Radcliffe Capital Management, L.P. Diversified Active

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value: $490M (0.3% shares, 99.7% debt)

Holdings (26)

— PROSPECT CAPITAL CORP 9.7%

Value $47.48M Shares 46,188,000 Share Price $1.03 Est. Cost/Share $0.98 Unrealized @ Report Date —

— New Mountain Finance Corporation 9.4%

Value $46.23M Shares 44,734,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 9.0%

Value $44.37M Shares 43,216,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— TICC Capital Corporation 8.4%

Value $41.11M Shares 40,388,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Chart Industries, Inc. 7.9%

Value $38.72M Shares 39,097,000 Share Price $0.99 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Ares Capital Corporation 6.7%

Value $32.98M Shares 32,000,000 Share Price $1.03 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Web.com Group Inc 6.6%

Value $32.52M Shares 33,443,000 Share Price $0.97 Est. Cost/Share $0.95 Unrealized @ Report Date —

— TCP Capital Corp 6.4%

Value $31.17M Shares 29,800,000 Share Price $1.05 Est. Cost/Share $0.99 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 6.3%

Value $31.11M Shares 30,686,000 Share Price $1.01 Est. Cost/Share $1.00 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 6.3%

Value $30.85M Shares 29,943,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 4.4%

Value $21.46M Shares 21,722,000 Share Price $0.99 Est. Cost/Share $0.96 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 3.9%

Value $19.2M Shares 18,710,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Toll Brothers 3.5%

Value $17.05M Shares 17,142,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corporation 3.4%

Value $16.59M Shares 16,266,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Twitter, Inc. 3.1%

Value $15.13M Shares 16,075,000 Share Price $0.94 Est. Cost/Share $0.94 Unrealized @ Report Date —

— Meritage Homes Corporation 3.0%

Value $14.53M Shares 14,534,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Nuance Communications, Inc. 0.9%

Value $4.365M Shares 4,335,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Twitter, Inc. 0.4%

Value $1.826M Shares 2,000,000 Share Price $0.91 Est. Cost/Share $0.91 Unrealized @ Report Date —

— TiVo Corporation 0.2%

Value $1.171M Shares 1,204,000 Share Price $0.97 Est. Cost/Share $0.96 Unrealized @ Report Date —

— CIENA CORP 0.2%

Value $997K Shares 1,000,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Crossroads Capital, Inc. 0.1%

Value $526K Shares 229,641 Share Price $2.29 Est. Cost/Share $2.44 Unrealized @ Report Date —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value $365K Shares 45,844 Share Price $7.96 Est. Cost/Share $11.71 Unrealized @ Report Date -31.3%

— BlackRock Capital Investment Corp 0.0%

Value $193K Shares 25,600 Share Price $7.54 Est. Cost/Share $8.84 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.0%

Value $163K Shares 21,700 Share Price $7.51 Est. Cost/Share $13.50 Unrealized @ Report Date —

— Fifth Street Finance Corporation 0.0%

Value $117K Shares 25,400 Share Price $4.61 Est. Cost/Share $6.18 Unrealized @ Report Date —

MFIN Medallion Financial Corp 0.0%

Value $90,000 Shares 45,430 Share Price $1.98 Est. Cost/Share $4.72 Unrealized @ Report Date -57.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	PROSPECT CAPITAL CORP	46,188,000	$47.48M	9.7%	$1.03	$0.98	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	44,734,000	$46.23M	9.4%	$1.03	$1.01	—	CONVRT BOND	647551AB6
—	PROSPECT CAPITAL CORP	43,216,000	$44.37M	9.0%	$1.03	$1.01	—	CONVRT BOND	74348TAL6
—	TICC Capital Corporation	40,388,000	$41.11M	8.4%	$1.02	$1.00	—	CONVRT BOND	87244TAB5
—	Chart Industries, Inc.	39,097,000	$38.72M	7.9%	$0.99	$0.98	—	CONVRT BOND	16115QAC4
—	Ares Capital Corporation	32,000,000	$32.98M	6.7%	$1.03	$1.02	—	CONVRT BOND	04010LAM5
—	Web.com Group Inc	33,443,000	$32.52M	6.6%	$0.97	$0.95	—	CONVRT BOND	94733AAA2
—	TCP Capital Corp	29,800,000	$31.17M	6.4%	$1.05	$0.99	—	CONVRT BOND	87238QAB9
—	PROSPECT CAPITAL CORP	30,686,000	$31.11M	6.3%	$1.01	$1.00	—	CONVRT BOND	74348TAK8
—	BlackRock Capital Investment Corp	29,943,000	$30.85M	6.3%	$1.03	$1.03	—	CONVRT BOND	092533AB4
—	PROSPECT CAPITAL CORP	21,722,000	$21.46M	4.4%	$0.99	$0.96	—	CONVRT BOND	74348TAQ5
—	TPG Specialty Lending, Inc.	18,710,000	$19.2M	3.9%	$1.03	$1.01	—	CONVRT BOND	87265KAB8
—	Toll Brothers	17,142,000	$17.05M	3.5%	$0.99	$0.99	—	CONVRT BOND	88947EAM2
—	Ares Capital Corporation	16,266,000	$16.59M	3.4%	$1.02	$1.02	—	CONVRT BOND	04010LAJ2
—	Twitter, Inc.	16,075,000	$15.13M	3.1%	$0.94	$0.94	—	CONVRT BOND	90184LAB8
—	Meritage Homes Corporation	14,534,000	$14.53M	3.0%	$1.00	$1.00	—	CONVRT BOND	59001AAR3
—	Nuance Communications, Inc.	4,335,000	$4.365M	0.9%	$1.01	$1.01	—	CONVRT BOND	67020YAF7
—	Twitter, Inc.	2,000,000	$1.826M	0.4%	$0.91	$0.91	—	CONVRT BOND	90184LAD4
—	TiVo Corporation	1,204,000	$1.171M	0.2%	$0.97	$0.96	—	CONVRT BOND	779376AD4
—	CIENA CORP	1,000,000	$997K	0.2%	$1.00	$0.99	—	CONVRT BOND	171779AE1
—	Crossroads Capital, Inc.	229,641	$526K	0.1%	$2.29	$2.44	—	COMMON	227656105
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$365K	0.1%	$7.96	$11.71	-31.3%	COMMON	33766Y100
—	BlackRock Capital Investment Corp	25,600	$193K	0.0%	$7.54	$8.84	—	COMMON	092533108
—	Iconix Brand Group, Inc.	21,700	$163K	0.0%	$7.51	$13.50	—	COMMON	451055107
—	Fifth Street Finance Corporation	25,400	$117K	0.0%	$4.61	$6.18	—	COMMON	31678A103
MFIN	Medallion Financial Corp	45,430	$90,000	0.0%	$1.98	$4.72	-57.5%	COMMON	583928106