Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 9, 2015

Total Value ($000): $186,755 (100.0% shares, 0.0% debt)

Holdings (35)

MSFT Microsoft Corporation 5.0%

Value ($000) $9,304 Shares 210,202 Est. Cost $26.97 Unrealized +44.3%

CVS CVS Health Corporation 4.7%

Value ($000) $8,842 Shares 91,645 Est. Cost $41.44 Unrealized +87.7%

— General Electric Company 4.6%

Value ($000) $8,641 Shares 342,606 Est. Cost $24.16 Unrealized —

ABBV AbbVie, Inc. 4.5%

Value ($000) $8,484 Shares 155,928 Est. Cost $32.98 Unrealized +28.9%

SDY SPDR S&P Dividend ETF 4.5%

Value ($000) $8,417 Shares 116,650 Est. Cost $67.14 Unrealized —

AAPL Apple, Inc. 4.5%

Value ($000) $8,412 Shares 76,262 Est. Cost $17.91 Unrealized +46.7%

INTC Intel Corporation 4.5%

Value ($000) $8,404 Shares 278,839 Est. Cost $17.29 Unrealized +30.8%

BDX Becton Dickinson & Company 4.2%

Value ($000) $7,857 Shares 59,229 Est. Cost $78.11 Unrealized +52.7%

BK The Bank of New York Mellon Corporation 4.2%

Value ($000) $7,787 Shares 198,897 Est. Cost $22.94 Unrealized +39.5%

WM Waste Management, Inc. 4.2%

Value ($000) $7,754 Shares 155,675 Est. Cost $30.90 Unrealized +32.2%

— Allergan PLC 4.1%

Value ($000) $7,631 Shares 28,075 Est. Cost $303.44 Unrealized —

— EMC Corporation 4.1%

Value ($000) $7,594 Shares 314,325 Est. Cost $25.15 Unrealized —

CSCO Cisco Systems, Inc. 4.0%

Value ($000) $7,547 Shares 287,504 Est. Cost $15.24 Unrealized +28.4%

VLO Valero Energy Corporation 3.9%

Value ($000) $7,360 Shares 122,463 Est. Cost $26.78 Unrealized +57.5%

JNJ Johnson & Johnson 3.5%

Value ($000) $6,599 Shares 70,687 Est. Cost $60.71 Unrealized +19.4%

PG Procter & Gamble 3.5%

Value ($000) $6,561 Shares 91,200 Est. Cost $55.20 Unrealized +2.1%

WMT Wal-Mart Stores, Inc. 3.4%

Value ($000) $6,443 Shares 99,361 Est. Cost $20.02 Unrealized -5.5%

MCD McDonald's Corporation 3.3%

Value ($000) $6,216 Shares 63,088 Est. Cost $71.77 Unrealized +5.0%

CAT Caterpillar, Inc. 3.3%

Value ($000) $6,213 Shares 95,064 Est. Cost $61.90 Unrealized -4.5%

PFE Pfizer, Inc. 3.2%

Value ($000) $5,913 Shares 188,249 Est. Cost $16.57 Unrealized +24.3%

ZBH Zimmer Biomet Holdings, Inc. 3.1%

Value ($000) $5,795 Shares 61,693 Est. Cost $68.38 Unrealized +34.6%

BRK/B Berkshire Hathaway Class B 3.0%

Value ($000) $5,640 Shares 43,254 Est. Cost $110.02 Unrealized +24.5%

HMC Honda Motor Company 2.6%

Value ($000) $4,797 Shares 160,427 Est. Cost $36.74 Unrealized —

— Chicago Bridge and Iron Company 2.4%

Value ($000) $4,524 Shares 114,075 Est. Cost $57.08 Unrealized —

BP BP PLC ADR 2.4%

Value ($000) $4,452 Shares 145,684 Est. Cost $42.16 Unrealized —

DVN Devon Energy Corporation 2.2%

Value ($000) $4,095 Shares 110,414 Est. Cost $37.44 Unrealized -15.8%

SPY SPDR S&P 500 ETF 1.5%

Value ($000) $2,783 Shares 14,525 Est. Cost $188.74 Unrealized —

MAT Mattel, Inc. 1.3%

Value ($000) $2,338 Shares 111,000 Est. Cost $42.55 Unrealized -45.0%

CVX Chevron Corporation 0.0%

Value ($000) $91 Shares 1,152 Est. Cost $71.30 Unrealized -24.5%

XOM Exxon Mobil Corporation 0.0%

Value ($000) $86 Shares 1,156 Est. Cost $53.69 Unrealized -8.6%

KO Coca Cola Company 0.0%

Value ($000) $80 Shares 2,004 Est. Cost $27.85 Unrealized +3.5%

AXP American Express Company 0.0%

Value ($000) $37 Shares 500 Est. Cost $59.62 Unrealized +11.1%

— Google Inc Class A 0.0%

Value ($000) $29 Shares 46 Est. Cost $869.57 Unrealized —

— Google Inc Class C 0.0%

Value ($000) $28 Shares 46 Est. Cost $565.22 Unrealized —

— Direxion Daily ETF 0.0%

Value ($000) $1 Shares 75 Est. Cost $40.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MSFT	Microsoft Corporation	210,202	$9,304	5.0%	$26.97	+44.3%	common stock	594918104
CVS	CVS Health Corporation	91,645	$8,842	4.7%	$41.44	+87.7%	common stock	126650100
—	General Electric Company	342,606	$8,641	4.6%	$24.16	—	common stock	369604103
ABBV	AbbVie, Inc.	155,928	$8,484	4.5%	$32.98	+28.9%	common stock	00287Y109
SDY	SPDR S&P Dividend ETF	116,650	$8,417	4.5%	$67.14	—	common stock	78464A763
AAPL	Apple, Inc.	76,262	$8,412	4.5%	$17.91	+46.7%	common stock	037833100
INTC	Intel Corporation	278,839	$8,404	4.5%	$17.29	+30.8%	common stock	458140100
BDX	Becton Dickinson & Company	59,229	$7,857	4.2%	$78.11	+52.7%	common stock	075887109
BK	The Bank of New York Mellon Corporation	198,897	$7,787	4.2%	$22.94	+39.5%	common stock	064058100
WM	Waste Management, Inc.	155,675	$7,754	4.2%	$30.90	+32.2%	common stock	94106L109
—	Allergan PLC	28,075	$7,631	4.1%	$303.44	—	common stock	G0177J108
—	EMC Corporation	314,325	$7,594	4.1%	$25.15	—	common stock	268648102
CSCO	Cisco Systems, Inc.	287,504	$7,547	4.0%	$15.24	+28.4%	common stock	17275R102
VLO	Valero Energy Corporation	122,463	$7,360	3.9%	$26.78	+57.5%	common stock	91913Y100
JNJ	Johnson & Johnson	70,687	$6,599	3.5%	$60.71	+19.4%	common stock	478160104
PG	Procter & Gamble	91,200	$6,561	3.5%	$55.20	+2.1%	common stock	742718109
WMT	Wal-Mart Stores, Inc.	99,361	$6,443	3.4%	$20.02	-5.5%	common stock	931142103
MCD	McDonald's Corporation	63,088	$6,216	3.3%	$71.77	+5.0%	common stock	580135101
CAT	Caterpillar, Inc.	95,064	$6,213	3.3%	$61.90	-4.5%	common stock	149123101
PFE	Pfizer, Inc.	188,249	$5,913	3.2%	$16.57	+24.3%	common stock	717081103
ZBH	Zimmer Biomet Holdings, Inc.	61,693	$5,795	3.1%	$68.38	+34.6%	common stock	98956P102
BRK/B	Berkshire Hathaway Class B	43,254	$5,640	3.0%	$110.02	+24.5%	common stock	084670702
HMC	Honda Motor Company	160,427	$4,797	2.6%	$36.74	—	common stock	438128308
—	Chicago Bridge and Iron Company	114,075	$4,524	2.4%	$57.08	—	common stock	167250109
BP	BP PLC ADR	145,684	$4,452	2.4%	$42.16	—	common stock	055622104
DVN	Devon Energy Corporation	110,414	$4,095	2.2%	$37.44	-15.8%	common stock	25179M103
SPY	SPDR S&P 500 ETF	14,525	$2,783	1.5%	$188.74	—	common stock	78462F103
MAT	Mattel, Inc.	111,000	$2,338	1.3%	$42.55	-45.0%	common stock	577081102
CVX	Chevron Corporation	1,152	$91	0.0%	$71.30	-24.5%	common stock	166764100
XOM	Exxon Mobil Corporation	1,156	$86	0.0%	$53.69	-8.6%	common stock	30231G102
KO	Coca Cola Company	2,004	$80	0.0%	$27.85	+3.5%	common stock	191216100
AXP	American Express Company	500	$37	0.0%	$59.62	+11.1%	common stock	025816109
—	Google Inc Class A	46	$29	0.0%	$869.57	—	common stock	38259P508
—	Google Inc Class C	46	$28	0.0%	$565.22	—	common stock	38259P706
—	Direxion Daily ETF	75	$1	0.0%	$40.00	—	common stock	25459Y447