Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 5, 2015

Total Value ($000): $202,348 (100.0% shares, 0.0% debt)

Holdings (38)

AAPL Apple, Inc. 4.8%

Value ($000) $9,805 Shares 78,802 Est. Cost $17.91 Unrealized +49.8%

CVS CVS Health Corporation 4.8%

Value ($000) $9,626 Shares 93,271 Est. Cost $41.44 Unrealized +79.3%

SDY SPDR S&P Dividend ETF 4.6%

Value ($000) $9,290 Shares 118,800 Est. Cost $67.14 Unrealized —

ABBV AbbVie, Inc. 4.6%

Value ($000) $9,248 Shares 157,975 Est. Cost $32.98 Unrealized +17.8%

BK The Bank of New York Mellon Corporation 4.5%

Value ($000) $9,077 Shares 225,572 Est. Cost $22.94 Unrealized +29.7%

INTC Intel Corporation 4.3%

Value ($000) $8,792 Shares 281,164 Est. Cost $17.29 Unrealized +50.4%

— General Electric Company 4.3%

Value ($000) $8,608 Shares 346,962 Est. Cost $24.16 Unrealized —

BDX Becton Dickinson & Company 4.2%

Value ($000) $8,597 Shares 59,870 Est. Cost $78.11 Unrealized +51.8%

MSFT Microsoft Corporation 4.2%

Value ($000) $8,592 Shares 211,329 Est. Cost $26.97 Unrealized +38.1%

WM Waste Management, Inc. 4.2%

Value ($000) $8,582 Shares 158,254 Est. Cost $30.90 Unrealized +39.1%

— EMC Corporation 4.0%

Value ($000) $8,092 Shares 316,600 Est. Cost $25.15 Unrealized —

WMT Wal-Mart Stores, Inc. 3.9%

Value ($000) $7,987 Shares 97,105 Est. Cost $20.00 Unrealized +15.2%

VLO Valero Energy Corporation 3.9%

Value ($000) $7,978 Shares 125,404 Est. Cost $26.78 Unrealized +36.5%

CSCO Cisco Systems, Inc. 3.9%

Value ($000) $7,936 Shares 288,303 Est. Cost $15.24 Unrealized +31.9%

CAT Caterpillar, Inc. 3.7%

Value ($000) $7,575 Shares 94,651 Est. Cost $61.90 Unrealized +2.0%

PG Procter & Gamble 3.6%

Value ($000) $7,327 Shares 89,421 Est. Cost $55.10 Unrealized +15.4%

ZBH Zimmer Holdings, Inc. 3.5%

Value ($000) $7,141 Shares 60,762 Est. Cost $67.89 Unrealized +53.7%

JNJ Johnson & Johnson 3.3%

Value ($000) $6,669 Shares 66,296 Est. Cost $59.84 Unrealized +25.5%

DVN Devon Energy Corporation 3.3%

Value ($000) $6,633 Shares 109,989 Est. Cost $37.44 Unrealized +11.0%

PFE Pfizer, Inc. 3.3%

Value ($000) $6,593 Shares 189,516 Est. Cost $16.57 Unrealized +21.3%

BRK/B Berkshire Hathaway Class B 3.2%

Value ($000) $6,443 Shares 44,645 Est. Cost $110.02 Unrealized +33.7%

MCD McDonald's Corporation 3.0%

Value ($000) $6,137 Shares 62,978 Est. Cost $71.77 Unrealized +0.5%

BP BP PLC ADR 2.8%

Value ($000) $5,636 Shares 144,106 Est. Cost $42.16 Unrealized —

— Chicago Bridge and Iron Company 2.8%

Value ($000) $5,575 Shares 113,180 Est. Cost $57.08 Unrealized —

HMC Honda Motor Company 2.6%

Value ($000) $5,196 Shares 158,615 Est. Cost $36.83 Unrealized —

SPY SPDR S&P 500 ETF 1.5%

Value ($000) $3,045 Shares 14,750 Est. Cost $188.69 Unrealized —

— Ensco PLC 1.5%

Value ($000) $3,001 Shares 142,450 Est. Cost $52.09 Unrealized —

MAT Mattel, Inc. 1.3%

Value ($000) $2,592 Shares 113,450 Est. Cost $42.55 Unrealized -37.6%

KMX Carmax, Inc. 0.1%

Value ($000) $138 Shares 2,000 Est. Cost $55.45 Unrealized +17.6%

CVX Chevron Corporation 0.1%

Value ($000) $121 Shares 1,152 Est. Cost $71.30 Unrealized -6.2%

XOM Exxon Mobil Corporation 0.0%

Value ($000) $98 Shares 1,156 Est. Cost $53.69 Unrealized +3.5%

KO Coca Cola Company 0.0%

Value ($000) $81 Shares 2,004 Est. Cost $27.85 Unrealized +6.3%

AXP American Express Company 0.0%

Value ($000) $39 Shares 500 Est. Cost $59.62 Unrealized +19.1%

PBA Pembina Pipeline Corporation 0.0%

Value ($000) $38 Shares 1,190 Est. Cost $16.59 Unrealized +9.2%

— Google, Inc. Class A 0.0%

Value ($000) $26 Shares 46 Est. Cost $869.57 Unrealized —

— Google, Inc. Class C 0.0%

Value ($000) $25 Shares 46 Est. Cost $565.22 Unrealized —

SJM JM Smucker Company 0.0%

Value ($000) $8 Shares 71 Est. Cost $72.97 Unrealized +8.8%

— Direxion Daily ETF 0.0%

Value ($000) $1 Shares 75 Est. Cost $40.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	Apple, Inc.	78,802	$9,805	4.8%	$17.91	+49.8%	common stock	037833100
CVS	CVS Health Corporation	93,271	$9,626	4.8%	$41.44	+79.3%	common stock	126650100
SDY	SPDR S&P Dividend ETF	118,800	$9,290	4.6%	$67.14	—	common stock	78464A763
ABBV	AbbVie, Inc.	157,975	$9,248	4.6%	$32.98	+17.8%	common stock	00287Y109
BK	The Bank of New York Mellon Corporation	225,572	$9,077	4.5%	$22.94	+29.7%	common stock	064058100
INTC	Intel Corporation	281,164	$8,792	4.3%	$17.29	+50.4%	common stock	458140100
—	General Electric Company	346,962	$8,608	4.3%	$24.16	—	common stock	369604103
BDX	Becton Dickinson & Company	59,870	$8,597	4.2%	$78.11	+51.8%	common stock	075887109
MSFT	Microsoft Corporation	211,329	$8,592	4.2%	$26.97	+38.1%	common stock	594918104
WM	Waste Management, Inc.	158,254	$8,582	4.2%	$30.90	+39.1%	common stock	94106L109
—	EMC Corporation	316,600	$8,092	4.0%	$25.15	—	common stock	268648102
WMT	Wal-Mart Stores, Inc.	97,105	$7,987	3.9%	$20.00	+15.2%	common stock	931142103
VLO	Valero Energy Corporation	125,404	$7,978	3.9%	$26.78	+36.5%	common stock	91913Y100
CSCO	Cisco Systems, Inc.	288,303	$7,936	3.9%	$15.24	+31.9%	common stock	17275R102
CAT	Caterpillar, Inc.	94,651	$7,575	3.7%	$61.90	+2.0%	common stock	149123101
PG	Procter & Gamble	89,421	$7,327	3.6%	$55.10	+15.4%	common stock	742718109
ZBH	Zimmer Holdings, Inc.	60,762	$7,141	3.5%	$67.89	+53.7%	common stock	98956P102
JNJ	Johnson & Johnson	66,296	$6,669	3.3%	$59.84	+25.5%	common stock	478160104
DVN	Devon Energy Corporation	109,989	$6,633	3.3%	$37.44	+11.0%	common stock	25179M103
PFE	Pfizer, Inc.	189,516	$6,593	3.3%	$16.57	+21.3%	common stock	717081103
BRK/B	Berkshire Hathaway Class B	44,645	$6,443	3.2%	$110.02	+33.7%	common stock	084670702
MCD	McDonald's Corporation	62,978	$6,137	3.0%	$71.77	+0.5%	common stock	580135101
BP	BP PLC ADR	144,106	$5,636	2.8%	$42.16	—	common stock	055622104
—	Chicago Bridge and Iron Company	113,180	$5,575	2.8%	$57.08	—	common stock	167250109
HMC	Honda Motor Company	158,615	$5,196	2.6%	$36.83	—	common stock	438128308
SPY	SPDR S&P 500 ETF	14,750	$3,045	1.5%	$188.69	—	common stock	78462F103
—	Ensco PLC	142,450	$3,001	1.5%	$52.09	—	common stock	G3157S106
MAT	Mattel, Inc.	113,450	$2,592	1.3%	$42.55	-37.6%	common stock	577081102
KMX	Carmax, Inc.	2,000	$138	0.1%	$55.45	+17.6%	common stock	143130102
CVX	Chevron Corporation	1,152	$121	0.1%	$71.30	-6.2%	common stock	166764100
XOM	Exxon Mobil Corporation	1,156	$98	0.0%	$53.69	+3.5%	common stock	30231G102
KO	Coca Cola Company	2,004	$81	0.0%	$27.85	+6.3%	common stock	191216100
AXP	American Express Company	500	$39	0.0%	$59.62	+19.1%	common stock	025816109
PBA	Pembina Pipeline Corporation	1,190	$38	0.0%	$16.59	+9.2%	common stock	706327103
—	Google, Inc. Class A	46	$26	0.0%	$869.57	—	common stock	38259P508
—	Google, Inc. Class C	46	$25	0.0%	$565.22	—	common stock	38259P706
SJM	JM Smucker Company	71	$8	0.0%	$72.97	+8.8%	common stock	832696405
—	Direxion Daily ETF	75	$1	0.0%	$40.00	—	common stock	25459Y447