Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $670,593 (0.1% shares, 99.9% debt)

Holdings (29)

— Twitter, Inc. 15.7%

Value ($000) $105,030 Shares 111,184,000 Est. Cost $0.94 Unrealized —

— PROSPECT CAPITAL CORP 9.3%

Value ($000) $62,303 Shares 60,264,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 7.1%

Value ($000) $47,617 Shares 45,734,000 Est. Cost $1.01 Unrealized —

— TICC Capital Corporation 6.8%

Value ($000) $45,574 Shares 44,880,000 Est. Cost $1.00 Unrealized —

— Chart Industries, Inc. 6.1%

Value ($000) $41,136 Shares 41,351,000 Est. Cost $0.98 Unrealized —

— Web.com Group Inc 5.4%

Value ($000) $36,074 Shares 35,943,000 Est. Cost $0.96 Unrealized —

— PROSPECT CAPITAL CORP 5.2%

Value ($000) $34,846 Shares 35,000,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 4.8%

Value ($000) $32,200 Shares 33,050,000 Est. Cost $0.97 Unrealized —

— TCP Capital Corp 4.7%

Value ($000) $31,704 Shares 29,800,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corporation 4.6%

Value ($000) $30,919 Shares 29,940,000 Est. Cost $1.02 Unrealized —

— BlackRock Capital Investment Corp 4.3%

Value ($000) $29,109 Shares 28,443,000 Est. Cost $1.03 Unrealized —

— Brookdale Senior Living Inc. 4.1%

Value ($000) $27,528 Shares 27,681,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORP 3.5%

Value ($000) $23,493 Shares 23,368,000 Est. Cost $0.96 Unrealized —

— NAVISTAR INTERNATIONAL 3.1%

Value ($000) $20,850 Shares 20,948,000 Est. Cost $1.00 Unrealized —

— BlackRock Capital Investment Corp 3.1%

Value ($000) $20,508 Shares 20,000,000 Est. Cost $1.03 Unrealized —

— TPG Specialty Lending, Inc. 2.9%

Value ($000) $19,523 Shares 18,710,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 2.3%

Value ($000) $15,476 Shares 15,246,000 Est. Cost $1.02 Unrealized —

— Toll Brothers 2.3%

Value ($000) $15,125 Shares 15,142,000 Est. Cost $0.99 Unrealized —

— PDL BioPharma, Inc 1.7%

Value ($000) $11,579 Shares 11,598,000 Est. Cost $1.00 Unrealized —

— Nuance Communications, Inc. 0.8%

Value ($000) $5,353 Shares 5,335,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 0.7%

Value ($000) $5,002 Shares 4,949,000 Est. Cost $1.00 Unrealized —

— Envestnet, Inc. 0.7%

Value ($000) $4,901 Shares 5,000,000 Est. Cost $0.98 Unrealized —

— Twitter, Inc. 0.3%

Value ($000) $1,834 Shares 2,000,000 Est. Cost $0.91 Unrealized —

— TiVo Corporation 0.2%

Value ($000) $1,190 Shares 1,204,000 Est. Cost $0.96 Unrealized —

— CalAtlantic Group, Inc. 0.1%

Value ($000) $952 Shares 1,000,000 Est. Cost $0.95 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value ($000) $385 Shares 45,844 Est. Cost $11.71 Unrealized -28.7%

— Iconix Brand Group, Inc. 0.0%

Value ($000) $150 Shares 21,700 Est. Cost $13.50 Unrealized —

— Fifth Street Finance Corporation 0.0%

Value ($000) $123 Shares 25,400 Est. Cost $6.18 Unrealized —

MFIN Medallion Financial Corp 0.0%

Value ($000) $109 Shares 45,430 Est. Cost $4.72 Unrealized -59.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	111,184,000	$105,030	15.7%	$0.94	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	60,264,000	$62,303	9.3%	$0.99	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	45,734,000	$47,617	7.1%	$1.01	—	CONVRT BOND	647551AB6
—	TICC Capital Corporation	44,880,000	$45,574	6.8%	$1.00	—	CONVRT BOND	87244TAB5
—	Chart Industries, Inc.	41,351,000	$41,136	6.1%	$0.98	—	CONVRT BOND	16115QAC4
—	Web.com Group Inc	35,943,000	$36,074	5.4%	$0.96	—	CONVRT BOND	94733AAA2
—	PROSPECT CAPITAL CORP	35,000,000	$34,846	5.2%	$1.00	—	CONVRT BOND	74348TAR3
—	Iconix Brand Group, Inc.	33,050,000	$32,200	4.8%	$0.97	—	CONVRT BOND	451055AF4
—	TCP Capital Corp	29,800,000	$31,704	4.7%	$0.99	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	29,940,000	$30,919	4.6%	$1.02	—	CONVRT BOND	04010LAM5
—	BlackRock Capital Investment Corp	28,443,000	$29,109	4.3%	$1.03	—	CONVRT BOND	092533AB4
—	Brookdale Senior Living Inc.	27,681,000	$27,528	4.1%	$0.99	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	23,368,000	$23,493	3.5%	$0.96	—	CONVRT BOND	74348TAQ5
—	NAVISTAR INTERNATIONAL	20,948,000	$20,850	3.1%	$1.00	—	CONVRT BOND	63934EAQ1
—	BlackRock Capital Investment Corp	20,000,000	$20,508	3.1%	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	18,710,000	$19,523	2.9%	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	15,246,000	$15,476	2.3%	$1.02	—	CONVRT BOND	04010LAJ2
—	Toll Brothers	15,142,000	$15,125	2.3%	$0.99	—	CONVRT BOND	88947EAM2
—	PDL BioPharma, Inc	11,598,000	$11,579	1.7%	$1.00	—	CONVRT BOND	69329YAF1
—	Nuance Communications, Inc.	5,335,000	$5,353	0.8%	$1.01	—	CONVRT BOND	67020YAF7
—	PROSPECT CAPITAL CORP	4,949,000	$5,002	0.7%	$1.00	—	CONVRT BOND	74348TAK8
—	Envestnet, Inc.	5,000,000	$4,901	0.7%	$0.98	—	CONVRT BOND	29404KAA4
—	Twitter, Inc.	2,000,000	$1,834	0.3%	$0.91	—	CONVRT BOND	90184LAD4
—	TiVo Corporation	1,204,000	$1,190	0.2%	$0.96	—	CONVRT BOND	779376AD4
—	CalAtlantic Group, Inc.	1,000,000	$952	0.1%	$0.95	—	CONVRT BOND	783764AS2
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$385	0.1%	$11.71	-28.7%	COMMON	33766Y100
—	Iconix Brand Group, Inc.	21,700	$150	0.0%	$13.50	—	COMMON	451055107
—	Fifth Street Finance Corporation	25,400	$123	0.0%	$6.18	—	COMMON	31678A103
MFIN	Medallion Financial Corp	45,430	$109	0.0%	$4.72	-59.8%	COMMON	583928106