Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 9, 2016

Total Value ($000): $202,591 (100.0% shares, 0.0% debt)

Holdings (34)

MSFT Microsoft Corporation 5.7%

Value ($000) $11,478 Shares 206,877 Est. Cost $26.97 Unrealized +70.3%

— General Electric Company 5.2%

Value ($000) $10,488 Shares 336,697 Est. Cost $24.16 Unrealized —

INTC Intel Corporation 4.7%

Value ($000) $9,496 Shares 275,639 Est. Cost $17.29 Unrealized +54.1%

ABBV AbbVie, Inc. 4.5%

Value ($000) $9,166 Shares 154,728 Est. Cost $32.98 Unrealized +15.1%

BDX Becton Dickinson & Company 4.5%

Value ($000) $9,016 Shares 58,513 Est. Cost $78.11 Unrealized +58.0%

CVS CVS Health Corporation 4.4%

Value ($000) $8,824 Shares 90,252 Est. Cost $41.44 Unrealized +75.2%

— Allergan PLC 4.3%

Value ($000) $8,711 Shares 27,875 Est. Cost $303.44 Unrealized —

SDY SPDR S&P Dividend ETF 4.2%

Value ($000) $8,582 Shares 116,650 Est. Cost $67.14 Unrealized —

WM Waste Management, Inc. 4.1%

Value ($000) $8,235 Shares 154,300 Est. Cost $30.90 Unrealized +42.1%

BK The Bank of New York Mellon Corporation 4.0%

Value ($000) $8,106 Shares 196,647 Est. Cost $22.94 Unrealized +41.6%

AAPL Apple, Inc. 4.0%

Value ($000) $8,092 Shares 76,872 Est. Cost $17.91 Unrealized +43.6%

— EMC Corporation 4.0%

Value ($000) $8,026 Shares 312,550 Est. Cost $25.15 Unrealized —

CSCO Cisco Systems, Inc. 3.8%

Value ($000) $7,745 Shares 285,229 Est. Cost $15.24 Unrealized +32.3%

MCD McDonald's Corporation 3.6%

Value ($000) $7,371 Shares 62,388 Est. Cost $71.77 Unrealized +21.5%

PG Procter & Gamble 3.6%

Value ($000) $7,250 Shares 91,300 Est. Cost $55.20 Unrealized +5.0%

JNJ Johnson & Johnson 3.6%

Value ($000) $7,197 Shares 70,069 Est. Cost $60.71 Unrealized +25.1%

VLO Valero Energy Corporation 3.3%

Value ($000) $6,778 Shares 95,863 Est. Cost $26.78 Unrealized +69.9%

BP BP PLC ADR 3.3%

Value ($000) $6,621 Shares 211,817 Est. Cost $38.76 Unrealized —

CAT Caterpillar, Inc. 3.2%

Value ($000) $6,443 Shares 94,809 Est. Cost $61.90 Unrealized -11.8%

ZBH Zimmer Biomet Holdings, Inc. 3.1%

Value ($000) $6,262 Shares 61,038 Est. Cost $68.38 Unrealized +31.6%

WMT Wal-Mart Stores, Inc. 3.1%

Value ($000) $6,206 Shares 101,236 Est. Cost $19.96 Unrealized -16.7%

PFE Pfizer, Inc. 3.0%

Value ($000) $6,001 Shares 185,899 Est. Cost $16.57 Unrealized +23.0%

BRK/B Berkshire Hathaway Class B 2.8%

Value ($000) $5,705 Shares 43,204 Est. Cost $110.02 Unrealized +22.0%

HMC Honda Motor Company 2.5%

Value ($000) $5,108 Shares 159,977 Est. Cost $36.74 Unrealized —

DVN Devon Energy Corporation 2.5%

Value ($000) $5,076 Shares 158,620 Est. Cost $34.68 Unrealized -18.2%

— Chicago Bridge and Iron Company 2.1%

Value ($000) $4,343 Shares 111,375 Est. Cost $57.08 Unrealized —

MAT Mattel, Inc. 1.5%

Value ($000) $2,989 Shares 110,000 Est. Cost $42.55 Unrealized -42.2%

SPY SPDR S&P 500 ETF 1.4%

Value ($000) $2,890 Shares 14,175 Est. Cost $188.74 Unrealized —

CVX Chevron Corporation 0.1%

Value ($000) $104 Shares 1,152 Est. Cost $71.30 Unrealized -18.0%

XOM Exxon Mobil Corporation 0.0%

Value ($000) $90 Shares 1,156 Est. Cost $53.69 Unrealized -4.3%

KO Coca Cola Company 0.0%

Value ($000) $86 Shares 2,004 Est. Cost $27.85 Unrealized +10.7%

GOOGL Alphabet, Inc. Class A 0.0%

Value ($000) $36 Shares 46 Est. Cost $36.73 Unrealized 0.0%

GOOG Alphabet, Inc. Class C 0.0%

Value ($000) $35 Shares 46 Est. Cost $35.61 Unrealized 0.0%

AXP American Express Company 0.0%

Value ($000) $35 Shares 500 Est. Cost $59.62 Unrealized +5.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MSFT	Microsoft Corporation	206,877	$11,478	5.7%	$26.97	+70.3%	common stock	594918104
—	General Electric Company	336,697	$10,488	5.2%	$24.16	—	common stock	369604103
INTC	Intel Corporation	275,639	$9,496	4.7%	$17.29	+54.1%	common stock	458140100
ABBV	AbbVie, Inc.	154,728	$9,166	4.5%	$32.98	+15.1%	common stock	00287Y109
BDX	Becton Dickinson & Company	58,513	$9,016	4.5%	$78.11	+58.0%	common stock	075887109
CVS	CVS Health Corporation	90,252	$8,824	4.4%	$41.44	+75.2%	common stock	126650100
—	Allergan PLC	27,875	$8,711	4.3%	$303.44	—	common stock	G0177J108
SDY	SPDR S&P Dividend ETF	116,650	$8,582	4.2%	$67.14	—	common stock	78464A763
WM	Waste Management, Inc.	154,300	$8,235	4.1%	$30.90	+42.1%	common stock	94106L109
BK	The Bank of New York Mellon Corporation	196,647	$8,106	4.0%	$22.94	+41.6%	common stock	064058100
AAPL	Apple, Inc.	76,872	$8,092	4.0%	$17.91	+43.6%	common stock	037833100
—	EMC Corporation	312,550	$8,026	4.0%	$25.15	—	common stock	268648102
CSCO	Cisco Systems, Inc.	285,229	$7,745	3.8%	$15.24	+32.3%	common stock	17275R102
MCD	McDonald's Corporation	62,388	$7,371	3.6%	$71.77	+21.5%	common stock	580135101
PG	Procter & Gamble	91,300	$7,250	3.6%	$55.20	+5.0%	common stock	742718109
JNJ	Johnson & Johnson	70,069	$7,197	3.6%	$60.71	+25.1%	common stock	478160104
VLO	Valero Energy Corporation	95,863	$6,778	3.3%	$26.78	+69.9%	common stock	91913Y100
BP	BP PLC ADR	211,817	$6,621	3.3%	$38.76	—	common stock	055622104
CAT	Caterpillar, Inc.	94,809	$6,443	3.2%	$61.90	-11.8%	common stock	149123101
ZBH	Zimmer Biomet Holdings, Inc.	61,038	$6,262	3.1%	$68.38	+31.6%	common stock	98956P102
WMT	Wal-Mart Stores, Inc.	101,236	$6,206	3.1%	$19.96	-16.7%	common stock	931142103
PFE	Pfizer, Inc.	185,899	$6,001	3.0%	$16.57	+23.0%	common stock	717081103
BRK/B	Berkshire Hathaway Class B	43,204	$5,705	2.8%	$110.02	+22.0%	common stock	084670702
HMC	Honda Motor Company	159,977	$5,108	2.5%	$36.74	—	common stock	438128308
DVN	Devon Energy Corporation	158,620	$5,076	2.5%	$34.68	-18.2%	common stock	25179M103
—	Chicago Bridge and Iron Company	111,375	$4,343	2.1%	$57.08	—	common stock	167250109
MAT	Mattel, Inc.	110,000	$2,989	1.5%	$42.55	-42.2%	common stock	577081102
SPY	SPDR S&P 500 ETF	14,175	$2,890	1.4%	$188.74	—	common stock	78462F103
CVX	Chevron Corporation	1,152	$104	0.1%	$71.30	-18.0%	common stock	166764100
XOM	Exxon Mobil Corporation	1,156	$90	0.0%	$53.69	-4.3%	common stock	30231G102
KO	Coca Cola Company	2,004	$86	0.0%	$27.85	+10.7%	common stock	191216100
GOOGL	Alphabet, Inc. Class A	46	$36	0.0%	$36.73	0.0%	common stock	02079K305
GOOG	Alphabet, Inc. Class C	46	$35	0.0%	$35.61	0.0%	common stock	02079K107
AXP	American Express Company	500	$35	0.0%	$59.62	+5.5%	common stock	025816109