Soundwatch Capital LLC Quant / Systematic

Location: Rowayton, CT

CIK: 0001803253 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value: $983M (85.9% shares, 14.1% debt)

Holdings (34)

— SPX CORP 38.5%

Value $378M Shares 9,013 Est. Cost — Unrealized —

— SPX CORP 24.0%

Value $236M Shares 5,477 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 19.5%

Value $192M Shares 447,563 Est. Cost $429.14 Unrealized —

IVV ISHARES TR 14.1%

Value $139M Shares 322,243 Est. Cost $136.20 Unrealized —

AAPL APPLE INC 1.0%

Value $9.699M Shares 68,547 Est. Cost $143.90 Unrealized 0.0%

VV VANGUARD INDEX FDS 0.6%

Value $5.848M Shares 29,106 Est. Cost $200.92 Unrealized —

QQQ INVESCO QQQ TR 0.6%

Value $5.773M Shares 16,127 Est. Cost $357.97 Unrealized —

VOO VANGUARD INDEX FDS 0.3%

Value $2.547M Shares 6,458 Est. Cost $394.39 Unrealized —

NVDA NVIDIA CORPORATION 0.2%

Value $1.764M Shares 8,515 Est. Cost $20.72 Unrealized 0.0%

QUAL ISHARES TR 0.1%

Value $1.328M Shares 10,080 Est. Cost $113.62 Unrealized —

MSFT MICROSOFT CORP 0.1%

Value $1.201M Shares 4,260 Est. Cost $280.73 Unrealized 0.0%

IWB ISHARES TR 0.1%

Value $1.062M Shares 4,395 Est. Cost $215.59 Unrealized —

AMZN AMAZON COM INC 0.1%

Value $844K Shares 257 Est. Cost $172.49 Unrealized 0.0%

ITOT ISHARES TR 0.1%

Value $833K Shares 8,467 Est. Cost $87.79 Unrealized —

— SPDR S&P 500 ETF TR 0.1%

Value $601K Shares 14 Est. Cost — Unrealized —

GOOGL ALPHABET INC 0.1%

Value $580K Shares 217 Est. Cost $135.05 Unrealized 0.0%

MOAT VANECK ETF TRUST 0.0%

Value $487K Shares 6,655 Est. Cost $73.18 Unrealized —

IWF ISHARES TR 0.0%

Value $384K Shares 1,400 Est. Cost $274.29 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 0.0%

Value $381K Shares 1,126 Est. Cost $305.51 Unrealized —

IYW ISHARES TR 0.0%

Value $372K Shares 3,678 Est. Cost $101.14 Unrealized —

XLG INVESCO EXCHANGE TRADED FD T 0.0%

Value $360K Shares 1,090 Est. Cost $330.28 Unrealized —

VGT VANGUARD WORLD FDS 0.0%

Value $352K Shares 878 Est. Cost $308.80 Unrealized —

GD GENERAL DYNAMICS CORP 0.0%

Value $340K Shares 1,735 Est. Cost $124.31 Unrealized +43.7%

TXN TEXAS INSTRS INC 0.0%

Value $331K Shares 1,720 Est. Cost $167.96 Unrealized 0.0%

XLV SELECT SECTOR SPDR TR 0.0%

Value $322K Shares 2,528 Est. Cost $127.37 Unrealized —

AMAT APPLIED MATLS INC 0.0%

Value $319K Shares 2,478 Est. Cost $130.59 Unrealized 0.0%

— SPDR S&P 500 ETF TR 0.0%

Value $300K Shares 7 Est. Cost — Unrealized —

VCR VANGUARD WORLD FDS 0.0%

Value $266K Shares 859 Est. Cost $309.66 Unrealized —

INTC INTEL CORP 0.0%

Value $231K Shares 4,337 Est. Cost $49.81 Unrealized 0.0%

QQQJ INVESCO EXCH TRADED FD TR II 0.0%

Value $223K Shares 6,761 Est. Cost $32.98 Unrealized —

META FACEBOOK INC 0.0%

Value $213K Shares 628 Est. Cost $357.67 Unrealized 0.0%

XLK SELECT SECTOR SPDR TR 0.0%

Value $211K Shares 1,413 Est. Cost $149.33 Unrealized —

XLF SELECT SECTOR SPDR TR 0.0%

Value $211K Shares 5,611 Est. Cost $37.60 Unrealized —

FDG AMERICAN CENTY ETF TR 0.0%

Value $209K Shares 2,545 Est. Cost $82.12 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	SPX CORP	9,013	$378M	38.5%	—	—	Put	784635954
—	SPX CORP	5,477	$236M	24.0%	—	—	Call	784635904
SPY	SPDR S&P 500 ETF TR	447,563	$192M	19.5%	$429.14	—	TR UNIT	78462F103
IVV	ISHARES TR	322,243	$139M	14.1%	$136.20	—	CORE S&P500 ETF	464287200
AAPL	APPLE INC	68,547	$9.699M	1.0%	$143.90	0.0%	COM	037833100
VV	VANGUARD INDEX FDS	29,106	$5.848M	0.6%	$200.92	—	LARGE CAP ETF	922908637
QQQ	INVESCO QQQ TR	16,127	$5.773M	0.6%	$357.97	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	6,458	$2.547M	0.3%	$394.39	—	S&P 500 ETF SHS	922908363
NVDA	NVIDIA CORPORATION	8,515	$1.764M	0.2%	$20.72	0.0%	COM	67066G104
QUAL	ISHARES TR	10,080	$1.328M	0.1%	$113.62	—	MSCI USA QLT FCT	46432F339
MSFT	MICROSOFT CORP	4,260	$1.201M	0.1%	$280.73	0.0%	COM	594918104
IWB	ISHARES TR	4,395	$1.062M	0.1%	$215.59	—	RUS 1000 ETF	464287622
AMZN	AMAZON COM INC	257	$844K	0.1%	$172.49	0.0%	COM	023135106
ITOT	ISHARES TR	8,467	$833K	0.1%	$87.79	—	CORE S&P TTL STK	464287150
—	SPDR S&P 500 ETF TR	14	$601K	0.1%	—	—	Put	78462F953
GOOGL	ALPHABET INC	217	$580K	0.1%	$135.05	0.0%	CAP STK CL A	02079K305
MOAT	VANECK ETF TRUST	6,655	$487K	0.0%	$73.18	—	MRNGSTR WDE MOAT	92189F643
IWF	ISHARES TR	1,400	$384K	0.0%	$274.29	—	RUS 1000 GRW ETF	464287614
DIA	SPDR DOW JONES INDL AVERAGE	1,126	$381K	0.0%	$305.51	—	UT SER 1	78467X109
IYW	ISHARES TR	3,678	$372K	0.0%	$101.14	—	U.S. TECH ETF	464287721
XLG	INVESCO EXCHANGE TRADED FD T	1,090	$360K	0.0%	$330.28	—	S&P 500 TOP 50	46137V233
VGT	VANGUARD WORLD FDS	878	$352K	0.0%	$308.80	—	INF TECH ETF	92204A702
GD	GENERAL DYNAMICS CORP	1,735	$340K	0.0%	$124.31	+43.7%	COM	369550108
TXN	TEXAS INSTRS INC	1,720	$331K	0.0%	$167.96	0.0%	COM	882508104
XLV	SELECT SECTOR SPDR TR	2,528	$322K	0.0%	$127.37	—	SBI HEALTHCARE	81369Y209
AMAT	APPLIED MATLS INC	2,478	$319K	0.0%	$130.59	0.0%	COM	038222105
—	SPDR S&P 500 ETF TR	7	$300K	0.0%	—	—	Call	78462F903
VCR	VANGUARD WORLD FDS	859	$266K	0.0%	$309.66	—	CONSUM DIS ETF	92204A108
INTC	INTEL CORP	4,337	$231K	0.0%	$49.81	0.0%	COM	458140100
QQQJ	INVESCO EXCH TRADED FD TR II	6,761	$223K	0.0%	$32.98	—	NASDAQNXTGEN100	46138G631
META	FACEBOOK INC	628	$213K	0.0%	$357.67	0.0%	CL A	30303M102
XLK	SELECT SECTOR SPDR TR	1,413	$211K	0.0%	$149.33	—	TECHNOLOGY	81369Y803
XLF	SELECT SECTOR SPDR TR	5,611	$211K	0.0%	$37.60	—	FINANCIAL	81369Y605
FDG	AMERICAN CENTY ETF TR	2,545	$209K	0.0%	$82.12	—	FOCUSED DYNAMIC	025072810