CIK: 0000011544 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $754,236
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 15,394,151 | $391,781 | 51.9% | $19.20 | +13.0% | — | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $38,458 | 5.1% | $34.56 | — | — | 73755L107 |
| — | VIACOM INC. CL A | 294,374 | $22,225 | 2.9% | $77.01 | — | — | 92553P102 |
| — | ROCKWOOD HOLDINGS INC. | 259,146 | $20,421 | 2.7% | $77.50 | — | — | 774415103 |
| — | COVANCE INC. | 189,273 | $19,654 | 2.6% | $103.84 | — | — | 222816100 |
| — | CAREFUSION CORP. | 309,919 | $18,391 | 2.4% | $59.34 | — | — | 14170T101 |
| — | PROTECTIVE LIFE CORP. | 246,863 | $17,194 | 2.3% | $69.48 | — | — | 743674103 |
| — | SIGMA-ALDRICH CORP. | 115,688 | $15,880 | 2.1% | $136.80 | — | — | 826552101 |
| — | CUBIST PHARMACEUTICALS INC cvt note 1.87% | 9,598,000 | $13,056 | 1.7% | $1.36 | — | — | 229678AH0 |
| — | CUBIST PHARMACEUTICALS INC cvt note 1.125% | 7,679,000 | $10,216 | 1.4% | $1.33 | — | — | 229678AF4 |
| BXMT | BLACKSTONE MORTGAGE TRU-CLA | 350,000 | $10,199 | 1.4% | $27.10 | — | — | 09257W100 |
| SPY | SPDR S&P 500 ETF TRUST | 48,000 | $9,866 | 1.3% | $205.54 | — | — | 78462F103 |
| — | HF2 FINANCIAL MANAGEMENT CL A | 897,644 | $9,344 | 1.2% | $10.40 | — | — | 40421A104 |
| — | CAPITAL ACQUISITION CORP 11 | 928,628 | $9,175 | 1.2% | $9.81 | — | — | 14056V105 |
| — | AVIV REIT INC | 229,997 | $7,930 | 1.1% | $34.48 | — | — | 05381L101 |
| — | COVIDIEN PLC | 74,480 | $7,618 | 1.0% | $102.28 | — | — | G2554F113 |
| — | GLIMCHER REALTY TRUST SH BEN INT | 527,890 | $7,253 | 1.0% | $13.62 | — | — | 379302102 |
| — | LEVY ACQUISITION CORP | 697,967 | $6,791 | 0.9% | $9.70 | — | — | 52748T104 |
| — | ALLERGAN INC. | 31,586 | $6,715 | 0.9% | $212.59 | — | — | 018490102 |
| — | DIRECTV | 71,850 | $6,229 | 0.8% | $86.57 | — | — | 25490A309 |
| — | AMREIT INC CL B | 232,202 | $6,163 | 0.8% | $26.54 | — | — | 03216B208 |
| — | DRESSER-RAND GROUP INC. | 75,000 | $6,135 | 0.8% | $82.21 | — | — | 261608103 |
| — | LIBERTY GLOBAL PLC SERIES C | 120,867 | $5,839 | 0.8% | $48.31 | — | — | G5480U120 |
| — | FAMILY DOLLAR STORES INC. | 71,857 | $5,692 | 0.8% | $77.24 | — | — | 307000109 |
| QSR | RESTAURANT BRANDS INTL INC | 120,896 | $4,720 | 0.6% | $38.08 | 0.0% | — | 76131D103 |
| — | GLOBAL DEFENSE & NATIONAL | 440,818 | $4,518 | 0.6% | $10.26 | — | — | 37953N108 |
| — | ARGO GROUP INTERNATIONAL | 80,712 | $4,477 | 0.6% | $50.31 | — | — | G0464B107 |
| — | SAPIENT CORP | 179,008 | $4,454 | 0.6% | $24.88 | — | — | 803062108 |
| — | CAMBRIDGE CAPITAL ACQ | 441,508 | $4,371 | 0.6% | $9.79 | — | — | 13215Q106 |
| — | ROI ACQUISITION CORP | 432,678 | $4,253 | 0.6% | $9.85 | — | — | 74966G101 |
| — | TERRAPIN 3 ACQUISITION CORP CL A | 431,627 | $4,187 | 0.6% | $9.72 | — | — | 88104P104 |
| — | TWTY-FRT CNTRY CL B | 110,569 | $4,079 | 0.5% | $35.34 | — | — | 90130A200 |
| — | HERITAGE FINL GROUP INC | 133,779 | $3,465 | 0.5% | $25.90 | — | — | 42726X102 |
| — | DISCOVERY COMMUNICATNS NEW SER C | 95,964 | $3,236 | 0.4% | $33.72 | — | — | 25470F302 |
| — | TRW AUTOMOTIVE HOLDINGS CORP. | 30,703 | $3,158 | 0.4% | $101.79 | — | — | 87264S106 |
| — | AVANIR PHARMACEUTICALS INC | 177,563 | $3,010 | 0.4% | $16.95 | — | — | 05348P401 |
| — | AR CAPITAL ACQUISITION CORP | 295,234 | $2,864 | 0.4% | $9.70 | — | — | 00191R109 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $2,727 | 0.4% | $9.47 | — | — | 448740100 |
| — | * TRW AUTOMOTIVE HLDGS CORP COM | 591,400 | $2,580 | 0.3% | $101.79 | — | CALL | 87264S106 |
| — | GARNER ACQUISITION GROUP | 258,714 | $2,471 | 0.3% | $9.53 | — | — | G5866L108 |
| NWS | NEWS CORP/NEW-CL B-W/I | 116,588 | $1,758 | 0.2% | $15.12 | -12.8% | — | 65249B208 |
| — | HENNESSY CAPITAL ACQ | 166,544 | $1,624 | 0.2% | $9.80 | — | — | 425886108 |
| — | * ALLERGAN INC COM | 104,500 | $1,589 | 0.2% | $212.59 | — | CALL | 018490102 |
| WRB | W.R. BERKLEY CORP. | 30,260 | $1,551 | 0.2% | $11.66 | 0.0% | — | 084423102 |
| — | TRIQUINT SEMICONDUCTOR INC | 53,553 | $1,466 | 0.2% | $27.37 | — | — | 89674K103 |
| — | TIME WARNER CABLE INC | 9,582 | $1,457 | 0.2% | $143.50 | — | — | 88732J207 |
| — | MEDIA GENERAL INC WI | 75,823 | $1,269 | 0.2% | $16.74 | — | — | 58441K100 |
| — | * DRESSER-RAND GROUP INC COM | 154,400 | $1,259 | 0.2% | $82.21 | — | CALL | 261608103 |
| — | LIBERTY BROADBAND CORP | 127,657 | $1,213 | 0.2% | $9.50 | — | — | 530307115 |
| — | 1347 CAPITAL CORP | 114,984 | $1,088 | 0.1% | $9.56 | — | — | 68245V103 |
| VTR | VENTAS INC. | 13,481 | $967 | 0.1% | $48.29 | 0.0% | — | 92276F100 |
| CMCSA | COMCAST A CORP | 16,214 | $941 | 0.1% | $21.17 | +0.4% | — | 20030N101 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $939 | 0.1% | $9.80 | — | — | 82936K102 |
| — | INTERNATIONAL GAME TECHNOLOGY | 49,098 | $847 | 0.1% | $16.87 | — | — | 459902102 |
| — | BROOKFIELD RESIDENTIAL PROPE | 32,753 | $788 | 0.1% | $24.06 | — | — | 11283W104 |
| — | HUDSON VALLEY HOLDING CORP | 22,655 | $615 | 0.1% | $27.15 | — | — | 444172100 |
| — | WL ROSS HOLDING CORP | 52,137 | $535 | 0.1% | $9.89 | — | — | 92939D104 |
| — | PANTRY INC | 9,676 | $359 | 0.0% | $37.10 | — | — | 698657103 |
| — | * PROTECTIVE LIFE CORP COM | 74,000 | $352 | 0.0% | $69.48 | — | CALL | 743674103 |
| T | * AT&T INC COM | 136,900 | $350 | 0.0% | — | — | PUT | 00206R102 |
| — | PROSENSA HOLDING NV | 16,782 | $315 | 0.0% | $18.77 | — | — | N71546100 |
| — | WL ROSS HOLDING CORP | 170,605 | $201 | 0.0% | $0.82 | — | — | 92939D112 |
| — | *TALISMAN ENERGY INC | 96,000 | $185 | 0.0% | $1.93 | — | — | 87425E103 |
| — | * INTERNATIONAL RECTIFIER CORP COM | 49,300 | $185 | 0.0% | $39.24 | — | CALL | 460254105 |
| QSR | *RESTAURANT BRANDS INTL INC | 129,500 | $172 | 0.0% | $38.08 | 0.0% | PUT | 76131D103 |
| — | * SIGMA ALDRICH CORP COM | 20,700 | $166 | 0.0% | $136.80 | — | CALL | 826552101 |
| — | * MEDIA GEN INC COM | 19,900 | $158 | 0.0% | — | — | PUT | 584404107 |
| — | *NPS PHARMACEUTICALS INC | 50,000 | $133 | 0.0% | $2.66 | — | — | 62936P103 |
| — | * COVIDIEN PLC SHS | 10,100 | $124 | 0.0% | $102.28 | — | PUT | G2554F113 |
| — | * COVIDIEN PLC SHS | 9,500 | $124 | 0.0% | $102.28 | — | CALL | G2554F113 |
| — | * TIME WARNER CABLE INC COM | 20,000 | $105 | 0.0% | $143.50 | — | CALL | 88732J207 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $92 | 0.0% | $0.32 | — | — | 448740126 |
| — | * SAPIENT CORP COM | 24,400 | $79 | 0.0% | $24.88 | — | CALL | 803062108 |
| — | GARNERO GROUP ACQUITION RTS | 258,714 | $78 | 0.0% | $0.28 | — | — | G5866L132 |
| — | PETSMART INC | 28,500 | $74 | 0.0% | — | — | CALL | 716768106 |
| — | HENNESSY CAPITAL ACQ CW19 | 165,107 | $58 | 0.0% | $0.52 | — | — | 425886116 |
| — | ROI ACQUISITION CORP CW18 | 168,483 | $44 | 0.0% | $0.22 | — | — | 74966G119 |
| — | 1347 CAPITAL CORP RTS | 114,984 | $40 | 0.0% | $0.35 | — | — | 68245V111 |
| — | HYDRA INDS ACQUISITION CORP | 167,965 | $30 | 0.0% | $0.18 | — | — | 448740118 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $29 | 0.0% | $0.30 | — | — | 82936K110 |
| — | AR CAPITAL ACQUISITION CORP | 134,804 | $27 | 0.0% | $0.20 | — | — | 00191R117 |
| — | CAMBRIDGE CAPITAL ACQ CW18 | 82,440 | $26 | 0.0% | $0.37 | — | — | 13215Q114 |
| — | *RIVERBED TECH INC | 19,200 | $18 | 0.0% | — | — | CALL | 768573107 |
| — | GARNERO ACQUISITION GROUP CW19 | 95,533 | $11 | 0.0% | $0.12 | — | — | G5866L116 |
| — | VOLCANO CORPORATION | 198,500 | $0 | 0.0% | — | — | PUT | 928645100 |