Vivo Capital, LLC Diversified Active

CIK: 0001674712 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: Apr 22, 2024

Total Value ($000): $1,272,571 (100.0% shares, 0.0% debt)

Holdings (42)

SLNO Soleno Therapeutics Inc 28.3%

Value ($000) $360,294 Shares 8,418,093 Est. Cost $19.93 Unrealized +127.0%

GERN Geron Corp 7.1%

Value ($000) $89,843 Shares 27,225,292 Est. Cost $1.62 Unrealized +38.1%

HRMY Harmony Biosciences Holdings Inc 6.9%

Value ($000) $87,518 Shares 2,606,247 Est. Cost $36.16 Unrealized -11.2%

SVA Sinovac Biotech Ltd. 6.0%

Value ($000) $76,346 Shares 11,800,000 Est. Cost $6.47 Unrealized 0.0%

— Avadel Pharmaceuticals PLC 5.3%

Value ($000) $67,089 Shares 3,972,099 Est. Cost $8.54 Unrealized —

— Verona Pharma PLC 4.6%

Value ($000) $58,088 Shares 3,610,177 Est. Cost $6.97 Unrealized —

ALXO ALX Oncology Holdings Inc 3.7%

Value ($000) $47,054 Shares 4,220,048 Est. Cost $39.31 Unrealized -64.3%

DYN Dyne Therapeutics Inc 3.6%

Value ($000) $46,422 Shares 1,635,136 Est. Cost $18.65 Unrealized +21.2%

TERN Terns Pharmaceuticals Inc 3.4%

Value ($000) $43,676 Shares 6,657,992 Est. Cost $11.36 Unrealized -42.5%

— Astria Therapeutics Inc 2.6%

Value ($000) $32,781 Shares 2,329,027 Est. Cost $6.12 Unrealized —

VRDN Viridian Therapeutics Inc 2.3%

Value ($000) $29,385 Shares 1,678,207 Est. Cost $15.47 Unrealized +25.3%

SLN Silence Therapeutics PLC 1.9%

Value ($000) $23,878 Shares 1,105,454 Est. Cost $19.65 Unrealized —

OLMA Olema Pharmaceuticals Inc 1.7%

Value ($000) $21,210 Shares 1,873,704 Est. Cost $31.43 Unrealized -59.0%

— Adverum Biotechnologies, Inc. 1.7%

Value ($000) $21,210 Shares 1,500,000 Est. Cost $14.14 Unrealized —

— Alpine Immune Sciences Inc 1.6%

Value ($000) $20,794 Shares 520,505 Est. Cost $10.28 Unrealized —

TARS Tarsus Pharmaceuticals Inc 1.6%

Value ($000) $20,558 Shares 565,550 Est. Cost $28.48 Unrealized +3.2%

VSTM Verastem Inc 1.4%

Value ($000) $18,154 Shares 1,538,461 Est. Cost $6.94 Unrealized +66.5%

CRNX Crinetics Pharmaceuticals Inc 1.3%

Value ($000) $16,384 Shares 350,000 Est. Cost $20.61 Unrealized +89.9%

COGT Cogent Biosciences Inc 1.2%

Value ($000) $15,086 Shares 2,244,941 Est. Cost $8.55 Unrealized -27.7%

SERA Sera Prognostics Inc 1.2%

Value ($000) $15,019 Shares 1,650,440 Est. Cost $10.38 Unrealized -23.7%

— Regulus Therapeutics Inc 1.1%

Value ($000) $14,400 Shares 5,000,000 Est. Cost $2.88 Unrealized —

— Tourmaline Bio Inc. 1.1%

Value ($000) $13,554 Shares 591,882 Est. Cost $26.18 Unrealized —

CMPS Compass Pathway PLC 1.1%

Value ($000) $13,379 Shares 1,608,000 Est. Cost $7.40 Unrealized —

ORIC Oric Pharmaceuticals Inc 0.9%

Value ($000) $11,683 Shares 849,681 Est. Cost $8.11 Unrealized +46.4%

ENGN Engene Holdings Inc. 0.9%

Value ($000) $11,504 Shares 678,705 Est. Cost $10.40 Unrealized +17.7%

— Genetron Holdings Ltd 0.9%

Value ($000) $10,900 Shares 2,708,056 Est. Cost $3.68 Unrealized —

IOBT IO Biotech Inc 0.8%

Value ($000) $10,680 Shares 6,173,439 Est. Cost $5.62 Unrealized -69.1%

SVRA Savara Inc 0.8%

Value ($000) $10,400 Shares 2,088,323 Est. Cost $3.59 Unrealized +34.7%

ZLAB Zai Lab Ltd 0.7%

Value ($000) $8,510 Shares 531,198 Est. Cost $38.50 Unrealized —

DCTH Delcath Systems, Inc. 0.6%

Value ($000) $7,950 Shares 1,666,746 Est. Cost $5.02 Unrealized -14.1%

RZLT Rezolute Inc 0.6%

Value ($000) $7,134 Shares 2,797,704 Est. Cost $1.28 Unrealized +11.4%

CMPX Compass Therapeutics Inc 0.6%

Value ($000) $7,041 Shares 3,556,023 Est. Cost $3.60 Unrealized -51.9%

TIL Instil Bio Inc 0.5%

Value ($000) $6,743 Shares 624,338 Est. Cost $7.23 Unrealized +51.5%

QTTB Q32 Bio Inc. 0.5%

Value ($000) $6,306 Shares 370,068 Est. Cost $13.78 Unrealized 0.0%

— Bolt Therapeutics Inc 0.4%

Value ($000) $4,930 Shares 3,521,291 Est. Cost $32.91 Unrealized —

— Unicycive Therapeutics 0.4%

Value ($000) $4,789 Shares 3,470,152 Est. Cost $0.86 Unrealized —

— Allakos Inc 0.3%

Value ($000) $3,765 Shares 2,988,000 Est. Cost $6.12 Unrealized —

— Aligos Therapeutics Inc 0.3%

Value ($000) $3,476 Shares 3,547,030 Est. Cost $27.65 Unrealized —

— DBV Technologies SA 0.2%

Value ($000) $2,029 Shares 2,708,875 Est. Cost $1.77 Unrealized —

CDXS Codexis, Inc 0.1%

Value ($000) $1,355 Shares 388,144 Est. Cost $13.98 Unrealized -77.5%

WHWK Aadi Bioscience Inc 0.1%

Value ($000) $1,192 Shares 509,572 Est. Cost $30.48 Unrealized -93.7%

DTIL Precision Biosciences Inc 0.0%

Value ($000) $63 Shares 4,675 Est. Cost $12.24 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SLNO	Soleno Therapeutics Inc	8,418,093	$360,294	28.3%	$19.93	+127.0%	Common	834203309
GERN	Geron Corp	27,225,292	$89,843	7.1%	$1.62	+38.1%	Common	374163103
HRMY	Harmony Biosciences Holdings Inc	2,606,247	$87,518	6.9%	$36.16	-11.2%	Common	413197104
SVA	Sinovac Biotech Ltd.	11,800,000	$76,346	6.0%	$6.47	0.0%	SHS	P8696W104
—	Avadel Pharmaceuticals PLC	3,972,099	$67,089	5.3%	$8.54	—	ADR	05337M104
—	Verona Pharma PLC	3,610,177	$58,088	4.6%	$6.97	—	SPONSORED ADS	925050106
ALXO	ALX Oncology Holdings Inc	4,220,048	$47,054	3.7%	$39.31	-64.3%	Common	00166B105
DYN	Dyne Therapeutics Inc	1,635,136	$46,422	3.6%	$18.65	+21.2%	Common	26818M108
TERN	Terns Pharmaceuticals Inc	6,657,992	$43,676	3.4%	$11.36	-42.5%	Common	880881107
—	Astria Therapeutics Inc	2,329,027	$32,781	2.6%	$6.12	—	Common	04635X102
VRDN	Viridian Therapeutics Inc	1,678,207	$29,385	2.3%	$15.47	+25.3%	Common	92790C104
SLN	Silence Therapeutics PLC	1,105,454	$23,878	1.9%	$19.65	—	ADS	82686Q101
OLMA	Olema Pharmaceuticals Inc	1,873,704	$21,210	1.7%	$31.43	-59.0%	Common	68062P106
—	Adverum Biotechnologies, Inc.	1,500,000	$21,210	1.7%	$14.14	—	Common	00773U207
—	Alpine Immune Sciences Inc	520,505	$20,794	1.6%	$10.28	—	Common	02083G100
TARS	Tarsus Pharmaceuticals Inc	565,550	$20,558	1.6%	$28.48	+3.2%	Common	87650L103
VSTM	Verastem Inc	1,538,461	$18,154	1.4%	$6.94	+66.5%	Common	92337C203
CRNX	Crinetics Pharmaceuticals Inc	350,000	$16,384	1.3%	$20.61	+89.9%	Common	22663K107
COGT	Cogent Biosciences Inc	2,244,941	$15,086	1.2%	$8.55	-27.7%	Common	19240Q201
SERA	Sera Prognostics Inc	1,650,440	$15,019	1.2%	$10.38	-23.7%	Common	81749D107
—	Regulus Therapeutics Inc	5,000,000	$14,400	1.1%	$2.88	—	Common	75915K309
—	Tourmaline Bio Inc.	591,882	$13,554	1.1%	$26.18	—	Common	89157D105
CMPS	Compass Pathway PLC	1,608,000	$13,379	1.1%	$7.40	—	SPONSORED ADS	20451W101
ORIC	Oric Pharmaceuticals Inc	849,681	$11,683	0.9%	$8.11	+46.4%	Common	68622P109
ENGN	Engene Holdings Inc.	678,705	$11,504	0.9%	$10.40	+17.7%	Common	29286M105
—	Genetron Holdings Ltd	2,708,056	$10,900	0.9%	$3.68	—	ADS	37186H209
IOBT	IO Biotech Inc	6,173,439	$10,680	0.8%	$5.62	-69.1%	Common	449778109
SVRA	Savara Inc	2,088,323	$10,400	0.8%	$3.59	+34.7%	Common	805111101
ZLAB	Zai Lab Ltd	531,198	$8,510	0.7%	$38.50	—	ADR	98887Q104
DCTH	Delcath Systems, Inc.	1,666,746	$7,950	0.6%	$5.02	-14.1%	Common	24661P807
RZLT	Rezolute Inc	2,797,704	$7,134	0.6%	$1.28	+11.4%	Common	76200L309
CMPX	Compass Therapeutics Inc	3,556,023	$7,041	0.6%	$3.60	-51.9%	Common	20454B104
TIL	Instil Bio Inc	624,338	$6,743	0.5%	$7.23	+51.5%	Common	45783C200
QTTB	Q32 Bio Inc.	370,068	$6,306	0.5%	$13.78	0.0%	Common	746964105
—	Bolt Therapeutics Inc	3,521,291	$4,930	0.4%	$32.91	—	Common	097702104
—	Unicycive Therapeutics	3,470,152	$4,789	0.4%	$0.86	—	Common	90466Y103
—	Allakos Inc	2,988,000	$3,765	0.3%	$6.12	—	Common	01671P100
—	Aligos Therapeutics Inc	3,547,030	$3,476	0.3%	$27.65	—	Common	01626L105
—	DBV Technologies SA	2,708,875	$2,029	0.2%	$1.77	—	SPONSORED ADS	23306J101
CDXS	Codexis, Inc	388,144	$1,355	0.1%	$13.98	-77.5%	Common	192005106
WHWK	Aadi Bioscience Inc	509,572	$1,192	0.1%	$30.48	-93.7%	Common	00032Q104
DTIL	Precision Biosciences Inc	4,675	$63	0.0%	$12.24	0.0%	Common	74019P207