0.0% | $0.15 | — | — | CALL | 887317303 |
| — | AMERICAN RLTY CAP PPTYS INC COM | 47,800 | $2,000 | 0.0% | $0.04 | — | — | CALL | 02917T104 |
| VLY | VALLEY NATL BANCORP COM | 230,400 | $2,000 | 0.0% | $0.01 | — | — | CALL | 919794107 |
| — | INTERMUNE INC COM DELETED | 14,800 | $0 | 0.0% | $0.00 | — | — | PUT | 45884X103 |
| — | CRUMBS BAKE SHOP EQUITY WARRANTS E | 190,420 | $0 | 0.0% | $0.00 | — | — | *W EXP 05/05/201 | 228803110 |