INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 12, 2019

Total Value ($000): $251,143 (100.0% shares, 0.0% debt)

Holdings (21)

— PRICELINE GRP INC 9.2%

Value ($000) $23,064 Shares 20,163,000 Est. Cost $1.03 Unrealized —

— ARES CAP CORP 8.6%

Value ($000) $21,578 Shares 21,400,000 Est. Cost $1.01 Unrealized —

— SPIRIT RLTY CAP INC NEW 8.0%

Value ($000) $20,185 Shares 19,833,000 Est. Cost $1.05 Unrealized —

— ANTHEM INC 7.5%

Value ($000) $18,931 Shares 4,851,000 Est. Cost $2.06 Unrealized —

— TPG SPECIALTY LENDING INC 6.8%

Value ($000) $17,168 Shares 16,700,000 Est. Cost $1.01 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 6.6%

Value ($000) $16,516 Shares 16,414,000 Est. Cost $1.02 Unrealized —

— RED HAT INC 6.4%

Value ($000) $16,139 Shares 6,346,000 Est. Cost $1.30 Unrealized —

— NOVELLUS SYS INC 5.8%

Value ($000) $14,498 Shares 2,498,000 Est. Cost $2.79 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 5.7%

Value ($000) $14,254 Shares 15,589,000 Est. Cost $1.00 Unrealized —

— ALZA CORP 5.6%

Value ($000) $14,053 Shares 7,339,000 Est. Cost $1.42 Unrealized —

— ILLUMINA INC 5.1%

Value ($000) $12,801 Shares 8,300,000 Est. Cost $1.53 Unrealized —

— HERCULES CAPITAL INC 4.7%

Value ($000) $11,723 Shares 11,719,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORPORATION 4.3%

Value ($000) $10,758 Shares 10,700,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORPORATION 4.1%

Value ($000) $10,321 Shares 10,233,000 Est. Cost $0.90 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 4.1%

Value ($000) $10,182 Shares 10,216,000 Est. Cost $1.13 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 2.9%

Value ($000) $7,369 Shares 8,362,000 Est. Cost $0.93 Unrealized —

— WELLS FARGO CO NEW 1.8%

Value ($000) $4,488 Shares 3,287 Est. Cost $1186.84 Unrealized —

— BANK AMER CORP 1.5%

Value ($000) $3,693 Shares 2,695 Est. Cost $1170.79 Unrealized —

— DANAHER CORPORATION 0.6%

Value ($000) $1,440 Shares 264,000 Est. Cost $2.26 Unrealized —

— ON SEMICONDUCTOR CORP 0.4%

Value ($000) $1,000 Shares 814,000 Est. Cost $0.89 Unrealized —

— NABORS INDS INC NEW 0.4%

Value ($000) $982 Shares 1,375,000 Est. Cost $0.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PRICELINE GRP INC	20,163,000	$23,064	9.2%	$1.03	—	NOTE 0.900% 9/1	741503AX4
—	ARES CAP CORP	21,400,000	$21,578	8.6%	$1.01	—	NOTE 3.750% 2/0	04010LAT0
—	SPIRIT RLTY CAP INC NEW	19,833,000	$20,185	8.0%	$1.05	—	NOTE 3.750% 5/1	84860WAB8
—	ANTHEM INC	4,851,000	$18,931	7.5%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	TPG SPECIALTY LENDING INC	16,700,000	$17,168	6.8%	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	AMERICAN RLTY CAP PPTYS INC	16,414,000	$16,516	6.6%	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	RED HAT INC	6,346,000	$16,139	6.4%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	NOVELLUS SYS INC	2,498,000	$14,498	5.8%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14,254	5.7%	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ALZA CORP	7,339,000	$14,053	5.6%	$1.42	—	SDCV 7/2	02261WAB5
—	ILLUMINA INC	8,300,000	$12,801	5.1%	$1.53	—	NOTE 0.500% 6/1	452327AH2
—	HERCULES CAPITAL INC	11,719,000	$11,723	4.7%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	PROSPECT CAPITAL CORPORATION	10,700,000	$10,758	4.3%	$0.99	—	NOTE 4.950% 7/1	74348TAR3
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10,321	4.1%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	MACQUARIE INFRASTRUCTURE COR	10,216,000	$10,182	4.1%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7,369	2.9%	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	WELLS FARGO CO NEW	3,287	$4,488	1.8%	$1186.84	—	PERP PFD CNV A	949746804
—	BANK AMER CORP	2,695	$3,693	1.5%	$1170.79	—	7.25%CNV PFD L	060505682
—	DANAHER CORPORATION	264,000	$1,440	0.6%	$2.26	—	DBCV 1/2	235851AF9
—	ON SEMICONDUCTOR CORP	814,000	$1,000	0.4%	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,375,000	$982	0.4%	$0.78	—	NOTE 0.750% 1/1	62957HAB1