Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $696,991 (0.1% shares, 99.9% debt)

Holdings (26)

— Twitter, Inc. 15.9%

Value ($000) $111,059 Shares 117,184,000 Est. Cost $0.94 Unrealized —

— PROSPECT CAPITAL CORP 10.7%

Value ($000) $74,670 Shares 72,753,000 Est. Cost $1.00 Unrealized —

— Brookdale Senior Living Inc. 10.2%

Value ($000) $70,961 Shares 71,193,000 Est. Cost $1.00 Unrealized —

— New Mountain Finance Corporation 6.9%

Value ($000) $48,005 Shares 46,234,000 Est. Cost $1.01 Unrealized —

— Chart Industries, Inc. 6.6%

Value ($000) $45,728 Shares 45,795,000 Est. Cost $0.99 Unrealized —

— TICC Capital Corporation 6.5%

Value ($000) $45,150 Shares 44,880,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 5.0%

Value ($000) $34,946 Shares 35,000,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 4.5%

Value ($000) $31,539 Shares 31,238,000 Est. Cost $0.97 Unrealized —

— TCP Capital Corp 4.5%

Value ($000) $31,389 Shares 29,800,000 Est. Cost $0.99 Unrealized —

— Web.com Group Inc 4.4%

Value ($000) $30,854 Shares 30,943,000 Est. Cost $0.96 Unrealized —

— Ares Capital Corporation 4.4%

Value ($000) $30,721 Shares 29,940,000 Est. Cost $1.02 Unrealized —

— TCP Capital Corp 3.1%

Value ($000) $21,512 Shares 20,750,000 Est. Cost $1.04 Unrealized —

— NAVISTAR INTERNATIONAL 3.0%

Value ($000) $21,024 Shares 20,144,000 Est. Cost $1.00 Unrealized —

— BlackRock Capital Investment Corp 3.0%

Value ($000) $20,992 Shares 20,000,000 Est. Cost $1.03 Unrealized —

— PDL BioPharma, Inc 2.8%

Value ($000) $19,738 Shares 19,703,000 Est. Cost $1.00 Unrealized —

— TPG Specialty Lending, Inc. 2.8%

Value ($000) $19,441 Shares 18,710,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 2.4%

Value ($000) $16,610 Shares 16,466,000 Est. Cost $1.02 Unrealized —

— Twitter, Inc. 1.6%

Value ($000) $10,863 Shares 11,809,000 Est. Cost $0.92 Unrealized —

— PROSPECT CAPITAL CORP 0.7%

Value ($000) $4,966 Shares 4,949,000 Est. Cost $1.00 Unrealized —

— Nuance Communications, Inc. 0.4%

Value ($000) $2,961 Shares 2,955,000 Est. Cost $1.01 Unrealized —

— Ryland Group Inc 0.3%

Value ($000) $1,923 Shares 2,000,000 Est. Cost $0.96 Unrealized —

— TiVo Corporation 0.2%

Value ($000) $1,211 Shares 1,204,000 Est. Cost $0.96 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value ($000) $367 Shares 45,844 Est. Cost $11.71 Unrealized -33.1%

— Fifth Street Finance Corporation 0.0%

Value ($000) $139 Shares 25,400 Est. Cost $6.18 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $123 Shares 21,700 Est. Cost $13.50 Unrealized —

MFIN Medallion Financial Corp 0.0%

Value ($000) $99 Shares 45,430 Est. Cost $4.72 Unrealized -58.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	117,184,000	$111,059	15.9%	$0.94	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	72,753,000	$74,670	10.7%	$1.00	—	CONVRT BOND	74348TAM4
—	Brookdale Senior Living Inc.	71,193,000	$70,961	10.2%	$1.00	—	CONVRT BOND	112463AA2
—	New Mountain Finance Corporation	46,234,000	$48,005	6.9%	$1.01	—	CONVRT BOND	647551AB6
—	Chart Industries, Inc.	45,795,000	$45,728	6.6%	$0.99	—	CONVRT BOND	16115QAC4
—	TICC Capital Corporation	44,880,000	$45,150	6.5%	$1.00	—	CONVRT BOND	87244TAB5
—	PROSPECT CAPITAL CORP	35,000,000	$34,946	5.0%	$1.00	—	CONVRT BOND	74348TAR3
—	PROSPECT CAPITAL CORP	31,238,000	$31,539	4.5%	$0.97	—	CONVRT BOND	74348TAQ5
—	TCP Capital Corp	29,800,000	$31,389	4.5%	$0.99	—	CONVRT BOND	87238QAB9
—	Web.com Group Inc	30,943,000	$30,854	4.4%	$0.96	—	CONVRT BOND	94733AAA2
—	Ares Capital Corporation	29,940,000	$30,721	4.4%	$1.02	—	CONVRT BOND	04010LAM5
—	TCP Capital Corp	20,750,000	$21,512	3.1%	$1.04	—	CONVRT BOND	87238QAD5
—	NAVISTAR INTERNATIONAL	20,144,000	$21,024	3.0%	$1.00	—	CONVRT BOND	63934EAQ1
—	BlackRock Capital Investment Corp	20,000,000	$20,992	3.0%	$1.03	—	CONVRT BOND	092533AC2
—	PDL BioPharma, Inc	19,703,000	$19,738	2.8%	$1.00	—	CONVRT BOND	69329YAF1
—	TPG Specialty Lending, Inc.	18,710,000	$19,441	2.8%	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	16,466,000	$16,610	2.4%	$1.02	—	CONVRT BOND	04010LAJ2
—	Twitter, Inc.	11,809,000	$10,863	1.6%	$0.92	—	CONVRT BOND	90184LAD4
—	PROSPECT CAPITAL CORP	4,949,000	$4,966	0.7%	$1.00	—	CONVRT BOND	74348TAK8
—	Nuance Communications, Inc.	2,955,000	$2,961	0.4%	$1.01	—	CONVRT BOND	67020YAF7
—	Ryland Group Inc	2,000,000	$1,923	0.3%	$0.96	—	CONVRT BOND	783764AS2
—	TiVo Corporation	1,204,000	$1,211	0.2%	$0.96	—	CONVRT BOND	779376AD4
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$367	0.1%	$11.71	-33.1%	COMMON	33766Y100
—	Fifth Street Finance Corporation	25,400	$139	0.0%	$6.18	—	COMMON	31678A103
—	Iconix Brand Group, Inc.	21,700	$123	0.0%	$13.50	—	COMMON	451055107
MFIN	Medallion Financial Corp	45,430	$99	0.0%	$4.72	-58.6%	COMMON	583928106