Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $490M (0.3% shares, 99.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PROSPECT CAPITAL CORP | 46,188,000 | $47.48M | 9.7% | $0.98 | — | CONVRT BOND | 74348TAM4 |
| — | New Mountain Finance Corporation | 44,734,000 | $46.23M | 9.4% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | PROSPECT CAPITAL CORP | 43,216,000 | $44.37M | 9.0% | $1.01 | — | CONVRT BOND | 74348TAL6 |
| — | TICC Capital Corporation | 40,388,000 | $41.11M | 8.4% | $1.00 | — | CONVRT BOND | 87244TAB5 |
| — | Chart Industries, Inc. | 39,097,000 | $38.72M | 7.9% | $0.98 | — | CONVRT BOND | 16115QAC4 |
| — | Ares Capital Corporation | 32,000,000 | $32.98M | 6.7% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | Web.com Group Inc | 33,443,000 | $32.52M | 6.6% | $0.95 | — | CONVRT BOND | 94733AAA2 |
| — | TCP Capital Corp | 29,800,000 | $31.17M | 6.4% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | PROSPECT CAPITAL CORP | 30,686,000 | $31.11M | 6.3% | $1.00 | — | CONVRT BOND | 74348TAK8 |
| — | BlackRock Capital Investment Corp | 29,943,000 | $30.85M | 6.3% | $1.03 | — | CONVRT BOND | 092533AB4 |
| — | PROSPECT CAPITAL CORP | 21,722,000 | $21.46M | 4.4% | $0.96 | — | CONVRT BOND | 74348TAQ5 |
| — | TPG Specialty Lending, Inc. | 18,710,000 | $19.2M | 3.9% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Toll Brothers | 17,142,000 | $17.05M | 3.5% | $0.99 | — | CONVRT BOND | 88947EAM2 |
| — | Ares Capital Corporation | 16,266,000 | $16.59M | 3.4% | $1.02 | — | CONVRT BOND | 04010LAJ2 |
| — | Twitter, Inc. | 16,075,000 | $15.13M | 3.1% | $0.94 | — | CONVRT BOND | 90184LAB8 |
| — | Meritage Homes Corporation | 14,534,000 | $14.53M | 3.0% | $1.00 | — | CONVRT BOND | 59001AAR3 |
| — | Nuance Communications, Inc. | 4,335,000 | $4.365M | 0.9% | $1.01 | — | CONVRT BOND | 67020YAF7 |
| — | Twitter, Inc. | 2,000,000 | $1.826M | 0.4% | $0.91 | — | CONVRT BOND | 90184LAD4 |
| — | TiVo Corporation | 1,204,000 | $1.171M | 0.2% | $0.96 | — | CONVRT BOND | 779376AD4 |
| — | CIENA CORP | 1,000,000 | $997K | 0.2% | $0.99 | — | CONVRT BOND | 171779AE1 |
| — | Crossroads Capital, Inc. | 229,641 | $526K | 0.1% | $2.44 | — | COMMON | 227656105 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $365K | 0.1% | $11.71 | -31.3% | COMMON | 33766Y100 |
| — | BlackRock Capital Investment Corp | 25,600 | $193K | 0.0% | $8.84 | — | COMMON | 092533108 |
| — | Iconix Brand Group, Inc. | 21,700 | $163K | 0.0% | $13.50 | — | COMMON | 451055107 |
| — | Fifth Street Finance Corporation | 25,400 | $117K | 0.0% | $6.18 | — | COMMON | 31678A103 |
| MFIN | Medallion Financial Corp | 45,430 | $90,000 | 0.0% | $4.72 | -57.5% | COMMON | 583928106 |