Radcliffe Capital Management, L.P. Diversified Active

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value: $671M (0.1% shares, 99.9% debt)

Holdings (29)

— Twitter, Inc. 15.7%

Value $105M Shares 111,184,000 Share Price $0.94 Est. Cost/Share $0.94 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 9.3%

Value $62.3M Shares 60,264,000 Share Price $1.03 Est. Cost/Share $0.99 Unrealized @ Report Date —

— New Mountain Finance Corporation 7.1%

Value $47.62M Shares 45,734,000 Share Price $1.04 Est. Cost/Share $1.01 Unrealized @ Report Date —

— TICC Capital Corporation 6.8%

Value $45.57M Shares 44,880,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Chart Industries, Inc. 6.1%

Value $41.14M Shares 41,351,000 Share Price $0.99 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Web.com Group Inc 5.4%

Value $36.07M Shares 35,943,000 Share Price $1.00 Est. Cost/Share $0.96 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 5.2%

Value $34.85M Shares 35,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 4.8%

Value $32.2M Shares 33,050,000 Share Price $0.97 Est. Cost/Share $0.97 Unrealized @ Report Date —

— TCP Capital Corp 4.7%

Value $31.7M Shares 29,800,000 Share Price $1.06 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corporation 4.6%

Value $30.92M Shares 29,940,000 Share Price $1.03 Est. Cost/Share $1.02 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 4.3%

Value $29.11M Shares 28,443,000 Share Price $1.02 Est. Cost/Share $1.03 Unrealized @ Report Date —

— Brookdale Senior Living Inc. 4.1%

Value $27.53M Shares 27,681,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 3.5%

Value $23.49M Shares 23,368,000 Share Price $1.01 Est. Cost/Share $0.96 Unrealized @ Report Date —

— NAVISTAR INTERNATIONAL 3.1%

Value $20.85M Shares 20,948,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 3.1%

Value $20.51M Shares 20,000,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 2.9%

Value $19.52M Shares 18,710,000 Share Price $1.04 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corporation 2.3%

Value $15.48M Shares 15,246,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Toll Brothers 2.3%

Value $15.13M Shares 15,142,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

— PDL BioPharma, Inc 1.7%

Value $11.58M Shares 11,598,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Nuance Communications, Inc. 0.8%

Value $5.353M Shares 5,335,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 0.7%

Value $5.002M Shares 4,949,000 Share Price $1.01 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Envestnet, Inc. 0.7%

Value $4.901M Shares 5,000,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Twitter, Inc. 0.3%

Value $1.834M Shares 2,000,000 Share Price $0.92 Est. Cost/Share $0.91 Unrealized @ Report Date —

— TiVo Corporation 0.2%

Value $1.19M Shares 1,204,000 Share Price $0.99 Est. Cost/Share $0.96 Unrealized @ Report Date —

— CalAtlantic Group, Inc. 0.1%

Value $952K Shares 1,000,000 Share Price $0.95 Est. Cost/Share $0.95 Unrealized @ Report Date —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value $385K Shares 45,844 Share Price $8.40 Est. Cost/Share $11.71 Unrealized @ Report Date -28.7%

— Iconix Brand Group, Inc. 0.0%

Value $150K Shares 21,700 Share Price $6.91 Est. Cost/Share $13.50 Unrealized @ Report Date —

— Fifth Street Finance Corporation 0.0%

Value $123K Shares 25,400 Share Price $4.84 Est. Cost/Share $6.18 Unrealized @ Report Date —

MFIN Medallion Financial Corp 0.0%

Value $109K Shares 45,430 Share Price $2.40 * Est. Cost/Share $4.72 Unrealized @ Report Date -59.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Twitter, Inc.	111,184,000	$105M	15.7%	$0.94	$0.94	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	60,264,000	$62.3M	9.3%	$1.03	$0.99	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	45,734,000	$47.62M	7.1%	$1.04	$1.01	—	CONVRT BOND	647551AB6
—	TICC Capital Corporation	44,880,000	$45.57M	6.8%	$1.02	$1.00	—	CONVRT BOND	87244TAB5
—	Chart Industries, Inc.	41,351,000	$41.14M	6.1%	$0.99	$0.98	—	CONVRT BOND	16115QAC4
—	Web.com Group Inc	35,943,000	$36.07M	5.4%	$1.00	$0.96	—	CONVRT BOND	94733AAA2
—	PROSPECT CAPITAL CORP	35,000,000	$34.85M	5.2%	$1.00	$1.00	—	CONVRT BOND	74348TAR3
—	Iconix Brand Group, Inc.	33,050,000	$32.2M	4.8%	$0.97	$0.97	—	CONVRT BOND	451055AF4
—	TCP Capital Corp	29,800,000	$31.7M	4.7%	$1.06	$0.99	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	29,940,000	$30.92M	4.6%	$1.03	$1.02	—	CONVRT BOND	04010LAM5
—	BlackRock Capital Investment Corp	28,443,000	$29.11M	4.3%	$1.02	$1.03	—	CONVRT BOND	092533AB4
—	Brookdale Senior Living Inc.	27,681,000	$27.53M	4.1%	$0.99	$0.99	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	23,368,000	$23.49M	3.5%	$1.01	$0.96	—	CONVRT BOND	74348TAQ5
—	NAVISTAR INTERNATIONAL	20,948,000	$20.85M	3.1%	$1.00	$1.00	—	CONVRT BOND	63934EAQ1
—	BlackRock Capital Investment Corp	20,000,000	$20.51M	3.1%	$1.03	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	18,710,000	$19.52M	2.9%	$1.04	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	15,246,000	$15.48M	2.3%	$1.02	$1.02	—	CONVRT BOND	04010LAJ2
—	Toll Brothers	15,142,000	$15.13M	2.3%	$1.00	$0.99	—	CONVRT BOND	88947EAM2
—	PDL BioPharma, Inc	11,598,000	$11.58M	1.7%	$1.00	$1.00	—	CONVRT BOND	69329YAF1
—	Nuance Communications, Inc.	5,335,000	$5.353M	0.8%	$1.00	$1.01	—	CONVRT BOND	67020YAF7
—	PROSPECT CAPITAL CORP	4,949,000	$5.002M	0.7%	$1.01	$1.00	—	CONVRT BOND	74348TAK8
—	Envestnet, Inc.	5,000,000	$4.901M	0.7%	$0.98	$0.98	—	CONVRT BOND	29404KAA4
—	Twitter, Inc.	2,000,000	$1.834M	0.3%	$0.92	$0.91	—	CONVRT BOND	90184LAD4
—	TiVo Corporation	1,204,000	$1.19M	0.2%	$0.99	$0.96	—	CONVRT BOND	779376AD4
—	CalAtlantic Group, Inc.	1,000,000	$952K	0.1%	$0.95	$0.95	—	CONVRT BOND	783764AS2
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$385K	0.1%	$8.40	$11.71	-28.7%	COMMON	33766Y100
—	Iconix Brand Group, Inc.	21,700	$150K	0.0%	$6.91	$13.50	—	COMMON	451055107
—	Fifth Street Finance Corporation	25,400	$123K	0.0%	$4.84	$6.18	—	COMMON	31678A103
MFIN	Medallion Financial Corp	45,430	$109K	0.0%	$2.40 *	$4.72	-59.8%	COMMON	583928106