Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 4, 2016

Total Value ($000): $205,562 (100.0% shares, 0.0% debt)

Holdings (33)

INTC Intel Corporation 4.9%

Value ($000) $10,052 Shares 266,273 Est. Cost $17.59 Unrealized +62.7%

BDX Becton Dickinson & Company 4.8%

Value ($000) $9,806 Shares 54,557 Est. Cost $78.64 Unrealized +88.8%

ABBV AbbVie, Inc. 4.6%

Value ($000) $9,548 Shares 151,384 Est. Cost $33.13 Unrealized +32.6%

— General Electric Company 4.6%

Value ($000) $9,477 Shares 319,954 Est. Cost $24.16 Unrealized —

BRK/B Berkshire Hathaway Class B 4.6%

Value ($000) $9,460 Shares 65,479 Est. Cost $117.93 Unrealized +24.0%

AAPL Apple, Inc. 4.5%

Value ($000) $9,276 Shares 82,050 Est. Cost $18.48 Unrealized +31.1%

CVS CVS Health Corporation 4.4%

Value ($000) $9,025 Shares 101,412 Est. Cost $46.70 Unrealized +51.8%

SDY SPDR S&P Dividend ETF 4.3%

Value ($000) $8,898 Shares 105,471 Est. Cost $67.14 Unrealized —

CSCO Cisco Systems, Inc. 4.2%

Value ($000) $8,727 Shares 275,121 Est. Cost $15.34 Unrealized +50.3%

JNJ Johnson & Johnson 3.9%

Value ($000) $8,061 Shares 68,241 Est. Cost $61.41 Unrealized +52.4%

CAT Caterpillar, Inc. 3.9%

Value ($000) $8,061 Shares 90,803 Est. Cost $61.74 Unrealized +6.9%

ZBH Zimmer Biomet Holdings, Inc. 3.9%

Value ($000) $8,016 Shares 61,654 Est. Cost $70.47 Unrealized +62.4%

PG Procter & Gamble 3.8%

Value ($000) $7,878 Shares 87,775 Est. Cost $55.45 Unrealized +21.8%

MSFT Microsoft Corporation 3.8%

Value ($000) $7,811 Shares 135,610 Est. Cost $27.25 Unrealized +84.5%

BK The Bank of New York Mellon Corporation 3.7%

Value ($000) $7,649 Shares 191,793 Est. Cost $23.16 Unrealized +35.1%

WMT Wal-Mart Stores, Inc. 3.4%

Value ($000) $7,088 Shares 98,275 Est. Cost $19.88 Unrealized +3.6%

VLO Valero Energy Corporation 3.4%

Value ($000) $7,054 Shares 133,100 Est. Cost $30.56 Unrealized +20.2%

SYF Synchrony Financial 3.4%

Value ($000) $7,025 Shares 250,875 Est. Cost $22.18 Unrealized -0.9%

MCD McDonald's Corporation 3.4%

Value ($000) $6,995 Shares 60,632 Est. Cost $72.47 Unrealized +30.5%

BP BP PLC ADR 3.4%

Value ($000) $6,988 Shares 198,750 Est. Cost $38.48 Unrealized —

DIS Walt Disney Company 3.4%

Value ($000) $6,909 Shares 74,400 Est. Cost $92.18 Unrealized -3.6%

WM Waste Management, Inc. 3.3%

Value ($000) $6,768 Shares 106,152 Est. Cost $30.90 Unrealized +78.5%

DVN Devon Energy Corporation 3.2%

Value ($000) $6,526 Shares 147,954 Est. Cost $34.45 Unrealized -17.0%

— Allergan PLC 3.1%

Value ($000) $6,335 Shares 27,505 Est. Cost $302.20 Unrealized —

PFE Pfizer, Inc. 2.9%

Value ($000) $5,923 Shares 174,887 Est. Cost $16.57 Unrealized +34.3%

— Chicago Bridge and Iron Company 1.4%

Value ($000) $2,851 Shares 101,705 Est. Cost $56.72 Unrealized —

SPY SPDR S&P 500 ETF 1.3%

Value ($000) $2,749 Shares 12,710 Est. Cost $189.54 Unrealized —

GLD SPDR Gold Trust 0.1%

Value ($000) $251 Shares 2,000 Est. Cost $126.54 Unrealized —

CVX Chevron Corporation 0.1%

Value ($000) $119 Shares 1,152 Est. Cost $71.30 Unrealized -4.0%

XOM Exxon Mobil Corporation 0.1%

Value ($000) $111 Shares 1,268 Est. Cost $53.54 Unrealized +9.3%

KO Coca Cola Company 0.0%

Value ($000) $85 Shares 2,004 Est. Cost $27.85 Unrealized +16.9%

AXP American Express Company 0.0%

Value ($000) $32 Shares 500 Est. Cost $59.62 Unrealized -5.5%

F Ford Motor Co 0.0%

Value ($000) $8 Shares 651 Est. Cost $7.94 Unrealized -3.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
INTC	Intel Corporation	266,273	$10,052	4.9%	$17.59	+62.7%	common stock	458140100
BDX	Becton Dickinson & Company	54,557	$9,806	4.8%	$78.64	+88.8%	common stock	075887109
ABBV	AbbVie, Inc.	151,384	$9,548	4.6%	$33.13	+32.6%	common stock	00287Y109
—	General Electric Company	319,954	$9,477	4.6%	$24.16	—	common stock	369604103
BRK/B	Berkshire Hathaway Class B	65,479	$9,460	4.6%	$117.93	+24.0%	common stock	084670702
AAPL	Apple, Inc.	82,050	$9,276	4.5%	$18.48	+31.1%	common stock	037833100
CVS	CVS Health Corporation	101,412	$9,025	4.4%	$46.70	+51.8%	common stock	126650100
SDY	SPDR S&P Dividend ETF	105,471	$8,898	4.3%	$67.14	—	common stock	78464A763
CSCO	Cisco Systems, Inc.	275,121	$8,727	4.2%	$15.34	+50.3%	common stock	17275R102
JNJ	Johnson & Johnson	68,241	$8,061	3.9%	$61.41	+52.4%	common stock	478160104
CAT	Caterpillar, Inc.	90,803	$8,061	3.9%	$61.74	+6.9%	common stock	149123101
ZBH	Zimmer Biomet Holdings, Inc.	61,654	$8,016	3.9%	$70.47	+62.4%	common stock	98956P102
PG	Procter & Gamble	87,775	$7,878	3.8%	$55.45	+21.8%	common stock	742718109
MSFT	Microsoft Corporation	135,610	$7,811	3.8%	$27.25	+84.5%	common stock	594918104
BK	The Bank of New York Mellon Corporation	191,793	$7,649	3.7%	$23.16	+35.1%	common stock	064058100
WMT	Wal-Mart Stores, Inc.	98,275	$7,088	3.4%	$19.88	+3.6%	common stock	931142103
VLO	Valero Energy Corporation	133,100	$7,054	3.4%	$30.56	+20.2%	common stock	91913Y100
SYF	Synchrony Financial	250,875	$7,025	3.4%	$22.18	-0.9%	common stock	87165B103
MCD	McDonald's Corporation	60,632	$6,995	3.4%	$72.47	+30.5%	common stock	580135101
BP	BP PLC ADR	198,750	$6,988	3.4%	$38.48	—	common stock	055622104
DIS	Walt Disney Company	74,400	$6,909	3.4%	$92.18	-3.6%	common stock	254687106
WM	Waste Management, Inc.	106,152	$6,768	3.3%	$30.90	+78.5%	common stock	94106L109
DVN	Devon Energy Corporation	147,954	$6,526	3.2%	$34.45	-17.0%	common stock	25179M103
—	Allergan PLC	27,505	$6,335	3.1%	$302.20	—	common stock	G0177J108
PFE	Pfizer, Inc.	174,887	$5,923	2.9%	$16.57	+34.3%	common stock	717081103
—	Chicago Bridge and Iron Company	101,705	$2,851	1.4%	$56.72	—	common stock	167250109
SPY	SPDR S&P 500 ETF	12,710	$2,749	1.3%	$189.54	—	common stock	78462F103
GLD	SPDR Gold Trust	2,000	$251	0.1%	$126.54	—	common stock	78463V107
CVX	Chevron Corporation	1,152	$119	0.1%	$71.30	-4.0%	common stock	166764100
XOM	Exxon Mobil Corporation	1,268	$111	0.1%	$53.54	+9.3%	common stock	30231G102
KO	Coca Cola Company	2,004	$85	0.0%	$27.85	+16.9%	common stock	191216100
AXP	American Express Company	500	$32	0.0%	$59.62	-5.5%	common stock	025816109
F	Ford Motor Co	651	$8	0.0%	$7.94	-3.2%	common stock	345370860