Institute for Wealth Management, LLC. Diversified Active

CIK: 0001533954 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 12, 2015

Total Value ($000): $77,459 (100.0% shares, 0.0% debt)

Holdings (30)

SPY SPDR S&P 500 ETF TR 17.1%

Value ($000) $13,253 Shares 64,380 Est. Cost $177.87 Unrealized —

AGG ISHARES TR 7.8%

Value ($000) $6,079 Shares 55,882 Est. Cost $107.27 Unrealized —

USMV ISHARES TR 5.3%

Value ($000) $4,122 Shares 102,238 Est. Cost $40.32 Unrealized —

— ETF SER SOLUTIONS 5.0%

Value ($000) $3,849 Shares 85,476 Est. Cost $45.03 Unrealized —

— POWERSHARES ACTIVE MNG ETF T 4.9%

Value ($000) $3,763 Shares 145,532 Est. Cost $27.83 Unrealized —

HEDJ WISDOMTREE TR 4.4%

Value ($000) $3,421 Shares 55,538 Est. Cost $55.93 Unrealized —

GQRE FLEXSHARES TR 4.2%

Value ($000) $3,219 Shares 57,638 Est. Cost $55.85 Unrealized —

SCZ ISHARES 3.9%

Value ($000) $2,997 Shares 58,749 Est. Cost $51.01 Unrealized —

HYG ISHARES 3.8%

Value ($000) $2,970 Shares 33,449 Est. Cost $91.31 Unrealized —

XLK SELECT SECTOR SPDR TR 3.7%

Value ($000) $2,859 Shares 69,065 Est. Cost $37.61 Unrealized —

XLP SELECT SECTOR SPDR TR 3.2%

Value ($000) $2,466 Shares 51,815 Est. Cost $41.69 Unrealized —

FJP FIRST TR EXCH TRD ALPHA FD I 3.2%

Value ($000) $2,449 Shares 48,811 Est. Cost $44.80 Unrealized —

VOO VANGUARD INDEX FDS 3.1%

Value ($000) $2,397 Shares 12,693 Est. Cost $175.23 Unrealized —

— POWERSHARES ETF TRUST 2.8%

Value ($000) $2,193 Shares 189,207 Est. Cost $11.08 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 2.6%

Value ($000) $2,042 Shares 25,985 Est. Cost $81.16 Unrealized —

IEF ISHARES TR 2.6%

Value ($000) $1,997 Shares 19,015 Est. Cost $103.51 Unrealized —

IYF ISHARES TR 2.3%

Value ($000) $1,813 Shares 20,205 Est. Cost $71.81 Unrealized —

VPL VANGUARD INTL EQUITY INDEX F 2.0%

Value ($000) $1,519 Shares 24,893 Est. Cost $61.02 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 1.9%

Value ($000) $1,497 Shares 27,729 Est. Cost $53.99 Unrealized —

BNDX VANGUARD CHARLOTTE FDS 1.9%

Value ($000) $1,462 Shares 27,924 Est. Cost $52.36 Unrealized —

CMBS ISHARES TR 1.8%

Value ($000) $1,396 Shares 27,182 Est. Cost $51.28 Unrealized —

DIA SPDR DOW JONES INDL AVRG ETF 1.8%

Value ($000) $1,384 Shares 7,869 Est. Cost $151.25 Unrealized —

BWX SPDR SERIES TRUST 1.7%

Value ($000) $1,345 Shares 25,850 Est. Cost $56.59 Unrealized —

XLV SELECT SECTOR SPDR TR 1.5%

Value ($000) $1,192 Shares 16,019 Est. Cost $57.95 Unrealized —

XLY SELECT SECTOR SPDR TR 1.5%

Value ($000) $1,142 Shares 14,927 Est. Cost $61.47 Unrealized —

XLF SELECT SECTOR SPDR TR 1.4%

Value ($000) $1,115 Shares 45,734 Est. Cost $21.67 Unrealized —

XLI SELECT SECTOR SPDR TR 1.4%

Value ($000) $1,049 Shares 19,405 Est. Cost $53.21 Unrealized —

XLU SELECT SECTOR SPDR TR 1.3%

Value ($000) $1,036 Shares 24,992 Est. Cost $40.68 Unrealized —

BSV VANGUARD BD INDEX FD INC 1.1%

Value ($000) $883 Shares 11,017 Est. Cost $80.15 Unrealized —

GHYG ISHARES 0.7%

Value ($000) $550 Shares 11,105 Est. Cost $49.69 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	64,380	$13,253	17.1%	$177.87	—	TR UNIT	78462F103
AGG	ISHARES TR	55,882	$6,079	7.8%	$107.27	—	CORE US AGGBD ET	464287226
USMV	ISHARES TR	102,238	$4,122	5.3%	$40.32	—	USA MIN VOL ETF	46429B697
—	ETF SER SOLUTIONS	85,476	$3,849	5.0%	$45.03	—	ALPCLONE ALTER	26922A305
—	POWERSHARES ACTIVE MNG ETF T	145,532	$3,763	4.9%	$27.83	—	S&P500 DWNHDGE	73935B805
HEDJ	WISDOMTREE TR	55,538	$3,421	4.4%	$55.93	—	EUROPE HEDGED EQ	97717X701
GQRE	FLEXSHARES TR	57,638	$3,219	4.2%	$55.85	—	GLB QLT R/E IDX	33939L787
SCZ	ISHARES	58,749	$2,997	3.9%	$51.01	—	EAFE SML CP ETF	464288273
HYG	ISHARES	33,449	$2,970	3.8%	$91.31	—	IBOXX HI YD ETF	464288513
XLK	SELECT SECTOR SPDR TR	69,065	$2,859	3.7%	$37.61	—	TECHNOLOGY	81369Y803
XLP	SELECT SECTOR SPDR TR	51,815	$2,466	3.2%	$41.69	—	SBI CONS STPLS	81369Y308
FJP	FIRST TR EXCH TRD ALPHA FD I	48,811	$2,449	3.2%	$44.80	—	JAPAN ALPHADEX	33737J158
VOO	VANGUARD INDEX FDS	12,693	$2,397	3.1%	$175.23	—	S&P 500 ETF SHS	922908363
—	POWERSHARES ETF TRUST	189,207	$2,193	2.8%	$11.08	—	GBL LSTD PVT EQT	73935X195
VIG	VANGUARD SPECIALIZED PORTFOL	25,985	$2,042	2.6%	$81.16	—	DIV APP ETF	921908844
IEF	ISHARES TR	19,015	$1,997	2.6%	$103.51	—	7-10 Y TR BD ETF	464287440
IYF	ISHARES TR	20,205	$1,813	2.3%	$71.81	—	U.S. FINLS ETF	464287788
VPL	VANGUARD INTL EQUITY INDEX F	24,893	$1,519	2.0%	$61.02	—	FTSE PACIFIC ETF	922042866
VGK	VANGUARD INTL EQUITY INDEX F	27,729	$1,497	1.9%	$53.99	—	FTSE EUROPE ETF	922042874
BNDX	VANGUARD CHARLOTTE FDS	27,924	$1,462	1.9%	$52.36	—	INTL BD IDX ETF	92203J407
CMBS	ISHARES TR	27,182	$1,396	1.8%	$51.28	—	CMBS ETF	46429B366
DIA	SPDR DOW JONES INDL AVRG ETF	7,869	$1,384	1.8%	$151.25	—	UT SER 1	78467X109
BWX	SPDR SERIES TRUST	25,850	$1,345	1.7%	$56.59	—	BRCLYS INTL ETF	78464A516
XLV	SELECT SECTOR SPDR TR	16,019	$1,192	1.5%	$57.95	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	14,927	$1,142	1.5%	$61.47	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	45,734	$1,115	1.4%	$21.67	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	19,405	$1,049	1.4%	$53.21	—	SBI INT-INDS	81369Y704
XLU	SELECT SECTOR SPDR TR	24,992	$1,036	1.3%	$40.68	—	SBI INT-UTILS	81369Y886
BSV	VANGUARD BD INDEX FD INC	11,017	$883	1.1%	$80.15	—	SHORT TRM BOND	921937827
GHYG	ISHARES	11,105	$550	0.7%	$49.69	—	GLB HGH YLD ETF	464286178