Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $490,322 (0.3% shares, 99.7% debt)

Holdings (26)

— PROSPECT CAPITAL CORP 9.7%

Value ($000) $47,485 Shares 46,188,000 Est. Cost $0.98 Unrealized —

— New Mountain Finance Corporation 9.4%

Value ($000) $46,235 Shares 44,734,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 9.0%

Value ($000) $44,365 Shares 43,216,000 Est. Cost $1.01 Unrealized —

— TICC Capital Corporation 8.4%

Value ($000) $41,114 Shares 40,388,000 Est. Cost $1.00 Unrealized —

— Chart Industries, Inc. 7.9%

Value ($000) $38,716 Shares 39,097,000 Est. Cost $0.98 Unrealized —

— Ares Capital Corporation 6.7%

Value ($000) $32,985 Shares 32,000,000 Est. Cost $1.02 Unrealized —

— Web.com Group Inc 6.6%

Value ($000) $32,516 Shares 33,443,000 Est. Cost $0.95 Unrealized —

— TCP Capital Corp 6.4%

Value ($000) $31,174 Shares 29,800,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORP 6.3%

Value ($000) $31,114 Shares 30,686,000 Est. Cost $1.00 Unrealized —

— BlackRock Capital Investment Corp 6.3%

Value ($000) $30,846 Shares 29,943,000 Est. Cost $1.03 Unrealized —

— PROSPECT CAPITAL CORP 4.4%

Value ($000) $21,458 Shares 21,722,000 Est. Cost $0.96 Unrealized —

— TPG Specialty Lending, Inc. 3.9%

Value ($000) $19,198 Shares 18,710,000 Est. Cost $1.01 Unrealized —

— Toll Brothers 3.5%

Value ($000) $17,054 Shares 17,142,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corporation 3.4%

Value ($000) $16,594 Shares 16,266,000 Est. Cost $1.02 Unrealized —

— Twitter, Inc. 3.1%

Value ($000) $15,130 Shares 16,075,000 Est. Cost $0.94 Unrealized —

— Meritage Homes Corporation 3.0%

Value ($000) $14,525 Shares 14,534,000 Est. Cost $1.00 Unrealized —

— Nuance Communications, Inc. 0.9%

Value ($000) $4,365 Shares 4,335,000 Est. Cost $1.01 Unrealized —

— Twitter, Inc. 0.4%

Value ($000) $1,826 Shares 2,000,000 Est. Cost $0.91 Unrealized —

— TiVo Corporation 0.2%

Value ($000) $1,171 Shares 1,204,000 Est. Cost $0.96 Unrealized —

— CIENA CORP 0.2%

Value ($000) $997 Shares 1,000,000 Est. Cost $0.99 Unrealized —

— Crossroads Capital, Inc. 0.1%

Value ($000) $526 Shares 229,641 Est. Cost $2.44 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value ($000) $365 Shares 45,844 Est. Cost $11.71 Unrealized -31.3%

— BlackRock Capital Investment Corp 0.0%

Value ($000) $193 Shares 25,600 Est. Cost $8.84 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $163 Shares 21,700 Est. Cost $13.50 Unrealized —

— Fifth Street Finance Corporation 0.0%

Value ($000) $117 Shares 25,400 Est. Cost $6.18 Unrealized —

MFIN Medallion Financial Corp 0.0%

Value ($000) $90 Shares 45,430 Est. Cost $4.72 Unrealized -57.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PROSPECT CAPITAL CORP	46,188,000	$47,485	9.7%	$0.98	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	44,734,000	$46,235	9.4%	$1.01	—	CONVRT BOND	647551AB6
—	PROSPECT CAPITAL CORP	43,216,000	$44,365	9.0%	$1.01	—	CONVRT BOND	74348TAL6
—	TICC Capital Corporation	40,388,000	$41,114	8.4%	$1.00	—	CONVRT BOND	87244TAB5
—	Chart Industries, Inc.	39,097,000	$38,716	7.9%	$0.98	—	CONVRT BOND	16115QAC4
—	Ares Capital Corporation	32,000,000	$32,985	6.7%	$1.02	—	CONVRT BOND	04010LAM5
—	Web.com Group Inc	33,443,000	$32,516	6.6%	$0.95	—	CONVRT BOND	94733AAA2
—	TCP Capital Corp	29,800,000	$31,174	6.4%	$0.99	—	CONVRT BOND	87238QAB9
—	PROSPECT CAPITAL CORP	30,686,000	$31,114	6.3%	$1.00	—	CONVRT BOND	74348TAK8
—	BlackRock Capital Investment Corp	29,943,000	$30,846	6.3%	$1.03	—	CONVRT BOND	092533AB4
—	PROSPECT CAPITAL CORP	21,722,000	$21,458	4.4%	$0.96	—	CONVRT BOND	74348TAQ5
—	TPG Specialty Lending, Inc.	18,710,000	$19,198	3.9%	$1.01	—	CONVRT BOND	87265KAB8
—	Toll Brothers	17,142,000	$17,054	3.5%	$0.99	—	CONVRT BOND	88947EAM2
—	Ares Capital Corporation	16,266,000	$16,594	3.4%	$1.02	—	CONVRT BOND	04010LAJ2
—	Twitter, Inc.	16,075,000	$15,130	3.1%	$0.94	—	CONVRT BOND	90184LAB8
—	Meritage Homes Corporation	14,534,000	$14,525	3.0%	$1.00	—	CONVRT BOND	59001AAR3
—	Nuance Communications, Inc.	4,335,000	$4,365	0.9%	$1.01	—	CONVRT BOND	67020YAF7
—	Twitter, Inc.	2,000,000	$1,826	0.4%	$0.91	—	CONVRT BOND	90184LAD4
—	TiVo Corporation	1,204,000	$1,171	0.2%	$0.96	—	CONVRT BOND	779376AD4
—	CIENA CORP	1,000,000	$997	0.2%	$0.99	—	CONVRT BOND	171779AE1
—	Crossroads Capital, Inc.	229,641	$526	0.1%	$2.44	—	COMMON	227656105
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$365	0.1%	$11.71	-31.3%	COMMON	33766Y100
—	BlackRock Capital Investment Corp	25,600	$193	0.0%	$8.84	—	COMMON	092533108
—	Iconix Brand Group, Inc.	21,700	$163	0.0%	$13.50	—	COMMON	451055107
—	Fifth Street Finance Corporation	25,400	$117	0.0%	$6.18	—	COMMON	31678A103
MFIN	Medallion Financial Corp	45,430	$90	0.0%	$4.72	-57.5%	COMMON	583928106