Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $697M (0.1% shares, 99.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 117,184,000 | $111M | 15.9% | $0.94 | — | CONVRT BOND | 90184LAB8 |
| — | PROSPECT CAPITAL CORP | 72,753,000 | $74.67M | 10.7% | $1.00 | — | CONVRT BOND | 74348TAM4 |
| — | Brookdale Senior Living Inc. | 71,193,000 | $70.96M | 10.2% | $1.00 | — | CONVRT BOND | 112463AA2 |
| — | New Mountain Finance Corporation | 46,234,000 | $48.01M | 6.9% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | Chart Industries, Inc. | 45,795,000 | $45.73M | 6.6% | $0.99 | — | CONVRT BOND | 16115QAC4 |
| — | TICC Capital Corporation | 44,880,000 | $45.15M | 6.5% | $1.00 | — | CONVRT BOND | 87244TAB5 |
| — | PROSPECT CAPITAL CORP | 35,000,000 | $34.95M | 5.0% | $1.00 | — | CONVRT BOND | 74348TAR3 |
| — | PROSPECT CAPITAL CORP | 31,238,000 | $31.54M | 4.5% | $0.97 | — | CONVRT BOND | 74348TAQ5 |
| — | TCP Capital Corp | 29,800,000 | $31.39M | 4.5% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | Web.com Group Inc | 30,943,000 | $30.85M | 4.4% | $0.96 | — | CONVRT BOND | 94733AAA2 |
| — | Ares Capital Corporation | 29,940,000 | $30.72M | 4.4% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | TCP Capital Corp | 20,750,000 | $21.51M | 3.1% | $1.04 | — | CONVRT BOND | 87238QAD5 |
| — | NAVISTAR INTERNATIONAL | 20,144,000 | $21.02M | 3.0% | $1.00 | — | CONVRT BOND | 63934EAQ1 |
| — | BlackRock Capital Investment Corp | 20,000,000 | $20.99M | 3.0% | $1.03 | — | CONVRT BOND | 092533AC2 |
| — | PDL BioPharma, Inc | 19,703,000 | $19.74M | 2.8% | $1.00 | — | CONVRT BOND | 69329YAF1 |
| — | TPG Specialty Lending, Inc. | 18,710,000 | $19.44M | 2.8% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Ares Capital Corporation | 16,466,000 | $16.61M | 2.4% | $1.02 | — | CONVRT BOND | 04010LAJ2 |
| — | Twitter, Inc. | 11,809,000 | $10.86M | 1.6% | $0.92 | — | CONVRT BOND | 90184LAD4 |
| — | PROSPECT CAPITAL CORP | 4,949,000 | $4.966M | 0.7% | $1.00 | — | CONVRT BOND | 74348TAK8 |
| — | Nuance Communications, Inc. | 2,955,000 | $2.961M | 0.4% | $1.01 | — | CONVRT BOND | 67020YAF7 |
| — | Ryland Group Inc | 2,000,000 | $1.923M | 0.3% | $0.96 | — | CONVRT BOND | 783764AS2 |
| — | TiVo Corporation | 1,204,000 | $1.211M | 0.2% | $0.96 | — | CONVRT BOND | 779376AD4 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $367K | 0.1% | $11.71 | -33.1% | COMMON | 33766Y100 |
| — | Fifth Street Finance Corporation | 25,400 | $139K | 0.0% | $6.18 | — | COMMON | 31678A103 |
| — | Iconix Brand Group, Inc. | 21,700 | $123K | 0.0% | $13.50 | — | COMMON | 451055107 |
| MFIN | Medallion Financial Corp | 45,430 | $99,000 | 0.0% | $4.72 | -58.6% | COMMON | 583928106 |