Location: Los Angeles, CA
CIK: 0001079935 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 22, 2014
Total Value: $284M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DLS | WISDOMTREE TR | 454,682 | $29.45M | 10.4% | $64.86 | — | INTL SMCAP DIV | 97717W760 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,214,076 | $27.17M | 9.6% | $22.32 | — | GUGG CRP BD 2016 | 18383M555 |
| XLF | SELECT SECTOR SPDR TR | 631,273 | $14.36M | 5.0% | $20.18 | — | SBI INT-FINL | 81369Y605 |
| XLI | SELECT SECTOR SPDR TR | 263,899 | $14.27M | 5.0% | $48.17 | — | SBI INT-INDS | 81369Y704 |
| XLY | SELECT SECTOR SPDR TR | 209,557 | $13.99M | 4.9% | $65.02 | — | SBI CONS DISCR | 81369Y407 |
| DWM | WISDOMTREE TR | 176,321 | $9.872M | 3.5% | $51.46 | — | DEFA FD | 97717W703 |
| — | CLAYMORE EXCHANGE TR FD TR | 406,353 | $9.31M | 3.3% | $22.63 | — | GUGG CRP BD 2017 | 18383M548 |
| VOE | VANGUARD INDEX FDS | 88,798 | $7.72M | 2.7% | $74.47 | — | MCAP VL IDXVIP | 922908512 |
| VOT | VANGUARD INDEX FDS | 78,295 | $7.545M | 2.7% | $84.63 | — | MCAP GR IDXVIP | 922908538 |
| — | POWERSHARES GLOBAL ETF TRUST | 292,307 | $7.299M | 2.6% | $24.99 | — | WK VRDO TX FR | 73936T433 |
| EOG | EOG RES INC | 61,800 | $7.222M | 2.5% | $64.36 | +19.1% | COM | 26875P101 |
| — | KAYNE ANDERSON MLP INVSMT CO | 182,923 | $7.209M | 2.5% | $38.54 | — | COM | 486606106 |
| AAPL | APPLE INC | 73,042 | $6.788M | 2.4% | $18.01 | +3.6% | COM | 037833100 |
| — | AVAGO TECHNOLOGIES LTD | 90,678 | $6.535M | 2.3% | $57.08 | — | SHS | Y0486S104 |
| — | DISCOVER FINL SVCS | 105,300 | $6.527M | 2.3% | $57.25 | — | COM | 254709108 |
| — | UBS AG JERSEY BRH | 145,743 | $6.497M | 2.3% | $40.18 | — | ALERIAN INFRST | 902641646 |
| PPG | PPG INDS INC | 30,765 | $6.465M | 2.3% | $64.41 | +25.6% | COM | 693506107 |
| MCK | MCKESSON CORP | 33,597 | $6.256M | 2.2% | $112.73 | +44.8% | COM | 58155Q103 |
| UNH | UNITEDHEALTH GROUP INC | 75,923 | $6.207M | 2.2% | $59.91 | +8.8% | COM | 91324P102 |
| CVS | CVS CAREMARK CORPORATION | 81,077 | $6.111M | 2.1% | $43.57 | +26.0% | COM | 126650100 |
| — | SUNTRUST BKS INC | 152,249 | $6.099M | 2.1% | $39.83 | — | COM | 867914103 |
| — | TWENTY FIRST CENTY FOX INC | 177,459 | $6.074M | 2.1% | $33.27 | — | CL A | 90130A200 |
| — | SOUTHWESTERN ENERGY CO | 129,781 | $5.904M | 2.1% | $38.86 | — | COM | 845467109 |
| IVW | ISHARES | 54,815 | $5.766M | 2.0% | $86.92 | — | S&P 500 GRWT ETF | 464287309 |
| UAL | UNITED CONTL HLDGS INC | 130,081 | $5.342M | 1.9% | $43.93 | -1.9% | COM | 910047109 |
| SCHC | SCHWAB STRATEGIC TR | 126,091 | $4.321M | 1.5% | $33.25 | — | INTL SCEQT ETF | 808524888 |
| VEA | VANGUARD TAX MANAGED INTL FD | 72,889 | $3.104M | 1.1% | $41.37 | — | FTSE DEV MKT ETF | 921943858 |
| IVE | ISHARES | 33,421 | $3.017M | 1.1% | $77.61 | — | S&P 500 VAL ETF | 464287408 |
| — | JPMORGAN CHASE & CO | 53,615 | $2.808M | 1.0% | $46.64 | — | ALERIAN ML ETN | 46625H365 |
| — | ISHARES | 51,640 | $2.765M | 1.0% | $53.55 | — | 2016 S&P AMTFR | 464289313 |
| VNQ | VANGUARD INDEX FDS | 35,358 | $2.646M | 0.9% | $68.62 | — | REIT ETF | 922908553 |
| DEM | WISDOMTREE TR | 50,087 | $2.596M | 0.9% | $48.74 | — | EMERG MKTS ETF | 97717W315 |
| IGSB | ISHARES | 22,196 | $2.346M | 0.8% | $105.02 | — | BARCLYS 1-3YR CR | 464288646 |
| VEU | VANGUARD INTL EQUITY INDEX F | 44,637 | $2.334M | 0.8% | $45.66 | — | ALLWRLD EX US | 922042775 |
| — | CLAYMORE EXCHANGE TRD FD TR | 65,869 | $1.807M | 0.6% | $27.11 | — | GUG BLT2016 HY | 18383M415 |
| VBR | VANGUARD INDEX FDS | 16,142 | $1.703M | 0.6% | $88.18 | — | SM CAP VAL ETF | 922908611 |
| IGF | ISHARES | 34,365 | $1.523M | 0.5% | $40.21 | — | GLB INFRASTR ETF | 464288372 |
| — | RYDEX ETF TRUST | 19,290 | $1.491M | 0.5% | $58.30 | — | GUG S&P 500 PU GR | 78355W403 |
| VBK | VANGUARD INDEX FDS | 11,603 | $1.478M | 0.5% | $109.38 | — | SML CP GRW ETF | 922908595 |
| — | ISHARES | 26,559 | $1.468M | 0.5% | $55.09 | — | 2017 S&P AMTFR | 464289271 |
| IDV | ISHARES | 32,630 | $1.302M | 0.5% | $38.75 | — | INTL SEL DIV ETF | 464288448 |
| VO | VANGUARD INDEX FDS | 9,365 | $1.111M | 0.4% | $100.33 | — | MID CAP ETF | 922908629 |
| SCHX | SCHWAB STRATEGIC TR | 23,038 | $1.079M | 0.4% | $44.87 | — | US LRG CAP ETF | 808524201 |
| DES | WISDOMTREE TR | 13,844 | $970K | 0.3% | $62.51 | — | SMALLCAP DIVID | 97717W604 |
| AIVL | WISDOMTREE TR | 12,283 | $908K | 0.3% | $65.08 | — | DIV EX-FINL FD | 97717W406 |
| — | BLACKROCK ENH CAP & INC FD | 61,289 | $903K | 0.3% | $13.21 | — | COM | 09256A109 |
| — | MARKET VECTORS ETF TR | 34,854 | $873K | 0.3% | $24.94 | — | INVT GRD FL RT | 57060U514 |
| SLYV | SPDR SERIES TRUST | 7,892 | $870K | 0.3% | $108.53 | — | S&P 600 SMCP VAL | 78464A300 |
| DWX | SPDR INDEX SHS FDS | 15,931 | $817K | 0.3% | $44.91 | — | S&P INTL ETF | 78463X772 |
| FLOT | ISHARES TR | 14,117 | $717K | 0.3% | $50.77 | — | FLTG RATE BD ETF | 46429B655 |
| CWI | SPDR INDEX SHS FDS | 16,977 | $630K | 0.2% | $36.11 | — | MSCI ACWI EXUS | 78463X848 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 7,839 | $611K | 0.2% | $72.09 | — | DIV APP ETF | 921908844 |
| VCLT | VANGUARD SCOTTSDALE FDS | 5,788 | $522K | 0.2% | $85.82 | — | LG-TERM COR BD | 92206C813 |
| VB | VANGUARD INDEX FDS | 4,042 | $473K | 0.2% | $105.23 | — | SMALL CP ETF | 922908751 |
| SCHA | SCHWAB STRATEGIC TR | 8,238 | $452K | 0.2% | $53.84 | — | US BRD MKT ETF | 808524607 |
| CMF | ISHARES | 2,191 | $254K | 0.1% | $108.14 | — | S&P CAL AMTFR MN | 464288356 |
| JNJ | JOHNSON & JOHNSON | 2,062 | $216K | 0.1% | $66.63 | +9.8% | COM | 478160104 |
| BAC | BANK OF AMERICA CORPORATION | 11,242 | $173K | 0.1% | $12.24 | 0.0% | COM | 060505104 |
| — | ALCATEL-LUCENT | 13,375 | $48,000 | 0.0% | $3.88 | — | SPONDORED ADR | 013904305 |
| — | PEREGRINE PHARMACEUTICALS IN | 11,200 | $21,000 | 0.0% | $1.88 | — | COM NEW | 713661304 |