Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $671M (0.1% shares, 99.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 111,184,000 | $105M | 15.7% | $0.94 | — | CONVRT BOND | 90184LAB8 |
| — | PROSPECT CAPITAL CORP | 60,264,000 | $62.3M | 9.3% | $0.99 | — | CONVRT BOND | 74348TAM4 |
| — | New Mountain Finance Corporation | 45,734,000 | $47.62M | 7.1% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | TICC Capital Corporation | 44,880,000 | $45.57M | 6.8% | $1.00 | — | CONVRT BOND | 87244TAB5 |
| — | Chart Industries, Inc. | 41,351,000 | $41.14M | 6.1% | $0.98 | — | CONVRT BOND | 16115QAC4 |
| — | Web.com Group Inc | 35,943,000 | $36.07M | 5.4% | $0.96 | — | CONVRT BOND | 94733AAA2 |
| — | PROSPECT CAPITAL CORP | 35,000,000 | $34.85M | 5.2% | $1.00 | — | CONVRT BOND | 74348TAR3 |
| — | Iconix Brand Group, Inc. | 33,050,000 | $32.2M | 4.8% | $0.97 | — | CONVRT BOND | 451055AF4 |
| — | TCP Capital Corp | 29,800,000 | $31.7M | 4.7% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | Ares Capital Corporation | 29,940,000 | $30.92M | 4.6% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | BlackRock Capital Investment Corp | 28,443,000 | $29.11M | 4.3% | $1.03 | — | CONVRT BOND | 092533AB4 |
| — | Brookdale Senior Living Inc. | 27,681,000 | $27.53M | 4.1% | $0.99 | — | CONVRT BOND | 112463AA2 |
| — | PROSPECT CAPITAL CORP | 23,368,000 | $23.49M | 3.5% | $0.96 | — | CONVRT BOND | 74348TAQ5 |
| — | NAVISTAR INTERNATIONAL | 20,948,000 | $20.85M | 3.1% | $1.00 | — | CONVRT BOND | 63934EAQ1 |
| — | BlackRock Capital Investment Corp | 20,000,000 | $20.51M | 3.1% | $1.03 | — | CONVRT BOND | 092533AC2 |
| — | TPG Specialty Lending, Inc. | 18,710,000 | $19.52M | 2.9% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Ares Capital Corporation | 15,246,000 | $15.48M | 2.3% | $1.02 | — | CONVRT BOND | 04010LAJ2 |
| — | Toll Brothers | 15,142,000 | $15.13M | 2.3% | $0.99 | — | CONVRT BOND | 88947EAM2 |
| — | PDL BioPharma, Inc | 11,598,000 | $11.58M | 1.7% | $1.00 | — | CONVRT BOND | 69329YAF1 |
| — | Nuance Communications, Inc. | 5,335,000 | $5.353M | 0.8% | $1.01 | — | CONVRT BOND | 67020YAF7 |
| — | PROSPECT CAPITAL CORP | 4,949,000 | $5.002M | 0.7% | $1.00 | — | CONVRT BOND | 74348TAK8 |
| — | Envestnet, Inc. | 5,000,000 | $4.901M | 0.7% | $0.98 | — | CONVRT BOND | 29404KAA4 |
| — | Twitter, Inc. | 2,000,000 | $1.834M | 0.3% | $0.91 | — | CONVRT BOND | 90184LAD4 |
| — | TiVo Corporation | 1,204,000 | $1.19M | 0.2% | $0.96 | — | CONVRT BOND | 779376AD4 |
| — | CalAtlantic Group, Inc. | 1,000,000 | $952K | 0.1% | $0.95 | — | CONVRT BOND | 783764AS2 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $385K | 0.1% | $11.71 | -28.7% | COMMON | 33766Y100 |
| — | Iconix Brand Group, Inc. | 21,700 | $150K | 0.0% | $13.50 | — | COMMON | 451055107 |
| — | Fifth Street Finance Corporation | 25,400 | $123K | 0.0% | $6.18 | — | COMMON | 31678A103 |
| MFIN | Medallion Financial Corp | 45,430 | $109K | 0.0% | $4.72 | -59.8% | COMMON | 583928106 |