CIK: 0001535610 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 18, 2014
Total Value ($000): $2,604,420 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DEPOMED INC NOTE 2.5% | 30,000 | $316,689 | 12.2% | $10556.30 | — | NOTE | 249908AA2 |
| — | TESARO INC NOTE 3.00 % | 30,000 | $313,125 | 12.0% | $10437.50 | — | NOTE | 881569AA5 |
| — | VERTEX PHARMACEUTICALS INC | 22,669 | $254,596 | 9.8% | — | — | Call | 92532F900 |
| — | GILEAD SCIENCES INC | 13,803 | $146,933 | 5.6% | — | — | Put | 375558953 |
| — | BIOGEN IDEC INC | 4,180 | $138,279 | 5.3% | — | — | Call | 09062X903 |
| — | VERTEX PHARMACEUTICALS INC | 9,592 | $107,728 | 4.1% | — | — | Put | 92532F950 |
| — | SPDR S&P 500 ETF TRUST | 4,386 | $86,413 | 3.3% | — | — | Put | 78462F953 |
| — | ACADIA PHARMACEUTICALS INC | 28,073 | $69,509 | 2.7% | — | — | Call | 00404A909 |
| — | ISHARES RUSSELL 2000 ETF | 5,289 | $57,835 | 2.2% | — | — | Put | 464287955 |
| — | ACTAVIS PLC SHS | 2,008 | $48,449 | 1.9% | — | — | Put | G0083B958 |
| — | BRISTOL MYERS SQUIBB CO | 9,134 | $46,748 | 1.8% | — | — | Call | 110122908 |
| — | ABBVIE INC | 7,607 | $43,938 | 1.7% | — | — | Call | 00287Y909 |
| — | ASTRAZENECA PLC | 4,639 | $40,365 | 1.5% | — | — | Put | 046353958 |
| — | MERCK & CO INC | 6,320 | $37,465 | 1.4% | — | — | Call | 58933Y905 |
| — | ACTAVIS PLC SHS | 1,533 | $36,988 | 1.4% | — | — | Call | G0083B908 |
| — | AGILENT TECHNOLOGIES INC | 5,031 | $28,667 | 1.1% | — | — | Call | 00846U901 |
| — | ELI LILLY & CO | 4,359 | $28,268 | 1.1% | — | — | Call | 532457908 |
| — | TESLA MOTORS INC | 1,161 | $28,175 | 1.1% | — | — | Put | 88160R951 |
| — | CELGENE CORP | 2,748 | $26,046 | 1.0% | — | — | Put | 151020954 |
| — | GILEAD SCIENCES INC | 2,288 | $24,356 | 0.9% | — | — | Call | 375558903 |
| — | INTEROIL CORP | 4,350 | $23,603 | 0.9% | — | — | Put | 460951956 |
| — | CELGENE CORP | 2,320 | $21,989 | 0.8% | — | — | Call | 151020904 |
| — | MANNKIND CORP | 33,440 | $19,763 | 0.8% | — | — | Call | 56400P901 |
| — | OPKO HEALTH INC | 22,323 | $18,997 | 0.7% | — | — | Call | 68375N903 |
| — | ASTRAZENECA PLC | 1,503 | $18,874 | 0.7% | — | — | Call | 046353908 |
| — | ALNYLAM PHARMACEUTICALS INC | 2,355 | $18,393 | 0.7% | — | — | Call | 02043Q907 |
| — | MEDIVATION INC | 1,788 | $17,678 | 0.7% | — | — | Call | 58501N901 |
| — | MERCK & CO INC | 2,798 | $16,587 | 0.6% | — | — | Put | 58933Y955 |
| ACHC | ACADIA PHARMACEUTICALS INC | 663,324 | $16,424 | 0.6% | $48.89 | 0.0% | COM | 00404A109 |
| — | AMGEN INC | 1,103 | $15,493 | 0.6% | — | — | Call | 031162900 |
| — | PFIZER INC | 5,160 | $15,258 | 0.6% | — | — | Call | 717081903 |
| — | MANNKIND CORP | 25,548 | $15,099 | 0.6% | — | — | Put | 56400P951 |
| — | ACTAVIS PLC SHS | 62,233 | $15,016 | 0.6% | $231.51 | — | SHS | G0083B108 |
| — | ACHILLION PHARMACEUTICALS INC | 14,215 | $14,187 | 0.5% | — | — | Call | 00448Q901 |
| — | INTEROIL CORP | 223,979 | $12,153 | 0.5% | $60.11 | — | COM | 460951106 |
| — | BRISTOL MYERS SQUIBB CO | 2,359 | $12,073 | 0.5% | — | — | Put | 110122958 |
| — | AUXILIUM PHARMACEUTICALS INC | 3,847 | $11,483 | 0.4% | — | — | Call | 05334D907 |
| — | UNITED THERAPEUTICS CORP | 870 | $11,193 | 0.4% | — | — | Call | 91307C902 |
| — | TENAX THERAPEUTICS INC | 2,800,500 | $11,006 | 0.4% | $3.93 | — | COM | 88032L100 |
| — | BIOGEN IDEC INC | 327 | $10,817 | 0.4% | — | — | Put | 09062X953 |
| — | SANGAMO BIOSCIENCES INC | 10,012 | $10,798 | 0.4% | — | — | Call | 800677906 |
| — | SYNAGEVA BIOPHARMA CORP | 145,200 | $9,987 | 0.4% | $68.78 | — | COM | 87159A103 |
| — | SYNAGEVA BIOPHARMA CORP | 1,452 | $9,987 | 0.4% | — | — | Put | 87159A953 |
| — | REGENERON PHARMACEUTICALS INC | 270 | $9,734 | 0.4% | — | — | Call | 75886F907 |
| — | AGILENT TECHNOLOGIES INC | 1,663 | $9,476 | 0.4% | — | — | Put | 00846U951 |
| — | PUMA BIOTECHNOLOGY INC | 358 | $8,541 | 0.3% | — | — | Call | 74587V907 |
| TSLA | TESLA MOTORS INC | 32,663 | $7,927 | 0.3% | $14.82 | +11.4% | COM | 88160R101 |
| — | COVIDIEN PLC | 912 | $7,890 | 0.3% | — | — | Put | G2554F953 |
| — | AMGEN INC | 549 | $7,711 | 0.3% | — | — | Put | 031162950 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 1,416 | $7,611 | 0.3% | — | — | Put | 881624959 |
| — | SAREPTA THERAPEUTICS INC | 3,574 | $7,541 | 0.3% | — | — | Call | 803607900 |
| PRQR | PROQR THERAPEUTICS NV | 381,249 | $6,554 | 0.3% | $16.02 | 0.0% | SHS | N71542109 |
| — | ZAFGEN INC | 327,566 | $6,437 | 0.2% | $19.65 | — | COM | 98885E103 |
| — | HORIZON PHARMA ORD | 4,963 | $6,095 | 0.2% | — | — | Call | G4617B905 |
| — | STEMCELLS INC | 4,826,383 | $6,081 | 0.2% | $1.26 | — | COM | 85857R204 |
| — | ALNYLAM PHARMACEUTICALS INC | 773 | $6,037 | 0.2% | — | — | Put | 02043Q957 |
| — | COVIDIEN PLC | 66,752 | $5,775 | 0.2% | $86.51 | — | SHS | G2554F113 |
| — | ALKERMES PLC | 1,339 | $5,740 | 0.2% | — | — | Call | G01767905 |
| — | LPATH INC | 1,628,100 | $5,731 | 0.2% | $3.52 | — | COM | 548910306 |
| — | ALCOBRA LTD | 3,659 | $5,649 | 0.2% | — | — | Put | M2239P959 |
| — | TEVA PHARMACEUTICAL INDUSTRIES LTD | 1,044 | $5,612 | 0.2% | — | — | Call | 881624909 |
| — | PUMA BIOTECHNOLOGY INC | 234 | $5,583 | 0.2% | — | — | Put | 74587V957 |
| — | CELSUS THERAPEUTICS | 860,453 | $5,059 | 0.2% | $6.29 | — | ADR | 15119A202 |
| — | ROCKWELL MEDICAL INC | 5,206 | $4,758 | 0.2% | — | — | Put | 774374952 |
| — | SHIRE PLC | 9,955 | $4,741 | 0.2% | $476.24 | — | ADR | 82481R106 |
| SGMO | SANGAMO BIOSCIENCES INC | 420,123 | $4,531 | 0.2% | $16.34 | -20.1% | COM | 800677106 |
| OCUL | OCULAR THERAPEUTIX INC | 297,107 | $4,448 | 0.2% | $14.79 | 0.0% | COM | 67576A100 |
| — | CESCA THERAPEUTICS INC | 3,551,081 | $4,332 | 0.2% | $1.43 | — | COM | 157131103 |
| — | TESARO INC | 1,607 | $4,326 | 0.2% | — | — | Call | 881569907 |
| — | QUEST RESOURCE HOLDING CORP | 2,323,783 | $3,997 | 0.2% | $1.72 | — | COM | 74836W104 |
| — | ACHILLION PHARMACEUTICALS INC | 3,938 | $3,930 | 0.2% | — | — | Put | 00448Q951 |
| — | BLUEBIRD BIO INC | 993 | $3,563 | 0.1% | — | — | Call | 09609G900 |
| — | MANNKIND CORP | 584,918 | $3,457 | 0.1% | $5.91 | — | COM | 56400P201 |
| — | REPROS THERAPEUTICS INC | 3,460 | $3,425 | 0.1% | — | — | Put | 76028H959 |
| — | BRAINSTORM CELL THERAPEUTICS | 808,256 | $3,322 | 0.1% | $4.11 | — | COM | 10501E201 |
| — | DICERNA PHARMACEUTICALS INC | 260,000 | $3,310 | 0.1% | $19.65 | — | COM | 253031108 |
| — | SALIX PHARMACEUTICALS LTD | 200 | $3,125 | 0.1% | — | — | Call | 795435906 |
| — | AUSPEX PHARMACEUTICALS INC | 120,000 | $3,080 | 0.1% | $24.26 | — | COM | 05211J102 |
| — | ALKERMES PLC | 714 | $3,061 | 0.1% | — | — | Put | G01767955 |
| — | APPLE INC | 300 | $3,023 | 0.1% | — | — | Call | 037833900 |
| — | APPLE INC | 300 | $3,023 | 0.1% | — | — | Put | 037833950 |
| — | REPROS THERAPEUTICS INC | 295,621 | $2,927 | 0.1% | $11.55 | — | COM | 76028H209 |
| — | SUNESIS PHARMACEUTICALS INC | 4,079 | $2,912 | 0.1% | — | — | Call | 867328901 |
| — | BIOLINERX LTD | 1,884,410 | $2,902 | 0.1% | $1.54 | — | ADR | 0971M106 |
| — | SEATTLE GENETICS INC | 772 | $2,870 | 0.1% | — | — | Put | 812578952 |
| — | AVANIR PHARMACEUTICALS INC | 2,382 | $2,839 | 0.1% | — | — | Call | 05348P901 |
| — | AMERICAN TOWER CORP | 293 | $2,743 | 0.1% | — | — | Call | 03027X900 |
| — | NEUROCRINE BIOSCIENCES INC | 1,675 | $2,625 | 0.1% | — | — | Call | 64125C909 |
| — | SHIRE PLC | 183 | $2,579 | 0.1% | — | — | Put | 82481R956 |
| — | TEKMIRA PHARMACEUTICALS CORP. | 1,212 | $2,562 | 0.1% | — | — | Put | 87911B959 |
| — | OXIGENE INC | 1,187,598 | $2,554 | 0.1% | $2.56 | — | COM | 691828404 |
| — | ACADIA PHARMACEUTICALS INC | 1,022 | $2,530 | 0.1% | — | — | Put | 00404A959 |
| — | ALLERGAN INC | 141 | $2,512 | 0.1% | — | — | Call | 018490902 |
| — | AASTROM BIOSCIENCES INC | 876,173 | $2,497 | 0.1% | $2.85 | — | COM | 00253U404 |
| — | BIODEL INC | 1,492,803 | $2,493 | 0.1% | $1.75 | — | COM | 09064M204 |
| — | GERON CORP | 4,859 | $2,454 | 0.1% | — | — | Call | 374163903 |
| — | WAFERGEN BIO-SYSTEMS INC | 556,600 | $2,421 | 0.1% | $4.35 | — | COM | 93041P308 |
| — | CELSION CORP | 8,160 | $2,415 | 0.1% | — | — | Put | 15117N954 |
| — | CYTORI THERAPEUTICS INC | 3,495,368 | $2,363 | 0.1% | $1.56 | — | COM | 23283K105 |
| SRPT | SAREPTA THERAPEUTICS INC | 106,663 | $2,251 | 0.1% | $36.12 | -37.5% | COM | 803607100 |
| — | EXACT SCIENCES CORP | 1,154 | $2,236 | 0.1% | — | — | Put | 30063P955 |
| — | ONCOTHYREON INC | 1,136,094 | $2,181 | 0.1% | $1.92 | — | COM | 682324108 |
| — | INCYTE CORP | 431 | $2,114 | 0.1% | — | — | Call | 45337C902 |
| — | ONCOGENEX PHARMACEUTICAL INC | 787,088 | $2,102 | 0.1% | $3.73 | — | COM | 68230A106 |
| — | OCERA THERAPEUTICS INC | 421,747 | $2,067 | 0.1% | $4.90 | — | COM | 67221A108 |
| — | NEUROCRINE BIOSCIENCES INC | 1,314 | $2,059 | 0.1% | — | — | Put | 64125C959 |
| — | GW PHARMACEUTICALS PLC | 250 | $2,021 | 0.1% | — | — | Call | 36197T103 |
| — | VANDA PHARMACEUTICALS INC | 3,316 | $1,999 | 0.1% | — | — | Call | 921659908 |
| TRUP | TRUPANION INC | 235,000 | $1,998 | 0.1% | $9.26 | 0.0% | COM | 898202106 |
| — | SEATTLE GENETICS INC | 52,047 | $1,935 | 0.1% | $37.18 | — | COM | 812578102 |
| — | ROCKWELL MEDICAL INC | 211,635 | $1,934 | 0.1% | $9.14 | — | COM | 774374102 |
| — | IDERA PHARMACEUTICALS INC | 839,923 | $1,923 | 0.1% | $2.76 | — | COM | 45168K306 |
| — | T2 BIOSYSTEMS INC | 105,367 | $1,906 | 0.1% | $18.09 | — | COM | 89853L104 |
| — | TEKMIRA PHARMACEUTICALS CORP. | 883 | $1,867 | 0.1% | — | — | Call | 87911B909 |
| — | INTREXON CORP | 1,000 | $1,858 | 0.1% | — | — | Put | 46122T952 |
| — | INTREXON CORP | 1,000 | $1,858 | 0.1% | — | — | Call | 46122T902 |
| — | REVANCE THERAPEUTICS INC | 95,800 | $1,852 | 0.1% | $29.62 | — | COM | 761330109 |
| — | IGNYTA INC | 229,701 | $1,851 | 0.1% | $8.11 | — | COM | 451731103 |
| — | XOMA CORP | 434,318 | $1,828 | 0.1% | $4.41 | — | COM | 98419J107 |
| — | MEI PHARMA INC | 263,723 | $1,820 | 0.1% | $6.34 | — | COM | 55279B202 |
| — | INFINITY PHARMACEUTICALS INC | 1,351 | $1,813 | 0.1% | — | — | Put | 45665G953 |
| — | ARENA PHARMACEUTICALS INC | 4,149 | $1,738 | 0.1% | — | — | Put | 040047952 |
| — | AVALANCHE BIOTECHNOLOGIES IN | 50,000 | $1,710 | 0.1% | $34.20 | — | COM | 05337G107 |
| — | CYMABAY THERAPEUTICS INC | 249,900 | $1,709 | 0.1% | $6.84 | — | COM | 23257D103 |
| ALKS | ALKERMES PLC | 39,695 | $1,702 | 0.1% | $44.82 | 0.0% | SHS | G01767105 |
| — | NORTHWEST BIOTHERAPEUTICS INC | 3,353 | $1,687 | 0.1% | — | — | Put | 66737P950 |
| — | CELLECTAR BIOSCIENCES INC | 730,609 | $1,658 | 0.1% | $2.27 | — | COM | 15117F203 |
| — | GALENA BIOPHARMA INC | 7,839 | $1,615 | 0.1% | — | — | Put | 363256958 |
| XNCR | XENCOR INC | 171,275 | $1,595 | 0.1% | $9.82 | +3.1% | COM | 98401F105 |
| — | RETROPHIN INC | 1,710 | $1,542 | 0.1% | — | — | Call | 761299906 |
| HRTX | HERON THERAPEUTICS INC | 185,000 | $1,541 | 0.1% | $11.24 | -17.1% | COM | 427746102 |
| — | GEVO INC | 4,448,220 | $1,524 | 0.1% | $0.41 | — | COM | 374396109 |
| — | OPKO HEALTH INC | 1,750 | $1,489 | 0.1% | — | — | Put | 68375N953 |
| — | FOAMIX PHARMACEUTICALS LTD | 271,200 | $1,478 | 0.1% | $5.45 | — | COM | M46135105 |
| — | ARROWHEAD RESEARCH CORP | 1,000 | $1,477 | 0.1% | — | — | Put | 042797959 |
| — | ISIS PHARMACEUTICALS INC | 380 | $1,476 | 0.1% | — | — | Call | 464330909 |
| — | ORIENT PAPER INC | 1,033,214 | $1,426 | 0.1% | $1.38 | — | COM | 68619F205 |
| — | CASI PHARMACEUTICALS INC | 788,485 | $1,411 | 0.1% | $1.79 | — | COM | 14757U109 |
| — | NPS PHARMACEUTICALS INC | 514 | $1,336 | 0.1% | — | — | Put | 62936P953 |
| — | INFINITY PHARMACEUTICALS INC | 988 | $1,326 | 0.1% | — | — | Call | 45665G903 |
| — | ARIAD PHARMACEUTICALS INC | 2,437 | $1,316 | 0.1% | — | — | Put | 04033A950 |
| — | INTERCEPT PHARMACEUTICALS INC | 55 | $1,302 | 0.0% | — | — | Call | 45845P908 |
| — | XOMA CORP | 3,090 | $1,301 | 0.0% | — | — | Call | 98419J907 |
| — | NPS PHARMACEUTICALS INC | 500 | $1,300 | 0.0% | — | — | Call | 62936P903 |
| — | CEMPRA INC | 1,138 | $1,247 | 0.0% | — | — | Call | 15130J909 |
| — | ARIAD PHARMACEUTICALS INC | 2,272 | $1,227 | 0.0% | — | — | Call | 04033A900 |
| — | SKYSTAR BIO-PHARMACEUTICAL | 289,110 | $1,211 | 0.0% | $4.19 | — | COM | 830884300 |
| — | CEMPRA INC | 1,066 | $1,168 | 0.0% | — | — | Put | 15130J959 |
| — | ARENA PHARMACEUTICALS INC | 274,782 | $1,151 | 0.0% | $5.09 | — | COM | 040047102 |
| — | REGADO BIOSCIENCE INC | 1,011,550 | $1,143 | 0.0% | $1.86 | — | COM | 75874Q107 |
| — | ARIAD PHARMACEUTICALS INC | 202,445 | $1,093 | 0.0% | $6.01 | — | COM | 04033A100 |
| — | CARDICA INC | 1,019,137 | $1,090 | 0.0% | $1.07 | — | COM | 14141R101 |
| — | REPROS THERAPEUTICS INC | 1,087 | $1,076 | 0.0% | — | — | Call | 76028H909 |
| — | ARENA PHARMACEUTICALS INC | 2,306 | $966 | 0.0% | — | — | Call | 040047902 |
| — | PLURISTEM THERAPEUTICS INC | 3,296 | $943 | 0.0% | — | — | Put | 72940R952 |
| — | ALCOBRA LTD | 583 | $900 | 0.0% | — | — | Call | M2239P909 |
| — | SAREPTA THERAPEUTICS INC | 423 | $893 | 0.0% | — | — | Put | 803607950 |
| — | BLUEBIRD BIO INC | 24,574 | $882 | 0.0% | $35.89 | — | COM | 09609G100 |
| — | DYAX CORP | 872 | $882 | 0.0% | — | — | Call | 26746E103 |
| — | CEL-SCI CORP-WARRANTS | 3,972,437 | $874 | 0.0% | $0.42 | — | *W | 150837177 |
| VNDA | VANDA PHARMACEUTICALS INC | 81,600 | $847 | 0.0% | $13.32 | -1.6% | COM | 921659108 |
| — | RECRO PHARMA INC | 277,502 | $821 | 0.0% | $5.84 | — | COM | 75629F109 |
| — | IDERA PHARMACEUTICALS INC | 3,529 | $808 | 0.0% | — | — | Call | 45168K906 |
| — | CORIUM INTERNATIONAL INC | 130,732 | $803 | 0.0% | $7.77 | — | COM | 21887L107 |
| SMLR | SEMLER SCIENTIFIC INC | 281,951 | $789 | 0.0% | $6.18 | -42.3% | COM | 81684M104 |
| — | SEATTLE GENETICS INC | 211 | $784 | 0.0% | — | — | Call | 812578902 |
| — | CEMPRA INC | 70,804 | $776 | 0.0% | $10.37 | — | COM | 15130J109 |
| — | CELLADON CORP | 71,000 | $743 | 0.0% | $10.46 | — | COM | 15117E107 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 1,033 | $708 | 0.0% | — | — | Put | 890260951 |
| — | MEDGENICS INC-WARRANTS | 841,712 | $673 | 0.0% | $1.15 | — | *W | 58436Q112 |
| — | SUNESIS PHARMACEUTICALS INC | 910 | $650 | 0.0% | — | — | Put | 867328951 |
| — | RECEPTOS INC | 101 | $627 | 0.0% | — | — | Call | 756207906 |
| QURE | UNIQURE B.V. | 67,313 | $620 | 0.0% | $15.95 | -31.2% | SHS | N90064101 |
| — | GALENA BIOPHARMA INC | 282,704 | $582 | 0.0% | $2.47 | — | COM | 363256108 |
| — | ACHILLION PHARMACEUTICALS INC | 57,971 | $579 | 0.0% | $9.99 | — | COM | 00448Q201 |
| — | OHR PHARMACEUTICAL INC | 79,300 | $575 | 0.0% | $9.51 | — | COM | 67778H200 |
| — | NEUROMETRIX INC | 311,530 | $561 | 0.0% | $1.85 | — | COM | 641255302 |
| — | ENDOCYTE INC | 863 | $525 | 0.0% | — | — | Put | 29269A952 |
| — | ENANTA PHARMACEUTICALS INC | 130 | $514 | 0.0% | — | — | Call | 29251M906 |
| — | XOMA CORP | 1,218 | $513 | 0.0% | — | — | Put | 98419J957 |
| — | AMPIO PHARMACEUTICALS INC | 140,800 | $497 | 0.0% | $4.70 | — | COM | 03209T109 |
| — | AMPIO PHARMACEUTICALS INC | 1,408 | $497 | 0.0% | — | — | Put | 03209T959 |
| — | EXELIXIS INC | 3,244 | $496 | 0.0% | — | — | Call | 30161Q904 |
| — | ALEXZA PHARMACEUTICALS INC | 2,040 | $475 | 0.0% | — | — | Call | 015384909 |
| — | INTREXON CORP | 25,333 | $471 | 0.0% | $18.59 | — | COM | 46122T102 |
| — | IRONWOOD PHARMACEUTICALS INC | 142 | $464 | 0.0% | — | — | Call | 46333X908 |
| — | HARVARD APPARATUS REGENERATIVE TECH. | 55,621 | $451 | 0.0% | $9.28 | — | COM | 41690A106 |
| — | ARROWHEAD RESEARCH CORP | 30,513 | $451 | 0.0% | $14.31 | — | COM | 042797209 |
| — | PACIFIC ETHANOL INC | 317 | $443 | 0.0% | — | — | Put | 69423U955 |
| — | EXELIXIS INC | 2,864 | $438 | 0.0% | — | — | Put | 30161Q954 |
| EXEL | EXELIXIS INC | 281,322 | $430 | 0.0% | $5.28 | -39.2% | COM | 30161Q104 |
| EXAS | EXACT SCIENCES CORP | 21,952 | $425 | 0.0% | $18.34 | 0.0% | COM | 30063P105 |
| — | CTI BIOPHARMA CORP | 1,735 | $420 | 0.0% | — | — | Call | 12648L906 |
| — | CLEVELAND BIOLABS INC | 881,056 | $404 | 0.0% | $0.54 | — | COM | 185860103 |
| — | PSIVIDA CORP | 89,078 | $394 | 0.0% | $4.42 | — | COM | 74440J101 |
| — | PSIVIDA CORP | 890 | $393 | 0.0% | — | — | Put | 74440J951 |
| — | ALIMERA SCIENCES INC | 693 | $376 | 0.0% | — | — | Call | 016259903 |
| — | NPS PHARMACEUTICALS INC | 14,408 | $375 | 0.0% | $33.04 | — | COM | 62936P103 |
| — | CELLECTAR BIOSCIENCES-WARRANTS | 608,800 | $365 | 0.0% | $0.60 | — | *W | 15117F112 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 50,394 | $345 | 0.0% | $10.41 | — | COM | 890260201 |
| — | KERYX BIOPHARMACEUTICALS | 250 | $344 | 0.0% | — | — | Call | 492515901 |
| — | PHARMACYCLICS INC | 29 | $341 | 0.0% | — | — | Put | 716933956 |
| — | PLURISTEM THERAPEUTICS INC | 119,011 | $340 | 0.0% | $3.14 | — | COM | 72940R102 |
| — | CELSION CORP | 109,435 | $324 | 0.0% | $3.37 | — | COM | 15117N404 |
| — | SYNERGY PHARMACEUTICALS - WARRANTS | 386,391 | $321 | 0.0% | $1.32 | — | *W | 871639118 |
| — | PACIFIC ETHANOL INC | 22,900 | $320 | 0.0% | $15.29 | — | COM | 69423U305 |
| — | MEDICINES CO | 141 | $315 | 0.0% | — | — | Put | 584688955 |
| — | SALIX PHARMACEUTICALS LTD | 2,000 | $312 | 0.0% | $122.49 | — | COM | 795435106 |
| — | HORIZON PHARMA ORD | 241 | $296 | 0.0% | — | — | Put | G4617B955 |
| — | CONATUS PHARMACEUTICALS INC | 48,000 | $294 | 0.0% | $6.13 | — | COM | 20600T108 |
| — | CELATOR PHARMACEUTICALS INC | 107,129 | $271 | 0.0% | $3.21 | — | COM | 15089R102 |
| — | ALIMERA SCIENCES INC | 50,000 | $271 | 0.0% | $7.89 | — | COM | 016259103 |
| — | ALIMERA SCIENCES INC | 490 | $266 | 0.0% | — | — | Put | 016259953 |
| — | DISCOVERY LABORATORIES INC | 1,424 | $262 | 0.0% | — | — | Call | 254668903 |
| — | MEDIVATION INC | 26 | $257 | 0.0% | — | — | Put | 58501N951 |
| — | AMERICAN TOWER CORP | 25 | $234 | 0.0% | — | — | Put | 03027X950 |
| — | BAXANO SURGICAL INC | 1,269,646 | $232 | 0.0% | $0.18 | — | COM | 071773105 |
| — | ELEVEN BIOTHERAPEUTICS INC | 19,997 | $223 | 0.0% | $13.18 | — | COM | 286221106 |
| — | PHARMATHENE INC | 1,230 | $219 | 0.0% | — | — | Call | 71714G902 |
| — | INTELLIPHARMACEUTICS INTERNAINC COM | 689 | $207 | 0.0% | — | — | Put | 458173951 |
| — | CERES INC | 500,000 | $205 | 0.0% | $0.88 | — | COM | 156773103 |
| — | NEOSTEM INC | 348 | $192 | 0.0% | — | — | Call | 640650904 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 249 | $171 | 0.0% | — | — | Call | 890260901 |
| — | PSIVIDA CORP | 350 | $155 | 0.0% | — | — | Call | 74440J901 |
| — | NEOSTEM INC | 263 | $145 | 0.0% | — | — | Put | 640650954 |
| — | ATHERSYS INC | 1,023 | $142 | 0.0% | — | — | Put | 04744L956 |
| — | KERYX BIOPHARMACEUTICALS | 100 | $138 | 0.0% | — | — | Put | 492515951 |
| INSM | INSMED INC | 10,000 | $131 | 0.0% | $15.08 | 0.0% | COM | 457669307 |
| — | ANTHERA PHARMACEUTICALS INC | 683 | $131 | 0.0% | — | — | Call | 03674U901 |
| — | APRICUS BIOSCIENCES INC | 864 | $130 | 0.0% | — | — | Put | 03832V959 |
| — | MELA SCIENCES INC | 74,188 | $128 | 0.0% | $1.73 | — | COM | 55277R308 |
| — | DISCOVERY LABORATORIES INC | 65,000 | $120 | 0.0% | $2.24 | — | COM | 254668403 |
| — | ENDOCYTE INC | 159 | $97 | 0.0% | — | — | Call | 29269A902 |
| — | TROVAGENE INC | 20,000 | $92 | 0.0% | $5.75 | — | COM | 897238309 |
| — | ATHERSYS INC | 647 | $90 | 0.0% | — | — | Call | 04744L906 |
| — | MEDGENICS INC | 145 | $75 | 0.0% | — | — | Put | 58436Q953 |
| — | OXIGENE INC | 344 | $74 | 0.0% | — | — | Call | 691828904 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 5,438 | $73 | 0.0% | $11.91 | 0.0% | COM | 45665G303 |
| — | ENDOCYTE INC | 11,300 | $69 | 0.0% | $6.11 | — | COM | 29269A102 |
| — | GERON CORP | 107 | $65 | 0.0% | — | — | Put | 374163953 |
| — | NEOSTEM INC | 11,423 | $63 | 0.0% | $6.52 | — | COM | 640650404 |
| — | CTI BIOPHARMA CORP | 256 | $62 | 0.0% | — | — | Put | 12648L956 |
| — | OHR PHARMACEUTICAL INC | 855 | $62 | 0.0% | — | — | Call | 67778H900 |
| — | EDAP TMS SA | 423 | $55 | 0.0% | — | — | Call | 268311907 |
| — | OXIGENE INC | 222 | $48 | 0.0% | — | — | Put | 691828954 |
| — | ONCOTHYREON INC | 168 | $32 | 0.0% | — | — | Call | 682324908 |
| — | BIODEL INC | 182 | $30 | 0.0% | — | — | Put | 09064M954 |
| CGEN | COMPUGEN LTD | 3,400 | $29 | 0.0% | $8.87 | 0.0% | ORD | M25722105 |
| — | APRICUS BIOSCIENCES INC | 17,800 | $26 | 0.0% | $2.09 | — | COM | 03832V109 |
| AZN | ASTRAZENECA PLC | 215,323 | $21 | 0.0% | $19.49 | — | ADR | 046353108 |
| — | IMMUNOCELLULAR THERAPEUTICS LTD | 237 | $21 | 0.0% | — | — | Put | 452536955 |
| EDAP | EDAP TMS SA | 14,524 | $19 | 0.0% | $1.31 | — | ADR | 268311107 |
| — | EDAP TMS SA | 139 | $18 | 0.0% | — | — | Put | 268311957 |
| — | CEL-SCI CORP | 12,888 | $12 | 0.0% | $0.59 | — | COM | 150837508 |