Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 6, 2015

Total Value ($000): $208,366 (100.0% shares, 0.0% debt)

Holdings (40)

ABBV AbbVie, Inc. 5.0%

Value ($000) $10,320 Shares 157,700 Est. Cost $32.98 Unrealized +22.0%

INTC Intel Corporation 5.0%

Value ($000) $10,319 Shares 284,339 Est. Cost $17.29 Unrealized +54.0%

MSFT Microsoft Corporation 4.6%

Value ($000) $9,568 Shares 205,979 Est. Cost $26.70 Unrealized +49.3%

— EMC Corporation 4.5%

Value ($000) $9,410 Shares 316,425 Est. Cost $25.15 Unrealized —

BK The Bank of New York Mellon Corporation 4.4%

Value ($000) $9,259 Shares 228,222 Est. Cost $22.94 Unrealized +29.7%

SDY SPDR S&P Dividend ETF 4.4%

Value ($000) $9,251 Shares 117,400 Est. Cost $67.01 Unrealized —

CVS CVS Health Corporation 4.4%

Value ($000) $9,132 Shares 94,821 Est. Cost $41.44 Unrealized +55.5%

AAPL Apple, Inc. 4.2%

Value ($000) $8,805 Shares 79,772 Est. Cost $17.91 Unrealized +34.4%

CAT Caterpillar, Inc. 4.1%

Value ($000) $8,543 Shares 93,331 Est. Cost $61.89 Unrealized +18.5%

BDX Becton Dickinson & Company 4.1%

Value ($000) $8,453 Shares 60,745 Est. Cost $78.11 Unrealized +38.1%

WMT Wal-Mart Stores, Inc. 4.0%

Value ($000) $8,409 Shares 97,910 Est. Cost $20.00 Unrealized +9.1%

WM Waste Management, Inc. 3.9%

Value ($000) $8,214 Shares 160,054 Est. Cost $30.90 Unrealized +26.4%

PG Procter & Gamble 3.9%

Value ($000) $8,152 Shares 89,496 Est. Cost $55.10 Unrealized +17.3%

CSCO Cisco Systems, Inc. 3.9%

Value ($000) $8,136 Shares 292,503 Est. Cost $15.24 Unrealized +20.1%

— DuPont de Nemours and Company 3.6%

Value ($000) $7,434 Shares 100,537 Est. Cost $52.73 Unrealized —

ZBH Zimmer Holdings, Inc. 3.3%

Value ($000) $6,911 Shares 60,937 Est. Cost $67.89 Unrealized +41.7%

JNJ Johnson & Johnson 3.3%

Value ($000) $6,852 Shares 65,521 Est. Cost $59.66 Unrealized +29.6%

BRK/B Berkshire Hathaway Class B 3.2%

Value ($000) $6,767 Shares 45,070 Est. Cost $110.02 Unrealized +31.2%

DVN Devon Energy Corporation 3.2%

Value ($000) $6,570 Shares 107,339 Est. Cost $37.34 Unrealized +10.2%

VLO Valero Energy Corporation 3.0%

Value ($000) $6,263 Shares 126,529 Est. Cost $26.78 Unrealized +17.6%

MCD McDonald's Corporation 2.8%

Value ($000) $5,866 Shares 62,603 Est. Cost $71.77 Unrealized -1.7%

PFE Pfizer, Inc. 2.8%

Value ($000) $5,819 Shares 186,791 Est. Cost $16.52 Unrealized +8.8%

BP BP PLC ADR 2.4%

Value ($000) $5,036 Shares 132,106 Est. Cost $42.44 Unrealized —

— General Electric Company 2.3%

Value ($000) $4,800 Shares 189,965 Est. Cost $23.62 Unrealized —

HMC Honda Motor Company 2.2%

Value ($000) $4,578 Shares 155,090 Est. Cost $36.92 Unrealized —

— Chicago Bridge and Iron Company 2.1%

Value ($000) $4,321 Shares 102,940 Est. Cost $57.85 Unrealized —

— Ensco PLC 2.0%

Value ($000) $4,194 Shares 140,025 Est. Cost $52.62 Unrealized —

MAT Mattel, Inc. 1.7%

Value ($000) $3,557 Shares 114,950 Est. Cost $42.55 Unrealized -27.7%

SPY SPDR S&P 500 ETF 1.4%

Value ($000) $2,826 Shares 13,750 Est. Cost $187.40 Unrealized —

KMX Carmax, Inc. 0.1%

Value ($000) $133 Shares 2,000 Est. Cost $55.45 Unrealized 0.0%

CVX Chevron Corporation 0.1%

Value ($000) $129 Shares 1,152 Est. Cost $71.30 Unrealized -1.1%

XOM Exxon Mobil Corporation 0.1%

Value ($000) $107 Shares 1,156 Est. Cost $53.69 Unrealized +8.0%

KO Coca Cola Company 0.0%

Value ($000) $85 Shares 2,004 Est. Cost $27.85 Unrealized +7.9%

AXP American Express Company 0.0%

Value ($000) $47 Shares 500 Est. Cost $59.62 Unrealized +28.2%

PBA Pembina Pipeline Corporation 0.0%

Value ($000) $43 Shares 1,190 Est. Cost $16.59 Unrealized +27.3%

— Google, Inc. Class C 0.0%

Value ($000) $24 Shares 46 Est. Cost $565.22 Unrealized —

— Google, Inc. Class A 0.0%

Value ($000) $24 Shares 46 Est. Cost $869.57 Unrealized —

SJM JM Smucker Company 0.0%

Value ($000) $7 Shares 71 Est. Cost $72.97 Unrealized 0.0%

LUV Southwest Airlines Co. 0.0%

Value ($000) $1 Shares 33 Est. Cost $32.93 Unrealized 0.0%

— Direxion Daily ETF 0.0%

Value ($000) $1 Shares 75 Est. Cost $40.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ABBV	AbbVie, Inc.	157,700	$10,320	5.0%	$32.98	+22.0%	common stock	00287Y109
INTC	Intel Corporation	284,339	$10,319	5.0%	$17.29	+54.0%	common stock	458140100
MSFT	Microsoft Corporation	205,979	$9,568	4.6%	$26.70	+49.3%	common stock	594918104
—	EMC Corporation	316,425	$9,410	4.5%	$25.15	—	common stock	268648102
BK	The Bank of New York Mellon Corporation	228,222	$9,259	4.4%	$22.94	+29.7%	common stock	064058100
SDY	SPDR S&P Dividend ETF	117,400	$9,251	4.4%	$67.01	—	common stock	78464A763
CVS	CVS Health Corporation	94,821	$9,132	4.4%	$41.44	+55.5%	common stock	126650100
AAPL	Apple, Inc.	79,772	$8,805	4.2%	$17.91	+34.4%	common stock	037833100
CAT	Caterpillar, Inc.	93,331	$8,543	4.1%	$61.89	+18.5%	common stock	149123101
BDX	Becton Dickinson & Company	60,745	$8,453	4.1%	$78.11	+38.1%	common stock	075887109
WMT	Wal-Mart Stores, Inc.	97,910	$8,409	4.0%	$20.00	+9.1%	common stock	931142103
WM	Waste Management, Inc.	160,054	$8,214	3.9%	$30.90	+26.4%	common stock	94106L109
PG	Procter & Gamble	89,496	$8,152	3.9%	$55.10	+17.3%	common stock	742718109
CSCO	Cisco Systems, Inc.	292,503	$8,136	3.9%	$15.24	+20.1%	common stock	17275R102
—	DuPont de Nemours and Company	100,537	$7,434	3.6%	$52.73	—	common stock	263534109
ZBH	Zimmer Holdings, Inc.	60,937	$6,911	3.3%	$67.89	+41.7%	common stock	98956P102
JNJ	Johnson & Johnson	65,521	$6,852	3.3%	$59.66	+29.6%	common stock	478160104
BRK/B	Berkshire Hathaway Class B	45,070	$6,767	3.2%	$110.02	+31.2%	common stock	084670702
DVN	Devon Energy Corporation	107,339	$6,570	3.2%	$37.34	+10.2%	common stock	25179M103
VLO	Valero Energy Corporation	126,529	$6,263	3.0%	$26.78	+17.6%	common stock	91913Y100
MCD	McDonald's Corporation	62,603	$5,866	2.8%	$71.77	-1.7%	common stock	580135101
PFE	Pfizer, Inc.	186,791	$5,819	2.8%	$16.52	+8.8%	common stock	717081103
BP	BP PLC ADR	132,106	$5,036	2.4%	$42.44	—	common stock	055622104
—	General Electric Company	189,965	$4,800	2.3%	$23.62	—	common stock	369604103
HMC	Honda Motor Company	155,090	$4,578	2.2%	$36.92	—	common stock	438128308
—	Chicago Bridge and Iron Company	102,940	$4,321	2.1%	$57.85	—	common stock	167250109
—	Ensco PLC	140,025	$4,194	2.0%	$52.62	—	common stock	G3157S106
MAT	Mattel, Inc.	114,950	$3,557	1.7%	$42.55	-27.7%	common stock	577081102
SPY	SPDR S&P 500 ETF	13,750	$2,826	1.4%	$187.40	—	common stock	78462F103
KMX	Carmax, Inc.	2,000	$133	0.1%	$55.45	0.0%	common stock	143130102
CVX	Chevron Corporation	1,152	$129	0.1%	$71.30	-1.1%	common stock	166764100
XOM	Exxon Mobil Corporation	1,156	$107	0.1%	$53.69	+8.0%	common stock	30231G102
KO	Coca Cola Company	2,004	$85	0.0%	$27.85	+7.9%	common stock	191216100
AXP	American Express Company	500	$47	0.0%	$59.62	+28.2%	common stock	025816109
PBA	Pembina Pipeline Corporation	1,190	$43	0.0%	$16.59	+27.3%	common stock	706327103
—	Google, Inc. Class C	46	$24	0.0%	$565.22	—	common stock	38259P706
—	Google, Inc. Class A	46	$24	0.0%	$869.57	—	common stock	38259P508
SJM	JM Smucker Company	71	$7	0.0%	$72.97	0.0%	common stock	832696405
LUV	Southwest Airlines Co.	33	$1	0.0%	$32.93	0.0%	common stock	844741108
—	Direxion Daily ETF	75	$1	0.0%	$40.00	—	common stock	25459Y447