Prospect Capital Advisors, LLC Diversified Active

Location: Sausalito, CA

CIK: 0001632368 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $138M (100.0% shares, 0.0% debt)

Holdings (25)

LOPE GRAND CANYON ED INC 9.0%

Value $12.33M Shares 305,250 Est. Cost $39.77 Unrealized +4.5%

— WAGEWORKS INC 6.2%

Value $8.543M Shares 140,250 Est. Cost $46.77 Unrealized —

— TELENAV INC 6.2%

Value $8.464M Shares 1,477,100 Est. Cost $5.59 Unrealized —

CPS COOPER STD HLDGS INC 5.9%

Value $8.141M Shares 82,400 Est. Cost $72.51 Unrealized +29.9%

— MEETME INC 5.8%

Value $7.986M Shares 1,288,000 Est. Cost $6.20 Unrealized —

— CUTERA INC 5.6%

Value $7.74M Shares 649,350 Est. Cost $12.33 Unrealized —

EGHT 8X8 INC NEW 5.4%

Value $7.46M Shares 483,500 Est. Cost $11.13 Unrealized +27.8%

FIVN FIVE9 INC 5.2%

Value $7.202M Shares 459,300 Est. Cost $8.00 Unrealized +70.6%

OSIS OSI SYSTEMS INC 4.3%

Value $5.943M Shares 90,900 Est. Cost $57.80 Unrealized +9.1%

AMT AMERICAN TOWER CORP NEW 4.3%

Value $5.908M Shares 52,128 Est. Cost $75.94 Unrealized +19.0%

— TRUECAR INC 4.1%

Value $5.592M Shares 592,350 Est. Cost $7.07 Unrealized —

BFH ALLIANCE DATA SYSTEMS CORP 4.0%

Value $5.452M Shares 25,415 Est. Cost $185.49 Unrealized -20.7%

— TRINITY BIOTECH PLC 3.9%

Value $5.412M Shares 409,400 Est. Cost $11.74 Unrealized —

— STAMPS COM INC 3.8%

Value $5.293M Shares 56,000 Est. Cost $94.52 Unrealized —

— LIFELOCK INC 3.6%

Value $4.924M Shares 291,000 Est. Cost $15.83 Unrealized —

— NATIONAL CINEMEDIA INC 3.4%

Value $4.635M Shares 314,850 Est. Cost $15.68 Unrealized —

— REGAL ENTMT GROUP 3.3%

Value $4.6M Shares 211,500 Est. Cost $19.06 Unrealized —

— ATLAS FINANCIAL HOLDINGS INC 3.3%

Value $4.496M Shares 285,100 Est. Cost $19.06 Unrealized —

— CARROLS RESTAURANT GROUP INC 2.6%

Value $3.522M Shares 266,650 Est. Cost $13.01 Unrealized —

— XCERRA CORP 2.3%

Value $3.21M Shares 529,690 Est. Cost $6.05 Unrealized —

SIMO SILICON MOTION TECHNOLOGY CO 2.0%

Value $2.813M Shares 54,316 Est. Cost $31.36 Unrealized —

— INVENTURE FOODS INC 1.9%

Value $2.631M Shares 279,900 Est. Cost $7.10 Unrealized —

TSLA TESLA MTRS INC 1.4%

Value $1.969M Shares 9,650 Est. Cost $14.44 Unrealized 0.0%

POOL POOL CORPORATION 1.4%

Value $1.862M Shares 19,703 Est. Cost $71.24 Unrealized +23.8%

— CARBONITE INC 1.0%

Value $1.389M Shares 90,400 Est. Cost $9.80 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
LOPE	GRAND CANYON ED INC	305,250	$12.33M	9.0%	$39.77	+4.5%	COM	38526M106
—	WAGEWORKS INC	140,250	$8.543M	6.2%	$46.77	—	COM	930427109
—	TELENAV INC	1,477,100	$8.464M	6.2%	$5.59	—	COM	879455103
CPS	COOPER STD HLDGS INC	82,400	$8.141M	5.9%	$72.51	+29.9%	COM	21676P103
—	MEETME INC	1,288,000	$7.986M	5.8%	$6.20	—	COM	585141104
—	CUTERA INC	649,350	$7.74M	5.6%	$12.33	—	COM	232109108
EGHT	8X8 INC NEW	483,500	$7.46M	5.4%	$11.13	+27.8%	COM	282914100
FIVN	FIVE9 INC	459,300	$7.202M	5.2%	$8.00	+70.6%	COM	338307101
OSIS	OSI SYSTEMS INC	90,900	$5.943M	4.3%	$57.80	+9.1%	COM	671044105
AMT	AMERICAN TOWER CORP NEW	52,128	$5.908M	4.3%	$75.94	+19.0%	COM	03027X100
—	TRUECAR INC	592,350	$5.592M	4.1%	$7.07	—	COM	89785L107
BFH	ALLIANCE DATA SYSTEMS CORP	25,415	$5.452M	4.0%	$185.49	-20.7%	COM	018581108
—	TRINITY BIOTECH PLC	409,400	$5.412M	3.9%	$11.74	—	SPON ADR NEW	896438306
—	STAMPS COM INC	56,000	$5.293M	3.8%	$94.52	—	COM NEW	852857200
—	LIFELOCK INC	291,000	$4.924M	3.6%	$15.83	—	COM	53224V100
—	NATIONAL CINEMEDIA INC	314,850	$4.635M	3.4%	$15.68	—	COM	635309107
—	REGAL ENTMT GROUP	211,500	$4.6M	3.3%	$19.06	—	CL A	758766109
—	ATLAS FINANCIAL HOLDINGS INC	285,100	$4.496M	3.3%	$19.06	—	SHS NEW	G06207115
—	CARROLS RESTAURANT GROUP INC	266,650	$3.522M	2.6%	$13.01	—	COM	14574X104
—	XCERRA CORP	529,690	$3.21M	2.3%	$6.05	—	COM	98400J108
SIMO	SILICON MOTION TECHNOLOGY CO	54,316	$2.813M	2.0%	$31.36	—	SPONSORED ADR	82706C108
—	INVENTURE FOODS INC	279,900	$2.631M	1.9%	$7.10	—	COM	461212102
TSLA	TESLA MTRS INC	9,650	$1.969M	1.4%	$14.44	0.0%	COM	88160R101
POOL	POOL CORPORATION	19,703	$1.862M	1.4%	$71.24	+23.8%	COM	73278L105
—	CARBONITE INC	90,400	$1.389M	1.0%	$9.80	—	COM	141337105