Vivo Capital, LLC Diversified Active

CIK: 0001674712 · Show all filings

Period: Q2 2024 (← Previous) (Next →)

Filing Date: Aug 14, 2024

Total Value ($000): $1,082,541 (100.0% shares, 0.0% debt)

Holdings (42)

SLNO Soleno Therapeutics Inc 27.6%

Value ($000) $298,528 Shares 7,316,851 Est. Cost $19.93 Unrealized +112.6%

GERN Geron Corp 10.7%

Value ($000) $115,435 Shares 27,225,292 Est. Cost $1.62 Unrealized +141.1%

HRMY Harmony Biosciences Holdings Inc 7.3%

Value ($000) $78,630 Shares 2,606,247 Est. Cost $36.16 Unrealized -16.8%

SVA Sinovac Biotech Ltd. 7.1%

Value ($000) $76,346 Shares 11,800,000 Est. Cost $6.47 Unrealized 0.0%

DYN Dyne Therapeutics Inc 5.3%

Value ($000) $57,704 Shares 1,635,136 Est. Cost $18.65 Unrealized +55.8%

— Avadel Pharmaceuticals PLC 5.2%

Value ($000) $55,848 Shares 3,972,099 Est. Cost $8.54 Unrealized —

— Verona Pharma PLC 4.7%

Value ($000) $51,330 Shares 3,549,758 Est. Cost $6.97 Unrealized —

TERN Terns Pharmaceuticals Inc 3.9%

Value ($000) $42,106 Shares 6,182,992 Est. Cost $11.36 Unrealized -46.7%

ALXO ALX Oncology Holdings Inc 2.4%

Value ($000) $25,447 Shares 4,220,048 Est. Cost $39.31 Unrealized -68.7%

VRDN Viridian Therapeutics Inc 2.0%

Value ($000) $21,833 Shares 1,678,207 Est. Cost $15.47 Unrealized -10.5%

— Astria Therapeutics Inc 2.0%

Value ($000) $21,194 Shares 2,329,027 Est. Cost $6.12 Unrealized —

SLN Silence Therapeutics PLC 1.9%

Value ($000) $21,004 Shares 1,105,454 Est. Cost $19.65 Unrealized —

OLMA Olema Pharmaceuticals Inc 1.9%

Value ($000) $20,273 Shares 1,873,704 Est. Cost $31.43 Unrealized -65.5%

COGT Cogent Biosciences Inc 1.7%

Value ($000) $18,925 Shares 2,244,941 Est. Cost $8.55 Unrealized -11.2%

ERAS Erasca Inc 1.5%

Value ($000) $15,946 Shares 6,756,756 Est. Cost $2.16 Unrealized 0.0%

TARS Tarsus Pharmaceuticals Inc 1.4%

Value ($000) $15,372 Shares 565,550 Est. Cost $28.48 Unrealized +18.0%

DCTH Delcath Systems, Inc. 1.3%

Value ($000) $13,951 Shares 1,666,746 Est. Cost $5.02 Unrealized +26.2%

RZLT Rezolute Inc 1.1%

Value ($000) $12,030 Shares 2,797,704 Est. Cost $1.28 Unrealized +169.2%

CELC Celcuity Inc 0.9%

Value ($000) $10,000 Shares 610,500 Est. Cost $16.73 Unrealized 0.0%

SERA Sera Prognostics Inc 0.9%

Value ($000) $9,771 Shares 1,650,440 Est. Cost $10.38 Unrealized -13.9%

CMPS Compass Pathway PLC 0.9%

Value ($000) $9,712 Shares 1,608,000 Est. Cost $7.40 Unrealized —

ZLAB Zai Lab Ltd 0.9%

Value ($000) $9,206 Shares 531,198 Est. Cost $38.50 Unrealized —

ORIC Oric Pharmaceuticals Inc 0.8%

Value ($000) $8,977 Shares 1,269,676 Est. Cost $8.39 Unrealized +6.7%

— Regulus Therapeutics Inc 0.8%

Value ($000) $8,925 Shares 5,000,000 Est. Cost $2.88 Unrealized —

ABEO Abeona Therapeutics, Inc. 0.7%

Value ($000) $7,813 Shares 1,842,751 Est. Cost $5.10 Unrealized 0.0%

— Tourmaline Bio Inc. 0.7%

Value ($000) $7,612 Shares 591,882 Est. Cost $26.18 Unrealized —

CRBP Corbus Pharmaceuticals Holdings 0.7%

Value ($000) $7,547 Shares 166,794 Est. Cost $42.06 Unrealized 0.0%

IOBT IO Biotech Inc 0.7%

Value ($000) $7,223 Shares 6,173,439 Est. Cost $5.62 Unrealized -75.1%

TIL Instil Bio Inc 0.6%

Value ($000) $6,424 Shares 624,339 Est. Cost $7.23 Unrealized +49.4%

ENGN Engene Holdings Inc. 0.6%

Value ($000) $6,400 Shares 678,705 Est. Cost $10.40 Unrealized +23.4%

VSTM Verastem Inc 0.4%

Value ($000) $4,585 Shares 1,538,461 Est. Cost $6.94 Unrealized +18.8%

CMPX Compass Therapeutics Inc 0.3%

Value ($000) $3,556 Shares 3,556,023 Est. Cost $3.60 Unrealized -59.4%

— Allakos Inc 0.3%

Value ($000) $2,988 Shares 2,988,000 Est. Cost $6.12 Unrealized —

— Bolt Therapeutics Inc 0.2%

Value ($000) $2,641 Shares 3,521,291 Est. Cost $32.91 Unrealized —

— Unicycive Therapeutics 0.2%

Value ($000) $1,739 Shares 3,470,152 Est. Cost $0.86 Unrealized —

— Aligos Therapeutics Inc 0.1%

Value ($000) $1,241 Shares 3,547,030 Est. Cost $27.65 Unrealized —

CDXS Codexis, Inc 0.1%

Value ($000) $1,203 Shares 388,144 Est. Cost $13.98 Unrealized -77.0%

— DBV Technologies SA 0.1%

Value ($000) $1,085 Shares 1,354,437 Est. Cost $0.80 Unrealized —

— Adverum Biotechnologies, Inc. 0.1%

Value ($000) $833 Shares 833,333 Est. Cost $14.14 Unrealized —

WHWK Aadi Bioscience Inc 0.1%

Value ($000) $744 Shares 509,572 Est. Cost $30.48 Unrealized -93.9%

QTTB Q32 Bio Inc. 0.0%

Value ($000) $369 Shares 20,559 Est. Cost $13.78 Unrealized +73.6%

DTIL Precision Biosciences Inc 0.0%

Value ($000) $45 Shares 4,675 Est. Cost $12.24 Unrealized -3.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SLNO	Soleno Therapeutics Inc	7,316,851	$298,528	27.6%	$19.93	+112.6%	Common	834203309
GERN	Geron Corp	27,225,292	$115,435	10.7%	$1.62	+141.1%	Common	374163103
HRMY	Harmony Biosciences Holdings Inc	2,606,247	$78,630	7.3%	$36.16	-16.8%	Common	413197104
SVA	Sinovac Biotech Ltd.	11,800,000	$76,346	7.1%	$6.47	0.0%	SHS	P8696W104
DYN	Dyne Therapeutics Inc	1,635,136	$57,704	5.3%	$18.65	+55.8%	Common	26818M108
—	Avadel Pharmaceuticals PLC	3,972,099	$55,848	5.2%	$8.54	—	ADR	05337M104
—	Verona Pharma PLC	3,549,758	$51,330	4.7%	$6.97	—	SPONSORED ADS	925050106
TERN	Terns Pharmaceuticals Inc	6,182,992	$42,106	3.9%	$11.36	-46.7%	Common	880881107
ALXO	ALX Oncology Holdings Inc	4,220,048	$25,447	2.4%	$39.31	-68.7%	Common	00166B105
VRDN	Viridian Therapeutics Inc	1,678,207	$21,833	2.0%	$15.47	-10.5%	Common	92790C104
—	Astria Therapeutics Inc	2,329,027	$21,194	2.0%	$6.12	—	Common	04635X102
SLN	Silence Therapeutics PLC	1,105,454	$21,004	1.9%	$19.65	—	ADS	82686Q101
OLMA	Olema Pharmaceuticals Inc	1,873,704	$20,273	1.9%	$31.43	-65.5%	Common	68062P106
COGT	Cogent Biosciences Inc	2,244,941	$18,925	1.7%	$8.55	-11.2%	Common	19240Q201
ERAS	Erasca Inc	6,756,756	$15,946	1.5%	$2.16	0.0%	Common	29479A108
TARS	Tarsus Pharmaceuticals Inc	565,550	$15,372	1.4%	$28.48	+18.0%	Common	87650L103
DCTH	Delcath Systems, Inc.	1,666,746	$13,951	1.3%	$5.02	+26.2%	Common	24661P807
RZLT	Rezolute Inc	2,797,704	$12,030	1.1%	$1.28	+169.2%	Common	76200L309
CELC	Celcuity Inc	610,500	$10,000	0.9%	$16.73	0.0%	Common	15102K100
SERA	Sera Prognostics Inc	1,650,440	$9,771	0.9%	$10.38	-13.9%	Common	81749D107
CMPS	Compass Pathway PLC	1,608,000	$9,712	0.9%	$7.40	—	SPONSORED ADS	20451W101
ZLAB	Zai Lab Ltd	531,198	$9,206	0.9%	$38.50	—	ADR	98887Q104
ORIC	Oric Pharmaceuticals Inc	1,269,676	$8,977	0.8%	$8.39	+6.7%	Common	68622P109
—	Regulus Therapeutics Inc	5,000,000	$8,925	0.8%	$2.88	—	Common	75915K309
ABEO	Abeona Therapeutics, Inc.	1,842,751	$7,813	0.7%	$5.10	0.0%	Common	00289Y206
—	Tourmaline Bio Inc.	591,882	$7,612	0.7%	$26.18	—	Common	89157D105
CRBP	Corbus Pharmaceuticals Holdings	166,794	$7,547	0.7%	$42.06	0.0%	Common	21833P301
IOBT	IO Biotech Inc	6,173,439	$7,223	0.7%	$5.62	-75.1%	Common	449778109
TIL	Instil Bio Inc	624,339	$6,424	0.6%	$7.23	+49.4%	Common	45783C200
ENGN	Engene Holdings Inc.	678,705	$6,400	0.6%	$10.40	+23.4%	Common	29286M105
VSTM	Verastem Inc	1,538,461	$4,585	0.4%	$6.94	+18.8%	Common	92337C203
CMPX	Compass Therapeutics Inc	3,556,023	$3,556	0.3%	$3.60	-59.4%	Common	20454B104
—	Allakos Inc	2,988,000	$2,988	0.3%	$6.12	—	Common	01671P100
—	Bolt Therapeutics Inc	3,521,291	$2,641	0.2%	$32.91	—	Common	097702104
—	Unicycive Therapeutics	3,470,152	$1,739	0.2%	$0.86	—	Common	90466Y103
—	Aligos Therapeutics Inc	3,547,030	$1,241	0.1%	$27.65	—	Common	01626L105
CDXS	Codexis, Inc	388,144	$1,203	0.1%	$13.98	-77.0%	Common	192005106
—	DBV Technologies SA	1,354,437	$1,085	0.1%	$0.80	—	SPONSORED ADS	23306J200
—	Adverum Biotechnologies, Inc.	833,333	$833	0.1%	$14.14	—	Common	00773U207
WHWK	Aadi Bioscience Inc	509,572	$744	0.1%	$30.48	-93.9%	Common	00032Q104
QTTB	Q32 Bio Inc.	20,559	$369	0.0%	$13.78	+73.6%	Common	746964105
DTIL	Precision Biosciences Inc	4,675	$45	0.0%	$12.24	-3.7%	Common	74019P207