Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $754M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 15,394,151 | $392M | 51.9% | $25.45 | — | — | COM | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $38.46M | 5.1% | $35.32 | — | — | COM | 73755L107 |
| — | VIACOM INC. CL A | 294,374 | $22.23M | 2.9% | $75.50 | — | — | CL A | 92553P102 |
| — | ROCKWOOD HOLDINGS INC. | 259,146 | $20.42M | 2.7% | $78.80 | — | — | COM | 774415103 |
| — | COVANCE INC. | 189,273 | $19.65M | 2.6% | $103.84 | — | — | COM | 222816100 |
| — | CAREFUSION CORP. | 309,919 | $18.39M | 2.4% | $59.34 | — | — | COM | 14170T101 |
| — | PROTECTIVE LIFE CORP. | 246,863 | $17.19M | 2.3% | $69.65 | — | — | COM | 743674103 |
| — | SIGMA-ALDRICH CORP. | 115,688 | $15.88M | 2.1% | $137.27 | — | — | COM | 826552101 |
| — | CUBIST PHARMACEUTICALS INC cvt note 1.87% | 9,598,000 | $13.06M | 1.7% | $1.36 | — | — | NOTE 1.875% 9/0 | 229678AH0 |
| — | CUBIST PHARMACEUTICALS INC cvt note 1.125% | 7,679,000 | $10.22M | 1.4% | $1.33 | — | — | NOTE 1.125% 9/0 | 229678AF4 |
| BXMT | BLACKSTONE MORTGAGE TRU-CLA | 350,000 | $10.2M | 1.4% | $29.14 | — | — | COM CL A | 09257W100 |
| SPY | SPDR S&P 500 ETF TRUST | 48,000 | $9.866M | 1.3% | $205.54 | — | — | TR UNIT | 78462F103 |
| — | HF2 FINANCIAL MANAGEMENT CL A | 897,644 | $9.344M | 1.2% | $10.41 | — | — | CL A | 40421A104 |
| — | CAPITAL ACQUISITION CORP 11 | 928,628 | $9.175M | 1.2% | $9.88 | — | — | COM | 14056V105 |
| — | AVIV REIT INC | 229,997 | $7.93M | 1.1% | $34.48 | — | — | COM | 05381L101 |
| — | COVIDIEN PLC | 74,480 | $7.618M | 1.0% | $102.28 | — | — | SHS | G2554F113 |
| — | GLIMCHER REALTY TRUST SH BEN INT | 527,890 | $7.253M | 1.0% | $13.74 | — | — | SH BEN INT | 379302102 |
| — | LEVY ACQUISITION CORP | 697,967 | $6.791M | 0.9% | $9.73 | — | — | COM | 52748T104 |
| — | ALLERGAN INC. | 31,586 | $6.715M | 0.9% | $212.59 | — | — | COM | 018490102 |
| — | DIRECTV | 71,850 | $6.229M | 0.8% | $86.69 | — | — | COM | 25490A309 |
| — | AMREIT INC CL B | 232,202 | $6.163M | 0.8% | $26.54 | — | — | CL B | 03216B208 |
| — | DRESSER-RAND GROUP INC. | 75,000 | $6.135M | 0.8% | $81.80 | — | — | COM | 261608103 |
| — | LIBERTY GLOBAL PLC SERIES C | 120,867 | $5.839M | 0.8% | $48.31 | — | — | SHS CL C | G5480U120 |
| — | FAMILY DOLLAR STORES INC. | 71,857 | $5.692M | 0.8% | $79.21 | — | — | COM | 307000109 |
| QSR | RESTAURANT BRANDS INTL INC | 120,896 | $4.72M | 0.6% | $39.04 | — | — | COM | 76131D103 |
| — | GLOBAL DEFENSE & NATIONAL | 440,818 | $4.518M | 0.6% | $10.25 | — | — | COM | 37953N108 |
| — | ARGO GROUP INTERNATIONAL | 80,712 | $4.477M | 0.6% | $55.47 | — | — | COM | G0464B107 |
| — | SAPIENT CORP | 179,008 | $4.454M | 0.6% | $24.88 | — | — | COM | 803062108 |
| — | CAMBRIDGE CAPITAL ACQ | 441,508 | $4.371M | 0.6% | $9.90 | — | — | COM | 13215Q106 |
| — | ROI ACQUISITION CORP | 432,678 | $4.253M | 0.6% | $9.83 | — | — | COM | 74966G101 |
| — | TERRAPIN 3 ACQUISITION CORP CL A | 431,627 | $4.187M | 0.6% | $9.70 | — | — | COM CL A | 88104P104 |
| — | TWTY-FRT CNTRY CL B | 110,569 | $4.079M | 0.5% | $36.89 | — | — | CL B | 90130A200 |
| — | HERITAGE FINL GROUP INC | 133,779 | $3.465M | 0.5% | $25.90 | — | — | COM | 42726X102 |
| — | DISCOVERY COMMUNICATNS NEW SER C | 95,964 | $3.236M | 0.4% | $33.72 | — | — | COM SER C | 25470F302 |
| — | TRW AUTOMOTIVE HOLDINGS CORP. | 30,703 | $3.158M | 0.4% | $102.86 | — | — | COM | 87264S106 |
| — | AVANIR PHARMACEUTICALS INC | 177,563 | $3.01M | 0.4% | $16.95 | — | — | CL A NEW | 05348P401 |
| — | AR CAPITAL ACQUISITION CORP | 295,234 | $2.864M | 0.4% | $9.70 | — | — | COM | 00191R109 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $2.727M | 0.4% | $9.47 | — | — | COM | 448740100 |
| — | * TRW AUTOMOTIVE HLDGS CORP COM | 591,400 | $2.58M | 0.3% | $4.36 | — | — | CALL | 87264S106 |
| — | GARNER ACQUISITION GROUP | 258,714 | $2.471M | 0.3% | $9.55 | — | — | SHS | G5866L108 |
| NWS | NEWS CORP/NEW-CL B-W/I | 116,588 | $1.758M | 0.2% | $15.08 | — | — | CL B | 65249B208 |
| — | HENNESSY CAPITAL ACQ | 166,544 | $1.624M | 0.2% | $9.75 | — | — | COM | 425886108 |
| — | * ALLERGAN INC COM | 104,500 | $1.589M | 0.2% | $15.21 | — | — | CALL | 018490102 |
| WRB | W.R. BERKLEY CORP. | 30,260 | $1.551M | 0.2% | $51.26 | — | — | COM | 084423102 |
| — | TRIQUINT SEMICONDUCTOR INC | 53,553 | $1.466M | 0.2% | $27.37 | — | — | COM | 89674K103 |
| — | TIME WARNER CABLE INC | 9,582 | $1.457M | 0.2% | $152.06 | — | — | COM | 88732J207 |
| — | MEDIA GENERAL INC WI | 75,823 | $1.269M | 0.2% | $16.74 | — | — | COM | 58441K100 |
| — | * DRESSER-RAND GROUP INC COM | 154,400 | $1.259M | 0.2% | $8.15 | — | — | CALL | 261608103 |
| — | LIBERTY BROADBAND CORP | 127,657 | $1.213M | 0.2% | $9.50 | — | — | RIGHT 01/09/2015 | 530307115 |
| — | 1347 CAPITAL CORP | 114,984 | $1.088M | 0.1% | $9.46 | — | — | COM | 68245V103 |
| VTR | VENTAS INC. | 13,481 | $967K | 0.1% | $71.73 | — | — | COM | 92276F100 |
| CMCSA | COMCAST A CORP | 16,214 | $941K | 0.1% | $58.04 | — | — | CL A | 20030N101 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $939K | 0.1% | $9.80 | — | — | COM | 82936K102 |
| — | INTERNATIONAL GAME TECHNOLOGY | 49,098 | $847K | 0.1% | $17.25 | — | — | COM | 459902102 |
| — | BROOKFIELD RESIDENTIAL PROPE | 32,753 | $788K | 0.1% | $24.06 | — | — | COM | 11283W104 |
| — | HUDSON VALLEY HOLDING CORP | 22,655 | $615K | 0.1% | $27.15 | — | — | COM | 444172100 |
| — | WL ROSS HOLDING CORP | 52,137 | $535K | 0.1% | $10.26 | — | — | COM SHS | 92939D104 |
| — | PANTRY INC | 9,676 | $359K | 0.0% | $37.10 | — | — | COM | 698657103 |
| — | * PROTECTIVE LIFE CORP COM | 74,000 | $352K | 0.0% | $4.76 | — | — | CALL | 743674103 |
| T | * AT&T INC COM | 136,900 | $350K | 0.0% | $2.56 | — | — | PUT | 00206R102 |
| — | PROSENSA HOLDING NV | 16,782 | $315K | 0.0% | $18.77 | — | — | SHS USD | N71546100 |
| — | WL ROSS HOLDING CORP | 170,605 | $201K | 0.0% | $1.18 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | * INTERNATIONAL RECTIFIER CORP COM | 49,300 | $185K | 0.0% | $3.75 | — | — | CALL | 460254105 |
| — | *TALISMAN ENERGY INC | 96,000 | $185K | 0.0% | $1.93 | — | — | COM | 87425E103 |
| QSR | *RESTAURANT BRANDS INTL INC | 129,500 | $172K | 0.0% | $1.33 | — | — | PUT | 76131D103 |
| — | * SIGMA ALDRICH CORP COM | 20,700 | $166K | 0.0% | $8.02 | — | — | CALL | 826552101 |
| — | * MEDIA GEN INC COM | 19,900 | $158K | 0.0% | $7.94 | — | — | PUT | 584404107 |
| — | *NPS PHARMACEUTICALS INC | 50,000 | $133K | 0.0% | $2.66 | — | — | COM | 62936P103 |
| — | * COVIDIEN PLC SHS | 10,100 | $124K | 0.0% | $12.28 | — | — | PUT | G2554F113 |
| — | * COVIDIEN PLC SHS | 9,500 | $124K | 0.0% | $13.05 | — | — | CALL | G2554F113 |
| — | * TIME WARNER CABLE INC COM | 20,000 | $105K | 0.0% | $5.25 | — | — | CALL | 88732J207 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $92,000 | 0.0% | $0.32 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | * SAPIENT CORP COM | 24,400 | $79,000 | 0.0% | $3.24 | — | — | CALL | 803062108 |
| — | GARNERO GROUP ACQUITION RTS | 258,714 | $78,000 | 0.0% | $0.30 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | PETSMART INC | 28,500 | $74,000 | 0.0% | $2.60 | — | — | CALL | 716768106 |
| — | HENNESSY CAPITAL ACQ CW19 | 165,107 | $58,000 | 0.0% | $0.35 | — | — | *W EXP 01/23/201 | 425886116 |
| — | ROI ACQUISITION CORP CW18 | 168,483 | $44,000 | 0.0% | $0.26 | — | — | *W EXP 09/17/201 | 74966G119 |
| — | 1347 CAPITAL CORP RTS | 114,984 | $40,000 | 0.0% | $0.35 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | HYDRA INDS ACQUISITION CORP | 167,965 | $30,000 | 0.0% | $0.18 | — | — | *W EXP 10/20/202 | 448740118 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $29,000 | 0.0% | $0.30 | — | — | RIGHT 99/99/9999 | 82936K110 |
| — | AR CAPITAL ACQUISITION CORP | 134,804 | $27,000 | 0.0% | $0.20 | — | — | *W EXP 10/06/201 | 00191R117 |
| — | CAMBRIDGE CAPITAL ACQ CW18 | 82,440 | $26,000 | 0.0% | $0.32 | — | — | *W EXP 12/17/201 | 13215Q114 |
| — | *RIVERBED TECH INC | 19,200 | $18,000 | 0.0% | $0.94 | — | — | CALL | 768573107 |
| — | GARNERO ACQUISITION GROUP CW19 | 95,533 | $11,000 | 0.0% | $0.12 | — | — | *W EXP 06/24/201 | G5866L116 |
| — | VOLCANO CORPORATION | 198,500 | $0 | 0.0% | $0.00 | — | — | PUT | 928645100 |