Prospect Capital Advisors, LLC Diversified Active

Location: Sausalito, CA

CIK: 0001632368 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value: $142M (100.0% shares, 0.0% debt)

Holdings (23)

LOPE GRAND CANYON ED INC 10.8%

Value $15.29M Shares 261,550 Est. Cost $39.77 Unrealized +28.6%

— MEETME INC 7.0%

Value $9.92M Shares 2,012,200 Est. Cost $5.74 Unrealized —

CPS COOPER STD HLDGS INC 6.5%

Value $9.258M Shares 89,550 Est. Cost $74.42 Unrealized +29.6%

— WAGEWORKS INC 6.5%

Value $9.179M Shares 126,600 Est. Cost $46.77 Unrealized —

— TELENAV INC 6.5%

Value $9.141M Shares 1,296,550 Est. Cost $5.59 Unrealized —

— CUTERA INC 5.6%

Value $7.964M Shares 459,032 Est. Cost $12.33 Unrealized —

— STAMPS COM INC 5.5%

Value $7.785M Shares 67,900 Est. Cost $98.05 Unrealized —

OSIS OSI SYSTEMS INC 5.3%

Value $7.494M Shares 98,450 Est. Cost $58.89 Unrealized +22.4%

EGHT 8X8 INC NEW 5.0%

Value $7.048M Shares 492,900 Est. Cost $11.20 Unrealized +29.5%

FIVN FIVE9 INC 4.9%

Value $7.007M Shares 493,800 Est. Cost $8.45 Unrealized +70.6%

— TRUECAR INC 4.9%

Value $6.907M Shares 552,550 Est. Cost $7.07 Unrealized —

— LIFELOCK INC 4.8%

Value $6.836M Shares 285,800 Est. Cost $15.83 Unrealized —

— CARROLS RESTAURANT GROUP INC 4.3%

Value $6.092M Shares 399,450 Est. Cost $13.76 Unrealized —

BFH ALLIANCE DATA SYSTEMS CORP 4.1%

Value $5.807M Shares 25,415 Est. Cost $185.49 Unrealized -18.9%

— REGAL ENTMT GROUP 3.8%

Value $5.34M Shares 259,200 Est. Cost $19.34 Unrealized —

AMT AMERICAN TOWER CORP NEW 3.4%

Value $4.84M Shares 45,795 Est. Cost $75.94 Unrealized +13.7%

— ATLAS FINANCIAL HOLDINGS INC 2.7%

Value $3.846M Shares 213,100 Est. Cost $19.06 Unrealized —

— INVENTURE FOODS INC 1.9%

Value $2.716M Shares 275,700 Est. Cost $7.10 Unrealized —

SIMO SILICON MOTION TECHNOLOGY CO 1.6%

Value $2.307M Shares 54,316 Est. Cost $31.36 Unrealized —

POOL POOL CORPORATION 1.5%

Value $2.056M Shares 19,703 Est. Cost $71.24 Unrealized +24.9%

— XCERRA CORP 1.4%

Value $1.989M Shares 260,400 Est. Cost $6.05 Unrealized —

— NATIONAL CINEMEDIA INC 1.0%

Value $1.452M Shares 98,600 Est. Cost $15.68 Unrealized —

— CARBONITE INC 0.9%

Value $1.312M Shares 80,000 Est. Cost $9.80 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
LOPE	GRAND CANYON ED INC	261,550	$15.29M	10.8%	$39.77	+28.6%	COM	38526M106
—	MEETME INC	2,012,200	$9.92M	7.0%	$5.74	—	COM	585141104
CPS	COOPER STD HLDGS INC	89,550	$9.258M	6.5%	$74.42	+29.6%	COM	21676P103
—	WAGEWORKS INC	126,600	$9.179M	6.5%	$46.77	—	COM	930427109
—	TELENAV INC	1,296,550	$9.141M	6.5%	$5.59	—	COM	879455103
—	CUTERA INC	459,032	$7.964M	5.6%	$12.33	—	COM	232109108
—	STAMPS COM INC	67,900	$7.785M	5.5%	$98.05	—	COM NEW	852857200
OSIS	OSI SYSTEMS INC	98,450	$7.494M	5.3%	$58.89	+22.4%	COM	671044105
EGHT	8X8 INC NEW	492,900	$7.048M	5.0%	$11.20	+29.5%	COM	282914100
FIVN	FIVE9 INC	493,800	$7.007M	4.9%	$8.45	+70.6%	COM	338307101
—	TRUECAR INC	552,550	$6.907M	4.9%	$7.07	—	COM	89785L107
—	LIFELOCK INC	285,800	$6.836M	4.8%	$15.83	—	COM	53224V100
—	CARROLS RESTAURANT GROUP INC	399,450	$6.092M	4.3%	$13.76	—	COM	14574X104
BFH	ALLIANCE DATA SYSTEMS CORP	25,415	$5.807M	4.1%	$185.49	-18.9%	COM	018581108
—	REGAL ENTMT GROUP	259,200	$5.34M	3.8%	$19.34	—	CL A	758766109
AMT	AMERICAN TOWER CORP NEW	45,795	$4.84M	3.4%	$75.94	+13.7%	COM	03027X100
—	ATLAS FINANCIAL HOLDINGS INC	213,100	$3.846M	2.7%	$19.06	—	SHS NEW	G06207115
—	INVENTURE FOODS INC	275,700	$2.716M	1.9%	$7.10	—	COM	461212102
SIMO	SILICON MOTION TECHNOLOGY CO	54,316	$2.307M	1.6%	$31.36	—	SPONSORED ADR	82706C108
POOL	POOL CORPORATION	19,703	$2.056M	1.5%	$71.24	+24.9%	COM	73278L105
—	XCERRA CORP	260,400	$1.989M	1.4%	$6.05	—	COM	98400J108
—	NATIONAL CINEMEDIA INC	98,600	$1.452M	1.0%	$15.68	—	COM	635309107
—	CARBONITE INC	80,000	$1.312M	0.9%	$9.80	—	COM	141337105