Location: Los Angeles, CA
CIK: 0001464790 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Mar 1, 2023
Total Value: $446M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BW | BABCOCK & WILCOX ENTERPRISES | 27,288,639 | $157M | 35.3% | $4.54 | +20.2% | COM | 05614L209 |
| ALTG | ALTA EQUIPMENT GROUP INC | 6,000,763 | $79.15M | 17.8% | $8.75 | +28.7% | COMMON STOCK | 02128L106 |
| AREN | THE ARENA GROUP HOLDINGS INC | 4,592,793 | $48.73M | 10.9% | $10.54 | +23.1% | COM | 040044109 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 3,876,217 | $32.75M | 7.4% | $16.37 | — | ADS | 25862B109 |
| — | FAZE HOLDINGS INC | 11,028,151 | $20.4M | 4.6% | $9.68 | — | COMMON STOCK | 31423J102 |
| LILMF | LILIUM N V | 16,130,163 | $18.39M | 4.1% | $1.58 | 0.0% | CLASS A ORD SHS | N52586109 |
| NN | NEXTNAV INC | 3,086,792 | $9.044M | 2.0% | $4.67 | -34.2% | COMMON STOCK | 65345N106 |
| ASTS | AST SPACEMOBILE INC | 1,725,471 | $8.317M | 1.9% | $6.03 | 0.0% | COM CL A | 00217D100 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 12,080,499 | $7.475M | 1.7% | $3.49 | — | COM | 87157B103 |
| PPTA | PERPETUA RESOURCES CORP | 2,530,641 | $7.389M | 1.7% | $5.58 | -61.1% | COM | 714266103 |
| TACT | TRANSACT TECHNOLOGIES INC | 1,112,633 | $7.032M | 1.6% | $5.47 | -5.7% | COM | 892918103 |
| — | B RILEY PRIN 250 MERGER CORP | 600,000 | $5.982M | 1.3% | $9.95 | — | UNIT 04/06/2026 | 05602L203 |
| — | INNOVATE CORP | 2,836,591 | $5.304M | 1.2% | $3.59 | — | COM | 45784J105 |
| MCHX | MARCHEX INC | 3,017,496 | $4.828M | 1.1% | $2.88 | -40.9% | CL B | 56624R108 |
| SRNE | SORRENTO THERAPEUTICS INC | 5,216,250 | $4.622M | 1.0% | $1.33 | 0.0% | COM NEW | 83587F202 |
| — | PLAYAGS INC | 840,530 | $4.287M | 1.0% | $5.10 | — | COM | 72814N104 |
| — | QUANTUM CORP | 3,824,811 | $4.169M | 0.9% | $2.68 | — | COM NEW | 747906501 |
| — | LAZYDAYS HLDGS INC | 281,507 | $3.361M | 0.8% | $17.40 | — | COM | 52110H100 |
| HROW | HARROW HEALTH INC | 155,825 | $2.3M | 0.5% | $11.95 | 0.0% | COM | 415858109 |
| LFMD | LIFEMD INC | 1,081,712 | $2.099M | 0.5% | $8.28 | -72.9% | COM | 53216B104 |
| — | KLUDEIN I ACQUISITION CORP | 202,089 | $2.069M | 0.5% | $10.24 | — | CL A | 49878L109 |
| DERM | JOURNEY MED CORP | 864,695 | $1.66M | 0.4% | $7.25 | -72.7% | COM | 48115J109 |
| — | CHARAH SOLUTIONS INC | 288,889 | $1.56M | 0.4% | $4.99 | — | COM | 15957P105 |
| — | SEQUANS COMMUNICATIONS S A | 374,296 | $1.243M | 0.3% | $3.04 | — | SPONSORED ADS | 817323207 |
| LEVGQ | THE LION ELECTRIC COMPANY | 459,502 | $1.029M | 0.2% | $2.70 | 0.0% | COMMON STOCK | 536221104 |
| — | ARES ACQUISITION CORPORATION | 81,910 | $825K | 0.2% | $10.07 | — | COM CL A | G33032106 |
| — | SEAPORT GLOBAL ACQUISITION I | 75,000 | $764K | 0.2% | $10.19 | — | CLASS A COM | 81221H105 |
| — | EPIPHANY TECHNOLOGY ACQUISIT | 73,264 | $733K | 0.2% | $10.00 | — | COM CL A | 29429X109 |
| LEGWQ | THE LION ELECTRIC COMPANY | 689,755 | $483K | 0.1% | $0.70 | — | *W EXP 12/16/202 | 536221120 |
| RDNW | RUMBLEON INC | 62,521 | $405K | 0.1% | $10.82 | 0.0% | COM CL B | 781386305 |
| — | PELOTON INTERACTIVE INC | 500,000 | $354K | 0.1% | $0.71 | — | NOTE 2/1 | 70614WAB6 |
| — | MINIM INC | 1,565,364 | $294K | 0.1% | $1.86 | — | COM | 60365W102 |
| — | GARRETT MOTION INC | 30,000 | $261K | 0.1% | $8.37 | — | PFD CONV SER A | 366505204 |
| — | NUSTAR ENERGY LP | 14,000 | $224K | 0.1% | $16.00 | — | UNIT COM | 67058H102 |
| — | SHOPIFY INC | 120,000 | $102K | 0.0% | $0.82 | — | NOTE 0.125%11/0 | 82509LAA5 |
| — | EOS ENERGY ENTERPRISES INC | 325,000 | $78,000 | 0.0% | $8.31 | — | *W EXP 05/06/202 | 29415C119 |
| GENI | GENIUS SPORTS LIMITED | 19,888 | $71,000 | 0.0% | $4.39 | 0.0% | SHARES CL A | G3934V109 |
| — | IMEDIA BRANDS INC | 91,911 | $58,823 | 0.0% | $8.05 | — | COM CL A | 452465206 |
| — | CHEGG INC | 51,000 | $46,538 | 0.0% | $0.85 | — | NOTE 0.125% 3/1 | 163092AD1 |
| — | LIBERTY LATIN AMERICA LTD | 38,000 | $33,725 | 0.0% | $0.87 | — | NOTE 2.000% 7/1 | 53069QAB5 |
| ASTLW | ALGOMA STL GROUP INC | 20,754 | $23,971 | 0.0% | $1.03 | — | *W EXP 10/19/202 | 015658115 |
| — | WAYFAIR INC | 42,000 | $23,785 | 0.0% | $0.57 | — | NOTE 1.000% 8/1 | 94419LAF8 |
| — | AVAYA HLDGS CORP | 600,000 | $22,500 | 0.0% | $0.10 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | NEOGENOMICS INC | 33,000 | $21,328 | 0.0% | $0.64 | — | NOTE 0.250% 1/1 | 64049MAB6 |
| — | CHEGG INC | 27,000 | $21,179 | 0.0% | $0.76 | — | NOTE 9/0 | 163092AF6 |
| NNAVW | NEXTNAV INC | 55,974 | $20,850 | 0.0% | $1.50 | — | *W EXP 10/28/202 | 65345N114 |
| — | FAZE HOLDINGS INC | 156,001 | $20,280 | 0.0% | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| — | TEEKAY CORPORATION | 15,000 | $15,002 | 0.0% | $1.00 | — | NOTE 5.000% 1/1 | 87900YAE3 |
| YOTAR | YOTTA ACQUISITION CORPORATIO | 81,368 | $13,214 | 0.0% | $0.07 | — | RIGHT 03/15/2027 | 98741Y129 |
| — | COLOMBIER ACQUISITION CORP | 146,714 | $11,106 | 0.0% | $0.53 | — | *W EXP 99/99/999 | 19533H116 |
| — | INSEEGO CORP | 18,000 | $10,800 | 0.0% | $0.60 | — | NOTE 3.250% 5/0 | 45782BAD6 |
| — | INFINT ACQUISITION CORP | 100,000 | $8,000 | 0.0% | $0.17 | — | *W EXP 99/99/999 | G47862126 |
| — | BEYOND MEAT INC | 30,000 | $7,590 | 0.0% | $0.25 | — | NOTE 3/1 | 08862EAB5 |
| — | D AND Z MEDIA ACQUISITION CO | 100,000 | $5,140 | 0.0% | $0.05 | — | *W EXP 01/27/202 | 23305Q114 |
| ECXWW | ECARX HOLDINGS INC | 43,550 | $4,272 | 0.0% | $0.10 | — | *W EXP 12/20/202 | G29201111 |
| YOTAW | YOTTA ACQUISITION CORPORATIO | 100,000 | $3,000 | 0.0% | $0.06 | — | *W EXP 03/15/202 | 98741Y111 |
| — | DEEP MEDICINE ACQUISITION CO | 47,599 | $2,856 | 0.0% | $0.04 | — | RIGHT 09/30/2028 | 243733110 |
| SWVL | SWVL HOLDINGS CORP | 20,000 | $2,740 | 0.0% | $0.85 | — | CLASS A COM | G86302109 |
| — | VAHANNA TECH EDGE ACQSTN I C | 159,670 | $1,677 | 0.0% | $0.34 | — | *W EXP 11/30/202 | G9320Z117 |
| MSPRW | MSP RECOVERY INC | 60,146 | $1,510 | 0.0% | $0.04 | — | *W EXP 05/20/202 | 553745126 |
| — | BLUE SAFARI GRP ACQUISITN CO | 10,339 | $1,218 | 0.0% | $0.10 | — | RIGHT 09/24/2026 | G1195R130 |
| — | ALSP ORCHID ACQUISITION CORP | 36,800 | $1,104 | 0.0% | $0.24 | — | *W EXP 11/03/202 | G0231L123 |
| — | LOGISTICS INNOVTN TECHNLGS C | 12,432 | $373 | 0.0% | $0.03 | — | *W EXP 06/15/202 | 54141L118 |
| — | ARROWROOT ACQUISITION CORP | 42,940 | $249 | 0.0% | $0.02 | — | *W EXP 03/02/202 | 04282M110 |
| BLUAW | BLUERIVER ACQUISITION CORP | 10,000 | $150 | 0.0% | — | — | *W EXP 01/04/202 | G1261Q115 |
| — | KISMET ACQUISITION TWO CORP | 29,909 | $90 | 0.0% | $0.06 | — | *W EXP 06/30/202 | G52807115 |