Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jul 8, 2016
Total Value: $938M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 14,269,000 | $457M | 48.7% | $32.05 | — | — | COM | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,089,000 | $33.73M | 3.6% | $30.97 | — | — | COM | 73755L107 |
| — | FAMILY DLR STORES INC | 365,699 | $28.82M | 3.1% | $78.81 | — | — | COM | 307000109 |
| — | CITY NATL CORP | 290,849 | $26.29M | 2.8% | $90.39 | — | — | COM | 178566105 |
| BAX | BAXTER INTL INC | 359,700 | $25.15M | 2.7% | $69.93 | — | — | COM | 071813109 |
| — | SIGMA ALDRICH CORP | 171,669 | $23.92M | 2.5% | $139.35 | — | — | COM | 826552101 |
| — | ANN INC | 490,341 | $23.68M | 2.5% | $48.29 | — | — | COM | 035623107 |
| — | WILLIAMS PARTNERS L P NEW | 452,390 | $21.91M | 2.3% | $48.43 | — | — | COM UNIT LTD PAR | 96949L105 |
| — | DIRECTV | 191,840 | $17.8M | 1.9% | $92.79 | — | — | COM | 25490A309 |
| — | PALL CORP | 136,206 | $16.95M | 1.8% | $124.45 | — | — | COM | 696429307 |
| — | IGATE CORP | 350,339 | $16.71M | 1.8% | $47.69 | — | — | COM | 45169U105 |
| — | FREESCALE SEMICONDUCTOR LTD | 360,616 | $14.41M | 1.5% | $39.97 | — | — | SHS | G3727Q101 |
| — | HOSPIRA INC | 143,700 | $12.75M | 1.4% | $88.71 | — | — | CALL | 441060100 |
| — | HCC INS HLDGS INC | 153,670 | $11.81M | 1.3% | $76.84 | — | — | COM | 404132102 |
| — | BABCOCK & WILCOX CO NEW | 355,148 | $11.65M | 1.2% | $32.80 | — | — | COM | 05615F102 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,155,998 | $11.46M | 1.2% | $9.91 | — | — | COM | 74874U101 |
| — | LIBERTY GLOBAL PLC | 189,922 | $9.616M | 1.0% | $50.63 | — | — | SHS CL C | G5480U120 |
| — | SUSQUEHANNA BANCSHARES INC P | 669,034 | $9.447M | 1.0% | $14.12 | — | — | COM | 869099101 |
| — | ROCK-TENN CO | 149,694 | $9.011M | 1.0% | $60.20 | — | — | CL A | 772739207 |
| — | DRESSER-RAND GROUP INC | 101,995 | $8.69M | 0.9% | $85.20 | — | — | COM | 261608103 |
| — | WL ROSS HLDG CORP | 801,977 | $8.349M | 0.9% | $10.41 | — | — | COM SHS | 92939D104 |
| — | HOSPIRA INC | 91,586 | $8.125M | 0.9% | $88.71 | — | — | COM | 441060100 |
| — | HERITAGE FINL GROUP INC | 265,965 | $8.034M | 0.9% | $30.21 | — | — | COM | 42726X102 |
| — | RTI INTL METALS INC | 247,681 | $7.807M | 0.8% | $31.52 | — | — | COM | 74973W107 |
| — | KYTHERA BIOPHARMACEUTICALS I | 101,036 | $7.609M | 0.8% | $75.31 | — | — | COM | 501570105 |
| — | DISCOVERY COMMUNICATNS NEW | 243,318 | $7.562M | 0.8% | $31.08 | — | — | COM SER C | 25470F302 |
| — | OMNICARE INC | 4,796,000 | $6.87M | 0.7% | $1.43 | — | — | NOTE 3.500% 2/1 | 681904AQ1 |
| — | HUDSON VALLEY HOLDING CORP | 236,786 | $6.683M | 0.7% | $28.22 | — | — | COM | 444172100 |
| — | TERRAPIN 3 ACQUISITION CORP | 587,964 | $5.968M | 0.6% | $10.15 | — | — | COM CL A | 88104P104 |
| — | WESTROCK CO | 95,956 | $5.844M | 0.6% | $60.90 | — | — | COM | 96145D105 |
| — | EXCEL TR INC | 360,696 | $5.688M | 0.6% | $15.77 | — | — | COM | 30068C109 |
| — | ROI ACQUISITION CORP II | 519,110 | $5.321M | 0.6% | $10.25 | — | — | COM | 74966G101 |
| — | ADVENT SOFTWARE INC | 98,572 | $4.358M | 0.5% | $44.21 | — | — | COM | 007974108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 436,421 | $4.342M | 0.5% | $9.95 | — | — | COM | 13215Q106 |
| — | BRIDGE CAP HLDGS | 144,463 | $4.317M | 0.5% | $29.88 | — | — | COM | 108030107 |
| — | GLOBAL DEFENSE & NATL SEC SY | 392,828 | $4.125M | 0.4% | $10.50 | — | — | COM | 37953N108 |
| — | ENERGIZER HLDGS INC | 31,173 | $4.101M | 0.4% | $131.56 | — | — | COM | 29266R108 |
| — | DEALERTRACK TECHNOLOGIES INC | 47,980 | $3.013M | 0.3% | $62.80 | — | — | COM | 242309102 |
| — | AR CAP ACQUISITION CORP | 295,234 | $2.918M | 0.3% | $9.88 | — | — | COM | 00191R109 |
| — | HYDRA INDS ACQUISITION CORP | 287,940 | $2.784M | 0.3% | $9.67 | — | — | COM | 448740100 |
| ABBV | ABBVIE INC | 115,100 | $2.682M | 0.3% | $23.30 | — | — | CALL | 00287Y109 |
| — | HARMONY MERGER CORP | 268,408 | $2.644M | 0.3% | $9.85 | — | — | COM | 413247107 |
| — | GARNERO GROUP ACQUISITION CO | 258,714 | $2.541M | 0.3% | $9.82 | — | — | SHS | G5866L108 |
| NI | NISOURCE INC | 55,346 | $2.523M | 0.3% | $45.59 | — | — | COM | 65473P105 |
| L | LOEWS CORP | 55,657 | $2.143M | 0.2% | $38.50 | — | — | COM | 540424108 |
| — | CATAMARAN CORP | 34,047 | $2.08M | 0.2% | $61.09 | — | — | COM | 148887102 |
| — | ELECTRUM SPL ACQUISITION COR | 191,840 | $1.922M | 0.2% | $10.02 | — | — | UNIT 99/99/9999 | G3105C120 |
| NWS | NEWS CORP NEW | 116,588 | $1.66M | 0.2% | $14.24 | — | — | CL B | 65249B208 |
| — | ASSOCIATED ESTATES RLTY CORP | 57,516 | $1.647M | 0.2% | $28.64 | — | — | COM | 045604105 |
| — | CAPITOL ACQUISITION CORP II | 139,342 | $1.47M | 0.2% | $10.55 | — | — | COM | 14056V105 |
| — | 1347 CAP CORP | 115,462 | $1.125M | 0.1% | $9.74 | — | — | COM | 68245V103 |
| — | FINTECH ACQUISITION CORP | 95,860 | $959K | 0.1% | $10.00 | — | — | COM | 31809H100 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $953K | 0.1% | $9.95 | — | — | COM | 82936K102 |
| CMCSA | COMCAST CORP NEW | 14,395 | $866K | 0.1% | $60.16 | — | — | CL A | 20030N101 |
| — | ALTERA CORP | 216,100 | $862K | 0.1% | $3.99 | — | — | CALL | 021441100 |
| — | ORBITZ WORLDWIDE INC | 72,500 | $828K | 0.1% | $11.42 | — | — | PUT | 68557K109 |
| — | AROWANA INC | 71,895 | $728K | 0.1% | $10.13 | — | — | UNIT 99/99/9999 | G05011138 |
| — | CATAMARAN CORP | 190,000 | $661K | 0.1% | $3.48 | — | — | CALL | 148887102 |
| — | ORBITZ WORLDWIDE INC | 47,900 | $547K | 0.1% | $11.42 | — | — | CALL | 68557K109 |
| — | VIACOM INC NEW | 8,381 | $544K | 0.1% | $64.91 | — | — | CL A | 92553P102 |
| — | GP INVTS ACQUISITION COR | 51,701 | $519K | 0.1% | $10.04 | — | — | UNIT 99/99/9999 | G40357116 |
| — | TWENTY FIRST CENTY FOX INC | 15,577 | $502K | 0.1% | $32.23 | — | — | CL B | 90130A200 |
| — | DRESSER-RAND GROUP INC | 95,400 | $496K | 0.1% | $5.20 | — | — | CALL | 261608103 |
| — | ATLANTIC ALLIANCE PARTNER CO | 45,754 | $464K | 0.0% | $10.14 | — | — | SHS | G04897107 |
| — | BOULEVARD ACQUISITION CORP | 23,965 | $299K | 0.0% | $12.48 | — | — | COM | 10157P104 |
| — | QUINPARIO ACQUISITION CORP 2 | 552,824 | $193K | 0.0% | $0.35 | — | — | *W EXP 01/01/202 | 74874U119 |
| T | AT&T INC | 365,400 | $193K | 0.0% | $0.53 | — | — | PUT | 00206R102 |
| — | MYLAN N V | 95,600 | $154K | 0.0% | $1.61 | — | — | CALL | N59465109 |
| — | WL ROSS HLDG CORP | 146,650 | $147K | 0.0% | $1.00 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | ADVENT SOFTWARE INC | 3,400 | $146K | 0.0% | $42.94 | — | — | CALL | 007974108 |
| — | HYDRA INDS ACQUISITION CORP | 279,302 | $95,000 | 0.0% | $0.34 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | ASSOCIATED ESTATES RLTY CORP | 24,000 | $86,000 | 0.0% | $3.58 | — | — | CALL | 045604105 |
| — | HARMONY MERGER CORP | 268,321 | $75,000 | 0.0% | $0.28 | — | — | *W EXP 01/01/202 | 413247123 |
| — | OFFICE DEPOT INC | 141,200 | $56,000 | 0.0% | $0.40 | — | — | PUT | 676220106 |
| — | HCC INS HLDGS INC | 19,200 | $51,000 | 0.0% | $2.66 | — | — | CALL | 404132102 |
| — | SINO MERCURY ACQUISITION COR | 77,606 | $48,000 | 0.0% | $0.62 | — | — | RIGHT 08/26/2016 | 82936K110 |
| — | AR CAP ACQUISITION CORP | 124,166 | $43,000 | 0.0% | $0.35 | — | — | *W EXP 10/06/201 | 00191R117 |
| — | GARNERO GROUP ACQUISITION CO | 258,714 | $41,000 | 0.0% | $0.16 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | 1347 CAP CORP | 98,983 | $38,000 | 0.0% | $0.38 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | FINTECH ACQUISITION CORP | 95,860 | $33,000 | 0.0% | $0.34 | — | — | *W EXP 02/19/202 | 31809H118 |
| — | CAMBRIDGE CAP ACQUISITION CO | 205,496 | $31,000 | 0.0% | $0.15 | — | — | *W EXP 12/17/201 | 13215Q114 |
| — | CATAMARAN CORP | 138,100 | $30,000 | 0.0% | $0.22 | — | — | PUT | 148887102 |
| — | HYDRA INDS ACQUISITION CORP | 167,965 | $25,000 | 0.0% | $0.15 | — | — | *W EXP 10/20/202 | 448740118 |
| — | HARRIS CORP DEL | 19,200 | $21,000 | 0.0% | $1.09 | — | — | CALL | 413875105 |
| — | ROI ACQUISITION CORP II | 81,234 | $20,000 | 0.0% | $0.25 | — | — | *W EXP 09/17/201 | 74966G119 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 19,200 | $20,000 | 0.0% | $1.04 | — | — | CALL | G5480U104 |
| — | GARNERO GROUP ACQUISITION CO | 95,533 | $12,000 | 0.0% | $0.13 | — | — | *W EXP 06/24/201 | G5866L116 |
| NXPI | NXP SEMICONDUCTORS N V | 96,000 | $10,000 | 0.0% | $0.10 | — | — | CALL | N6596X109 |
| — | GRAFTECH INTL LTD | 98,100 | $7,000 | 0.0% | $0.07 | — | — | CALL | 384313102 |
| VYX | NCR CORP NEW | 24,000 | $4,000 | 0.0% | $0.17 | — | — | CALL | 62886E108 |
| — | KYTHERA BIOPHARMACEUTICALS I | 11,100 | $3,000 | 0.0% | $0.27 | — | — | PUT | 501570105 |
| — | FAMILY DLR STORES INC | 18,500 | $1,000 | 0.0% | $0.05 | — | — | PUT | 307000109 |